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Affine edit obstruction


Proved construction obstruction, not a solution of Problem 617. Section 5 of the independent input states the quadratic bounds below but refers to an unavailable equality proof. That proof is reconstructed here. The second independent input's defective-row idea, combined with the established hereditary span theorem, gives the stronger bound proved first.

Suppose an affine plane of order r≥3r\ge3 exists. Start from its standard coloring: r−1r-1 parallel classes get separate colors and the remaining two classes share the last color. The construction was checked in the Erdős--Gyárfás source, the paragraph immediately following Conjecture 1.

Add one vertex and recolor some old edges. If the resulting coloring were a counterexample, the number MM of old edges whose final color differs from their original color would satisfy

M>(r−1)r216r+1=(116−o(1))r5/2.\boxed{M>\frac{(r-1)r^2}{16\sqrt r+1} =\left(\frac1{16}-o(1)\right)r^{5/2}.}

The earlier bounds remain useful at smaller parameters:

M≥2(r−1)2;M≥(r−1)(2r−1)if r≥5.M\ge2(r-1)^2; \qquad M\ge(r-1)(2r-1)\quad\text{if }r\ge5.

The newly added star edges are not counted.

Defective rows and the hereditary span theorem

Here is a one-graph statement with no affine-plane or edge-budget hypothesis. Let GG have independence at most rr on X∪{v}X\cup\{v\}, where XX is partitioned into rr sets LjL_j of order rr. Assume every inherited cap e(G[W])≤Dr(∣W∣)e(G[W])\le D_r(|W|) from Reductions. Let tt count edges of G[X]G[X] between different LjL_j. Then, for r≥3r\ge3,

t>r216r+1.(1)\boxed{t>\frac{r^2}{16\sqrt r+1}.} \tag{1}

Let d(x)d(x) count neighbors of xx in the other old parts. If x,yx,y are nonadjacent in one part, choose independently one uniform vertex from each other part. The resulting (r+1)(r+1)-set must contain an edge. Its expected edge count is at most (d(x)+d(y))/r+t/r2(d(x)+d(y))/r+t/r^2, so

d(x)+d(y)≥r−t/r.(2)d(x)+d(y)\ge r-t/r. \tag{2}

Call an old part defective if it is not a clique, and let ss count such parts. Choose one nonedge in each defective part. Their endpoints are all distinct, and ∑x∈Xd(x)=2t\sum_{x\in X}d(x)=2t. For t<r2t<r^2, summing (2) gives

s≤2rtr2−t.(3)s\le\frac{2rt}{r^2-t}. \tag{3}

Suppose contrary to (1) that t≤r2/(16r+1)t\le r^2/(16\sqrt r+1). Then s≤r/8s\le\sqrt r/8. The k=r−sk=r-s intact original parts are disjoint KrK_r's, leaving a residue RR of order sr+1sr+1. If it contains an independent (s+1)(s+1)-set, avoiding its neighbors in the intact parts leaves lists of size at least k−1k-1. The local cap makes every pair's cross graph a matching. Matching-transversal rigidity therefore forces

t≥(k−1)(k2).t\ge(k-1)\binom k2.

All these edges join different original parts and are counted in tt. But s≤r/8s\le r/8, so k≥7r/8k\ge7r/8, and for r≥3r\ge3 both kk and k−1k-1 are at least r/2r/2. Thus

t≥r3/16>r216r+1,t\ge r^3/16>\frac{r^2}{16\sqrt r+1},

a contradiction.

Hence α(G[R])≤s\alpha(G[R])\le s. For s=0s=0 this contradicts nonemptiness; for s=1s=1 it gives a forbidden Kr+1K_{r+1}. For s≥2s\ge2, the hereditary span theorem applies because r≥64s2r\ge64s^2, again a contradiction. This proves (1).

