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Graded pivot certificates
This note records the dissociation certificate behind L212 in its most general form, and exact examples of what a certificate of this kind cannot prove. Everything here is by Plasma AI and author-recorded; nothing has independent review. The proof sketch uses it.
The graded pivot lemma
For a nonzero integer let be the exponent of in .
Lemma. Let be a nonzero integer with , and let () be integers with , the levels pairwise distinct. Put . Suppose that for every with and ,
Then is dissociated.
Proof. The elements are distinct, because the differences are nonzero with distinct valuations. Put and consider a ternary relation , that is, with . If every vanishes, then and the relation is trivial. Otherwise let be the least with . The term is the only -term of valuation and the others have larger valuation, so is impossible; and in a vanishing sum the least valuation of a nonzero term is attained at least twice, so . Hence and , the hypothesis applies at , and
a contradiction.
The hypothesis imposes a separate budget only at levels . Higher levels still contribute to the tail sums in these budgets; levels below do not.
Special cases
- Pure 2-adic deletion. If no level of lies in the window, the hypothesis is empty. This is the binary residue-tree argument of L22, which deletes the window and so loses levels.
- Dominant pivot. If and , every window condition holds. This is the case of Lemma A in the proof of L212, which loses no level but needs all companions within total distance .
- Odd elements. If and every are odd, then , every level is at least , and suffices. The averaging of L212 with this doubled budget gives , and hence , for a finite set of odd positive integers with . This is proved in Step 4 of L212.
Adding companions to a cheap star
Suppose a positive integer pivot , with , has a set of companions at distinct difference levels and total cost below . Add further companions at new distinct levels, all in . Put , and delete the companions whose levels lie in . The survivors, with , are dissociated and number at least
Indeed, each new companion costs at most , so the total cost is below . A surviving level below cannot be the least level of a relation, while every surviving level has . The graded lemma applies at every required level. For the deletion set is empty.
This loses a logarithm of the number of added companions, independent of the size of the original cheap star. It does not guarantee new levels: many elements outside the original block can all have the same difference level from the pivot. Points above also require their actual costs to be accounted for. These are the two missing interfaces in a proposed combination of blocks in the proof sketch.
Freely chosen centers
The point used for the archimedean estimate need not be the pivot of the residue tree. This strictly enlarges the certificate family.
Center lemma. Let be an affinely dissociated set of positive integers: a ternary relation whose coefficients sum to zero is trivial. Suppose every ternary relation on has coefficient sum divisible by an integer . If some real satisfies
then is dissociated. In particular is always available, and is available when every element of is odd.
Proof. If a nontrivial relation has coefficient sum , affine dissociation excludes it. Otherwise , and rewriting the relation around gives
a contradiction. For odd integers, reduction modulo two makes even. More generally, a unit class modulo gives the divisibility assumption.
A pivot and companions at distinct difference valuations are affinely dissociated by the least-valuation argument. They can therefore use (C) with any center, whether or not the center is the pivot or an element of the ambient set. The choice can also vary with the level.
A support threshold. Suppose is a finite nonempty positive set, with , and every ternary relation on has coefficient sum zero or absolute value at least an integer . Put
Every affinely dissociated subset of with at most elements is dissociated. Consequently, for ,
To prove the first assertion, orient an unbalanced relation so that its numbers of positive and negative coefficients satisfy . Positivity gives and . Since the elements are distinct, the sum of the positive terms is strictly greater than , whereas the negative terms sum to at most . Equality of the two sums therefore requires . Thus , and its support has at least elements. Smaller relations must be balanced, and affine dissociation excludes them.
For (S), use the integer model and Kraft equality in L212. Some leaf has at least distinct difference levels; the leaf and one representative from each level are affinely dissociated. Take as many of these elements as the minimum in (S). The integer model preserves balanced ternary relations, so this argument also gives an affinely dissociated subset of the original real set.
