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Independent investigation of Erdős Problem 617


Status

The late pair-density improvement and concrete failed approaches are included in the appendices below.

The problem is not resolved here. No counterexample has been constructed, and the arguments below do not prove the assertion for all rr.

This investigation used only problem page and the supplied Erdős–Gyárfás paper. In particular, it did not use the later fixed-case proofs mentioned on the problem page. All results below are parameter-uniform; no additional isolated case of the original problem is claimed.

The main completed line is a quantitative structural obstruction: in a hypothetical counterexample, a vertex set of size ar+1ar+1 with independence number at most aa in one color must satisfy

r<256a6,r<4096a5.(1)r<256a^6,\qquad r<4096a^5. \tag{1}

Thus every minimal induced subgraph violating the inequality ∣U∣≤rα(Gi[U])|U|\le r\alpha(G_i[U]) has independence number greater than max⁡{(r/256)1/6,(r/4096)1/5}\max\{(r/256)^{1/6},(r/4096)^{1/5}\}. The first bound is proved in Section 3 and the second in Appendix A. This excludes bounded-independence defects without assuming any particular construction or component structure. The proof uses an elementary quantitative Turán argument, an independent-transversal estimate, and the requirement that every r+1r+1 vertices see all colors.

Other completed results are:

  • Every 2r+12r+1-set has an independent triple in every color. For r≥7r\ge7, every 3r+13r+1-set has an independent four-set in every color.
  • No color contains rr vertex-disjoint monochromatic KrK_r's, even when arbitrary extra edges join those cliques.
  • Starting from the paper's affine-plane coloring, any hypothetical extension by one vertex requires at least 2(r−1)22(r-1)^2 old-edge recolorings. For r≥5r\ge5, at least (r−1)(2r−1)(r-1)(2r-1) are required.

The proofs and the remaining obstruction follow. Additional construction obstructions are indexed at the end.

1. Necessary conditions and notation

Suppose a counterexample exists, and let G1,…,GrG_1,\ldots,G_r be its color graphs on r2+1r^2+1 vertices. Then

α(Gi)≤r,ω(Gi)≤r.(2)\alpha(G_i)\le r,\qquad \omega(G_i)\le r. \tag{2}

For positive integers k,mk,m, write

Tk(m)=k(q2)+sq,m=kq+s,0≤s<k.T_k(m)=k\binom q2+sq, \qquad m=kq+s,\quad 0\le s<k.

This is the minimum number of edges in an mm-vertex graph with independence number at most kk, by Turán's theorem. Every vertex subset

UU therefore satisfies the hereditary edge bound

e(Gi[U])≤fr(∣U∣),fr(m)=(m2)−(r−1)Tr(m).(3)e(G_i[U])\le f_r(|U|),\qquad f_r(m)=\binom m2-(r-1)T_r(m). \tag{3}

Indeed, each of the other r−1r-1 colors contributes at least Tr(∣U∣)T_r(|U|) edges on UU. In particular, every r+1r+1-set has at least r−1r-1 nonedges in each color, and

e(Gi[U])≤r2when ∣U∣=2r.(4)e(G_i[U])\le r^2\quad\text{when }|U|=2r. \tag{4}

An additional useful consequence is that, for any color-ii clique QQ of order rr and any v∉Qv\notin Q,

∣NGi(v)∩Q∣≤1.(5)|N_{G_i}(v)\cap Q|\le1. \tag{5}

All r−1r-1 other colors must occur among the rr edges from vv to

QQ.

2. Small-independence subsets

We use the following refinement of Turán's theorem, proved from scratch in a companion note that is not retained: if α(H)≤k\alpha(H)\le k, but the vertices of HH cannot be partitioned into kk cliques, then

e(H)≥Tk(∣H∣)+⌊∣H∣k⌋−1.(6)e(H)\ge T_k(|H|)+\left\lfloor\frac{|H|}{k}\right\rfloor-1. \tag{6}

The proof first uses nondecreasing vertex cloning in the complement until the first kk-partite graph appears. Immediately before that step, deleting one vertex leaves a kk-partite graph. Counting the missing edges necessary to block every transversal of that vertex's neighborhood gives 66. The linked note includes the complete cloning argument and count, not an invocation of an external refinement.