Apply (1) to each original singleton-direction affine color. Every counted edge is an old edge newly assigned that color, and each recolored old edge is counted at most once, in its final color. Summing proves the displayed r5/2r^{5/2} repair bound. Both the defective-row count and its combination with the span theorem were checked by the author and are author-recorded. No claim places an arbitrary counterexample close to an affine coloring.

With only the local cap: the sharp exponent is four thirds

Section 5 of the second independent input proves a different-scope statement: retain α(G)≤r\alpha(G)\le r and only the (r+1)(r+1)-set cap, with the same old partition and tt. Then

t≥14r4/3−12r,t≥(4−2/3−o(1))r4/3.(4)t\ge\frac14r^{4/3}-\frac12r,\qquad t\ge(4^{-2/3}-o(1))r^{4/3}. \tag{4}

Here is the checked argument. If t<r2t<r^2, (2) shows that every within-part nonedge meets

H={x:d(x)≥(r−t/r)/2},h=∣H∣≤4rtr2−t.H=\{x:d(x)\ge(r-t/r)/2\},\qquad h=|H|\le\frac{4rt}{r^2-t}.

Thus Cj=Lj∖HC_j=L_j\setminus H are cliques. Suppose h<rh<r, so none is empty, and put q=⌊t⌋q=\lfloor\sqrt t\rfloor. Every b∈H∪{v}b\in H\cup\{v\} has at most qq nonneighbors in some CjC_j: otherwise independent uniform choices from its nonneighbor lists have expected cross-edge count at most t/(q+1)2<1t/(q+1)^2<1, contradicting α(G)≤r\alpha(G)\le r.

Assign bb to such a core. If hj=∣H∩Lj∣h_j=|H\cap L_j|, some core receives at least hj+1h_j+1 assignments. The core and this many assignees have r+1r+1 vertices and at most (h+1)(t+h/2)(h+1)(\sqrt t+h/2) nonedges. Therefore

r−1≤(h+1)(t+h/2).(5)r-1\le(h+1)(\sqrt t+h/2). \tag{5}

For t=O(r4/3)t=O(r^{4/3}), this gives r−1≤(4+o(1))t3/2/r+o(r)r-1\le(4+o(1))t^{3/2}/r+o(r), proving the asymptotic bound. Any sequence violating the asserted asymptotic lower bound has a subsequence with bounded t/r4/3t/r^{4/3}, to which the preceding argument applies.

For the explicit bound, t<r2/16t<r^2/16 ensures h<rh<r and h≤9t/(2r)h\le9t/(2r). In (5) use t+h/2≤25t/16\sqrt t+h/2\le25\sqrt t/16 and h+1≤9(t+r/4)/(2r)h+1\le9(t+r/4)/(2r) to obtain

r−1≤8r(t+r/4)3/2.r-1\le\frac8r(t+r/4)^{3/2}.

Consequently t≥[r(r−1)]2/3/4−r/4≥r4/3/4−r/2t\ge[r(r-1)]^{2/3}/4-r/4\ge r^{4/3}/4-r/2. The last inequality follows from (1−1/r)2/3≥1−1/r(1-1/r)^{2/3}\ge1-1/r. For r≤8r\le8 the claimed bound is nonpositive; for r≥8r\ge8 the complementary case follows from r2/16≥r4/3/4−r/2r^2/16\ge r^{4/3}/4-r/2. To verify the latter for all rr, set z=r1/3z=r^{1/3} and use z3−4z+8>0z^3-4z+8>0 for z≥0z\ge0.

The sharp local-cap example has t=O(r4/3)t=O(r^{4/3}), even with distinguished degree r−1r-1. It violates the full hereditary caps, so it does not contradict (1). The input's r7/3r^{7/3} multicolor consequence is valid but superseded by the r5/2r^{5/2} bound here; no optimal exponent for actual affine repairs is established.

A deleted pair must cover a second line

Fix one original singleton-direction color, called the target color. Its original lines L1,…,LrL_1,\ldots,L_r are disjoint KrK_r's. Let AA be the set of old edges added to this color. Every edge of AA joins different original lines. The full-resolution obstruction forces at least one old target edge xyxy to be deleted from a line LL.