In particular gives , while gives . For odd positive sets of ratio at most two, (S) yields for ; it also implies whenever . These are consequences of a support bound, not finite searches. Tests on small odd sets do not address the difficulty of unbalanced relations with larger support.
Recentered graded lemma. Let be positive integers with the distinct difference levels of the graded pivot lemma, and put and . For each with and , set . Suppose some satisfies
Then is dissociated.
Proof. In a nontrivial relation, let be the smallest used companion level. As in the graded lemma, its coefficient sum satisfies , so and . All used elements lie in . Rewriting around contradicts (RC), just as in the center lemma.
The old graded lemma takes . For a fixed set , it is enough to test centers among its elements: the function is piecewise linear with breakpoints in . If , its minimum occurs at a breakpoint or a whole interval between two; if , its value at is already negative.
The fixed examples below obstruct only their stated certificate models. The entry point checks three separating witnesses. For the bounded odd set below, take pivot , companions and center . Their difference levels are , respectively, and their total distance from the center is . Thus even (C) with certifies five elements, whereas the original graded certificate reaches only four. Likewise the retained six-element centered certificate in has total cost , and a four-element centered certificate in the diameter example has cost .
Allowing a free center does not give a universal diameter bound. The
32-element set retained in the entry point as
_RECENTERED_DIAMETER has diameter , whereas
The minimum ranges over every pivot , every five companions at distinct difference valuations, and every real center . To check this coverage, a minimizing center for any fixed six-point selection can be chosen among its medians, hence among . For a fixed pivot and center, take the nearest representative of each level and then the five cheapest levels. The entry point checks these finitely many minima in exact integer arithmetic.
This refutes the proposed statement that every binary tree with leaves on an interval of length has a -companion star whose total distance from a free center is at most . It does not refute (C), the recentered graded lemma, or the sharp dissociation bound. Indeed the retained minimizing star in has center , larger than its cost, and is dissociated. A diameter argument would need more than the prescribed residue tree, for example other affinely dissociated selections or an adapted choice of binary characters.
An obstruction to the stronger odd extraction
The precise result and a self-contained proof are L270, the split-leaf obstruction at every fixed ratio above one, at tier 0. The construction below explains its role in this route.
Free centers do not make single-pivot certificates sufficient for the stronger odd bound . In fact, for every there is a positive odd integer set with and an integer such that
but no recentered graded certificate has companions. The stronger odd bound would require dissociated elements. The certificate obstruction does not assert that this dissociated subset is absent.
Here is a construction. Choose and positive integers with
and put . Begin with a perfect binary tree of height and replace one leaf by two children. Only those two children have depth ; every other leaf has depth . A star with companions must therefore use one of the two deepest leaves as pivot and one representative of every sibling subtree along its path.
Place the two deepest leaves near . Of their other sibling subtrees, place all leaves of subtrees near and those of the remaining subtrees near . Every possible -element star then has high points and low points. At the limiting locations , its centered budget defect is
It is positive for every : on it is linear and has positive endpoint values by the two displayed inequalities; below it decreases toward its positive value at , and above it increases. Move the leaves to distinct nearby positions. The positive minimum persists, since there are finitely many selections and a minimizer is among their elements. Apply the realization lemma below and then replace each integer by . With a sufficiently fine realization the resulting set is odd, still has ratio below , and has the same strict centered obstruction. Its difference levels are the tree depths plus one. At level , the recentered graded lemma requires for the entire star, which is impossible. This proves the stated obstruction for every fixed ratio .
A small explicit instance has , , and ratio below two. For put
All elements are odd. Because is divisible by , for . Only have seven difference levels; all other pivots have six. Every seven-level star has three high elements, between and , and five low elements, between and . For any such eight-element set, the minimum of is the sum of its three largest elements minus the sum of its five smallest. It is therefore at least . The entry point minimizes over every pivot and center in exact arithmetic and finds the sharper minimum .
Nevertheless
is dissociated. The seven high elements have the form with . This code set is affinely dissociated, using pivot and differences . In a relation on (D), write for the sum of coefficients on the seven high elements and for the coefficient on . The remaining code term has absolute value at most . If , then ; if and , it is at least . Thus both vanish, and affine dissociation of the code set finishes the proof. The entry point also checks the subset sums directly.