Suppose 2≤a≤r2\le a\le r and a set UU of size ar+1ar+1 has

α(Gi[U])≤a\alpha(G_i[U])\le a. Since ω(Gi[U])≤r\omega(G_i[U])\le r, this graph cannot be partitioned into aa cliques, so

e(Gi[U])≥Ta(ar+1)+r−1.e(G_i[U])\ge T_a(ar+1)+r-1.

For j≠ij\ne i, every color-jj clique in UU is independent in

Gi[U]G_i[U], so it has at most aa vertices. Thus Gj[U]G_j[U] cannot be partitioned into rr cliques, and

e(Gj[U])≥Tr(ar+1)+a−1.e(G_j[U])\ge T_r(ar+1)+a-1.

The resulting lower bound for the total number of edges exceeds

(ar+12)\binom{ar+1}{2} by

−a2+3a+22 r−2a.(7)\frac{-a^2+3a+2}{2}\,r-2a. \tag{7}

For a=2a=2, this is 2r−4>02r-4>0; for a=3a=3, it is r−6>0r-6>0 when

r≥7r\ge7. This proves the two local independence assertions in the summary. The same calculation does not exclude a=4a=4: its value there is −r−8-r-8.

3. A quantitative obstruction for arbitrary independence parameter

Theorem. Let a≥2a\ge2 and r≥256a6r\ge256a^6 be integers. There is no graph HH on ar+1ar+1 vertices satisfying

α(H)≤a,e(H)≤fr(ar+1),\alpha(H)\le a,\qquad e(H)\le f_r(ar+1),

and having at least r−1r-1 nonedges on every r+1r+1 vertices.

Quantitative Turán lemma

Let ta(n)=(n2)−Ta(n)t_a(n)=\binom n2-T_a(n). A Ka+1K_{a+1}-free graph FF has a partition into aa parts with at most ta(n)−e(F)t_a(n)-e(F) edges inside the parts.

To prove this, induct on aa, the case a=1a=1 being immediate. Take a maximum-degree vertex vv, put A=NF(v)A=N_F(v), d=∣A∣d=|A|, and

B=V(F)∖AB=V(F)\setminus A. Partition F[A]F[A] into a−1a-1 parts by induction and take BB as the last part. The number of internal edges is at most

ta−1(d)−e(F[A])+e(F[B]).t_{a-1}(d)-e(F[A])+e(F[B]).

Since

eF(A,B)+2e(F[B])≤d(n−d),ta−1(d)+d(n−d)≤ta(n),e_F(A,B)+2e(F[B])\le d(n-d),\qquad t_{a-1}(d)+d(n-d)\le t_a(n),

this is at most ta(n)−e(F)t_a(n)-e(F), as required. The first inequality uses maximum degree; the second uses an aa-partite graph with one part of size n−dn-d.

Almost complete parts

Set (n=ar+1) and D=e(H)−Ta(n)≥0D=e(H)-T_a(n)\ge0. The full-set edge bound gives

D≤a2−a−22r+a≤a2r2.(8)D\le\frac{a^2-a-2}{2}r+a\le\frac{a^2r}{2}. \tag{8}

Apply the quantitative lemma to the complement of HH. It gives a partition P1,…,PaP_1,\ldots,P_a with at most DD internal nonedges in

HH. Write pi=∣Pi∣p_i=|P_i|, and let XX count the edges of HH between different parts. Comparing the internal edge count with

Ta(n)T_a(n) gives

X≤2D≤a2r,∑i(pi−r)2≤1+4D≤1+2a2r.(9)X\le2D\le a^2r,\qquad \sum_i(p_i-r)^2\le1+4D\le1+2a^2r. \tag{9}

In particular pi≥3r/4p_i\ge3r/4, since r≥256a6≥64a2r\ge256a^6\ge64a^2.