Suppose ∣A∣≤2r−2|A|\le2r-2. We claim that every deleted pair xyxy jointly covers another entire original line with target neighbors. Otherwise, on each of the other r−1r-1 lines its common target nonneighbors form a nonempty list. Let t1≤t2t_1\le t_2 be the two smallest list sizes. An independent transversal of these lists, together with x,yx,y, would have size r+1r+1.

Uniform independent representatives therefore have expected cross-edge count at least one. Each cross edge occurs with probability at most 1/(t1t2)1/(t_1t_2), so there are at least t1t2t_1t_2 edges of AA between the lists. Removing vertices from the two smallest lists requires at least 2r−t1−t22r-t_1-t_2 additional edges incident with x,yx,y. These are disjoint edge counts. Hence

∣A∣≥2r−t1−t2+t1t2=2r−1+(t1−1)(t2−1),|A|\ge 2r-t_1-t_2+t_1t_2 =2r-1+(t_1-1)(t_2-1),

a contradiction.

Let BB be a line covered by xyxy. It must itself contain a deleted edge uvuv: otherwise it is a target KrK_r, and each external vertex has at most one neighbor there, whereas r>2r>2. Apply the claim to uvuv. Its covered line is necessarily LL; covering a third line would use at least r+rr+r distinct additions. Mutual coverage of L,BL,B uses at least r−2r-2 additions from x,yx,y to B∖{u,v}B\setminus\{u,v\}, at least r−2r-2 from u,vu,v to L∖{x,y}L\setminus\{x,y\}, and at least two among the four centers. Thus

∣A∣≥2r−2.|A|\ge2r-2.

This proves the first per-color lower bound.

Equality classification

Suppose ∣A∣=2r−2|A|=2r-2. All the preceding counts are exact, so every addition lies between L,BL,B. The center edges form a matching; relabel to make them xu,yvxu,yv. Each noncenter has exactly one cross-neighbor among the opposite centers. Write

L∖{x,y}=Lu⊔Lv,B∖{u,v}=Bx⊔ByL\setminus\{x,y\}=L_u\sqcup L_v,\qquad B\setminus\{u,v\}=B_x\sqcup B_y

according to that neighbor.

Every other original line is intact: a deleted pair there would have to cover another line, but has no incident additions. There are also no target edges from these other lines to L∪BL\cup B or to each other. Therefore

α(G[L∪B])≤2,\alpha(G[L\cup B])\le2,

since an independent triple could be supplemented by one vertex from each of the other r−2r-2 lines.

Both sets of noncenters are cliques: two nonadjacent noncenters in one line could be joined by any noncenter of the other. Also xx is complete to LuL_u, yy to LvL_v, uu to BxB_x, and vv to ByB_y. For example, a missing xzxz with z∈Luz\in L_u would make x,z,vx,z,v independent. The only further possible deletions obey

deleted pair typenecessary empty partx–LvBy=∅y–LuBx=∅u–ByLv=∅v–BxLu=∅.\begin{array}{c|c} \text{deleted pair type}&\text{necessary empty part}\\ \hline x\text{--}L_v&B_y=\varnothing\\ y\text{--}L_u&B_x=\varnothing\\ u\text{--}B_y&L_v=\varnothing\\ v\text{--}B_x&L_u=\varnothing . \end{array}

For instance, a missing xzxz with z∈Lvz\in L_v could otherwise be supplemented by a vertex of ByB_y to give an independent triple. The other assertions are symmetric.

If all four parts are nonempty, the only old deletions in these two lines are xy,uvxy,uv. Their union consequently has

2(r2)−2+(2r−2)=r2+r−42\binom r2-2+(2r-2)=r^2+r-4

target edges. For r≥5r\ge5, this exceeds the inherited cap Dr(2r)=r2D_r(2r)=r^2.