The original sharp positive target for (O) asks for only seven elements, which its certificates can supply. The obstruction concerns the additional element needed by the stronger odd-slice route. It leaves open a floor-logarithmic certificate theorem at bounded ratio.
The lattice form
The pivot can be replaced by a modulus, and companions can then come from any scale.
Lemma. Let be a positive integer and a finite set of positive integers, and write each as with an integer . Suppose that the nonzero have pairwise distinct 2-adic valuations, that at most one is zero, and that . Then is dissociated.
Proof. A ternary relation reads with . If then , which is impossible. If then , so the coefficient of every nonzero vanishes by the least-valuation argument, and the remaining relation on the element with zero residue forces .
The one-zero-residue condition can be replaced by the assumption that the selected zero-residue elements form a dissociated set. The same proof eliminates every nonzero residue and leaves a relation on that set. Thus a known dissociated block of multiples of can replace a single anchor, without changing the strict budget for the other residues. This does not itself supply such a block or new cheap levels.
With , and for every companion this is the dominant pivot. With larger than and every it is the choice of one element from each 2-adic valuation layer, as for the representatives in the odd-slice reduction. In between, an element far above or below costs only its distance to the nearest multiple of . On the spread set of the next section, the modulus with residues and , of valuations and total , gives the dissociated set of size five, whereas every graded pivot certificate in has at most three elements.
Graded form. Let the modulus be odd and the residues centered, , with the nonzero ones at pairwise distinct levels and at most one zero. If for every level of a nonzero residue with the residues at levels have total below , then is dissociated. Indeed, in a relation with some nonzero residue used, let be its least level; the residue sum has valuation , so , and , while gives ; the hypothesis at then contradicts . If no nonzero residue is used, forces the remaining coefficient to vanish. So with centered residues only the levels below need a budget; above them any residue of size at most is free, although it still enters the totals of the lower levels.
A certificate for a finite set of integers is a pivot and companions in satisfying the graded pivot lemma; its size is the number of companions. The certificate can always use, for each level, the companion nearest to , because the hypothesis only gets easier when a cost decreases.
What single-pivot certificates cannot prove
The entry point checks the following finite facts exactly, enumerating every pivot, every set of levels and every choice of companions.
The stronger odd bound. The old research's sufficient condition for odd (the odd-slice reduction of the Problem 963 sketch) needs . For we have , with witness , which meets that requirement, but the largest certificate has only companions, so certificates prove only . The dependent set , with , has costs at levels , so its budget sum equals : the strict inequality of the lemma cannot be relaxed.
Sets spread over several scales. For the largest certificate again has only companions, while , with witness . In a certificate a pivot pays more than for each companion outside , so on a set spread over several dyadic scales a single certificate sees essentially one scale. Here the certificate followed by the doubling chain already gives six elements; adding single elements from other scales is how L213 proceeds.
Odd progressions are not extremal. The progressions have for . From on, , a factor two below the stronger odd bound, and the symmetric set , of size , has dissociation number . These sets therefore do not show the asked bound to be sharp; the 13-point example recorded on the Problem 963 page remains the relevant small comparison.
The tree model
A dominant-pivot certificate in a finite set of positive integers depends only on the binary residue tree of , in which two elements part at the level , and on the positions of the elements on the line. For let be the sets of elements of the subtrees that branch off the path from the root to , one for each level of , and let be the distance from to the nearest element of . Then has a dominant-pivot certificate with companions exactly when some has and its smallest costs sum to less than . Every tree, with every placement of its leaves, occurs up to scaling and an arbitrarily small error.
Realization lemma. Let be a full binary tree whose leaves carry distinct positive reals . For every there are a scale and distinct positive integers such that is the depth in of the lowest common ancestor of and , the root having depth , and for every leaf.