If a part is empty, exchange the two lines and relabel their centers to assume By=∅B_y=\varnothing. Then

Q=(B∖{v})∪{x}Q=(B\setminus\{v\})\cup\{x\}

is a KrK_r. Every vertex of LuL_u would have two neighbors x,ux,u in QQ, so Lu=∅L_u=\varnothing. Now

Q′=(L∖{x})∪{v}Q'=(L\setminus\{x\})\cup\{v\}

is another KrK_r. They are disjoint and, with the untouched lines, give the forbidden full resolution.

Thus equality is impossible for r≥5r\ge5, proving ∣A∣≥2r−1|A|\ge2r-1 in that range. Sum the per-color bounds over the r−1r-1 singleton-direction colors. Each recolored old edge is counted only in its final color, so their sum is at most MM. This proves both claimed edit-distance bounds.

The argument does not put an arbitrary counterexample near an affine plane, and it does not exclude modifications above the stated budget.

A vertex-cover obstruction for changed old edges

Section 6 of the third independent input gives a distinct restriction on the concentration of edits. Define

q=min⁡{d≥1:(d+12)≥r−1}.q=\min\{d\ge1:\tbinom{d+1}{2}\ge r-1\}.

If kk old points are deleted, the old coloring is unchanged on the remaining points, and k+1k+1 new vertices have arbitrary incident edges, a hypothetical counterexample must satisfy

k≥⌈(r−1)q2r+q−2⌉=2r−O(r).(6)\boxed{k\ge \left\lceil\frac{(r-1)q^2}{r+q-2}\right\rceil =2r-O(\sqrt r).} \tag{6}

This holds for every r≥3r\ge3 and 0≤k≤r20\le k\le r^2.

Fix a singleton direction and write dLd_L for the number of deleted points on its line LL. Suppose all dL<qd_L<q. Since q≤rq\le r, every residual line is nonempty. Each new vertex must be complete in this color to one residual line: otherwise one nonneighbor from each of the rr lines extends it to an independent (r+1)(r+1)-set.

A line LL can be complete in this color to at most dLd_L new vertices. Otherwise its r−dLr-d_L surviving points and dL+1d_L+1 such new vertices form an (r+1)(r+1)-set seeing at most

1+(dL+12)≤1+(q2)<r1+\binom{d_L+1}{2}\le1+\binom q2<r

colors. Assigning each new vertex to an available line gives capacity only ∑LdL=k\sum_Ld_L=k, less than k+1k+1. Thus each singleton direction has a line containing at least qq deleted points. Empty residual lines already satisfy this conclusion, rather than forming an exception.

Choose one such line in each of the r−1r-1 singleton directions and exactly qq deleted points on each. If cpc_p counts selected incidences at deleted point pp, distinct selected lines meet at most once, so

∑pcp=(r−1)q,∑pcp(cp−1)≤(r−1)(r−2).\sum_pc_p=(r-1)q,\qquad \sum_pc_p(c_p-1)\le(r-1)(r-2).

Cauchy--Schwarz gives

(r−1)2q2≤k∑pcp2≤k(r−1)(r+q−2),(r-1)^2q^2\le k\sum_pc_p^2 \le k(r-1)(r+q-2),

proving (6). The asymptotic form uses q=2r+O(1)q=\sqrt{2r}+O(1).

For a one-vertex repair, let SS be a vertex cover of the graph whose edges are the changed old pairs. Removing SS leaves exactly the old induced coloring. Regard SS and the added vertex as the new vertices in (6); hence (6) bounds the minimum vertex-cover size of the edit graph. The edge-count lower bound alone allows a cover to support up to k(r2−k)+(k2)k(r^2-k)+\binom k2 edits and yields only an order-r\sqrt r cover bound. Thus (6) is not superseded by the stronger numerical edit count. The proof, including the empty-line case, was checked by the author and is author-recorded.