Proof. Give each leaf the code , where records which child the path to enters at depth . Two leaves whose paths part at depth have codes that agree below bit and differ in bit , so their difference has valuation . Choose with above every code and an integer , and put and . The second term has valuation at least , so the differences keep the valuations of the codes, the are distinct, and , which is below for large .
Hence a configuration in which every pivot misses its budget by a fixed margin yields an integer set in which every pivot misses it, and questions about dominant-pivot certificates are questions about binary trees with leaves on a line. For the graded lemma the valuation of the pivot also enters. It is the level at which parts from , so graded certificates are read off the residue tree of , with placed at the origin, and the lemma realizes that tree as well. Give every edge toward the leaf the bit zero; the formula then places that leaf exactly at zero. Along a path the level grows by at least one at each branching, so is at least the corresponding difference of depths. Realizations whose levels equal the depths therefore have the smallest budgets and the most window levels, and they are the hardest case for graded certificates.
The three sets below were found by simulated annealing over trees and placements and then realized by the lemma; the entry point checks them directly in exact arithmetic.
Dominant pivots on bounded-ratio sets. The 32-element set of the entry point has and contains a dissociated subset of size , as the asked bound requires, but its largest dominant-pivot certificate has companions. Its fifteen largest elements lie within of each other near and have only four levels each, so none of them can carry five companions; each of the other seventeen elements reaches four of its levels only through those fifteen. So no count of cheap pivots, however sharp, lifts the proof of L212 to companions on every set of ratio at most two. The graded lemma is not limited in the same way: in the odd pivot has eight companions, at levels , within the budget that its valuation allows.
The stronger odd bound at bounded ratio. The 9-element set of odd integers in the entry point has and , but its largest graded certificate has companions. A certificate for the stronger odd bound would need , since . Only the two smallest elements have four levels; they part from each other at level and from the seven larger elements, which lie near , at levels . A certificate with four companions therefore costs about , against the budget of an odd pivot at level . The odd-slice reduction of the earlier sketch cannot be completed by single-pivot certificates even for odd sets of ratio at most two, although such sets are far from extremal for the bound itself.
Cost against the diameter. A translation-invariant strengthening of the cost estimate of L212, that some pivot has companions at distinct levels of total cost at most , is false: in the 8-element set of the entry point every pivot with at least three levels pays more than the diameter for its three cheapest levels. An argument reaching companions must use budgets above the diameter, such as the pivot itself.
Exploratory observations
The following patterns were found by bounded random, hill-climbing and annealing searches over sets of at most a few thousand elements, or over trees with at most a few dozen leaves, computing only certificates. They are discoveries from those searches, not predictions, and they support no universal statement; the search code is not retained.
- On random sets in an interval , the dominant-pivot certificate found at least companions, two more than the proof of L212 guarantees; the set above shows that this fails in general.
- In the tree model of with levels equal to depths and placed in , annealing with found no configuration in which every graded certificate with companions exceeds its budget. At the hardest configuration found, some such certificate used at most about of its budget at every window level. If graded certificates reached companions on every set of ratio at most two, the asked bound would follow for such sets, and with it the bound of Problem 963 for real sets whose nonzero absolute values lie within a factor two.
- For odd sets the same model has every level at least and the budget at level . There, certificates with companions were never close to failing: with , even the average over the pivots with enough levels of the best certificate's largest budget ratio stayed below about . Certificates with companions fail, as the set above shows. In the dominant-pivot model, by contrast, such averages exceed the budget, so an averaging proof is plausible only once the valuation enters.
- On sets of odd integers, including clustered, Bohr-type and difference-avoiding families, the graded certificate found at least companions, and the searches reached that value only on sets such as .
- On sets spread over up to five dyadic scales, including runs of consecutive odd numbers at several scales, the best lattice certificate over the moduli tried (the elements, their quotients by small integers, and random integers) had at least elements, and every certified set was confirmed dissociated directly. On the 13-point set of dissociation number the modulus certifies : residues of total and the multiple , so elements, with no room to spare.