Call a vertex bad if it has more than r/4r/4 neighbors outside its own part. If BB is the bad set and b=∣B∣b=|B|, then

b≤8a2.(10)b\le8a^2. \tag{10}

Each Ci=Pi∖BC_i=P_i\setminus B is a clique. Otherwise, take nonadjacent

u,v∈Ciu,v\in C_i. In every other original part PjP_j, at least r/4r/4 vertices avoid both u,vu,v. Choose one uniformly and independently from each such set. The expected number of edges among the choices is at most

X(r/4)2≤16a2r<1.\frac{X}{(r/4)^2}\le\frac{16a^2}{r}<1.

Some choice is therefore independent, and together with u,vu,v gives an independent (a+1)(a+1)-set, a contradiction.

Assigning the exceptional vertices

The local nonedge condition implies ω(H)≤r\omega(H)\le r. Hence, putting

di=r−∣Ci∣≥0d_i=r-|C_i|\ge0, we have the exact identity

∑idi=b−1.(11)\sum_i d_i=b-1. \tag{11}

For each bad vertex zz, some CiC_i contains at most

X≤ar\sqrt X\le a\sqrt r nonneighbors of zz. If not, a random choice of one nonneighbor in every CiC_i would again have expected number of edges less than one, giving an independent (a+1)(a+1)-set with zz. When X=0X=0, this statement follows directly.

Assign every bad vertex to one such clique. By 1111, some CiC_i receives at least di+1d_i+1 vertices. Choose exactly k=di+1k=d_i+1 of them. Together with CiC_i they form an r+1r+1-set having at most

kar+(k2)≤8a3r+32a4≤r2+r8a2≤17r32<r−1ka\sqrt r+\binom k2 \le8a^3\sqrt r+32a^4 \le\frac r2+\frac{r}{8a^2} \le\frac{17r}{32}<r-1

nonedges. This is the required contradiction. □\square

The proof was checked independently during this investigation. It needs neither a fixed graph template nor a bounded number of components.

Consequence for minimal induced subgraphs

Every color graph has ∣Gi∣>rα(Gi)|G_i|>r\alpha(G_i). Choose an induced subgraph

HH minimal subject to ∣H∣>rα(H)|H|>r\alpha(H), and put

a=α(H)a=\alpha(H). Deleting one vertex shows ∣H∣=ar+1|H|=ar+1: minimality gives ∣H∣−1≤rα(H−v)≤ra|H|-1\le r\alpha(H-v)\le ra. The case a=1a=1 is impossible by the local nonedge condition. The theorem proves 11, and hence

α(H)>(r256)1/6.(12)\alpha(H)>\left(\frac r{256}\right)^{1/6}. \tag{12}

This leaves a substantial gap: the argument does not control such subgraphs when their independence number grows with rr.

4. No nearly spanning packing of large monochromatic cliques

The following elementary transversal fact is useful. Suppose mm disjoint parts each have at least m−1m-1 vertices, with a matching between each pair of parts. If there is no independent transversal, every part has exactly m−1m-1 vertices, and the cross edges are m−1m-1 disjoint transversal KmK_m's.

Indeed, a part of size at least mm can be selected last in a greedy transversal. For the remaining assertion, fix a vertex xx, delete its neighbors in the other parts, and induct on mm. Each resulting part must have size m−2m-2, so all original matchings are perfect. Deleting the two neighbors of xx from any one of these perfect matchings must leave it perfect, so those neighbors are matched to each other. This makes all matchings consistent and proves the assertion.

Suppose a color graph contains rr disjoint KrK_r's, leaving one vertex

vv. By 55, their cross graphs are matchings. Remove the neighbors of

vv from each clique. The resulting parts have size at least r−1r-1 and cannot have an independent transversal. The preceding fact therefore forces at least

(2r−1)(r2)+r(13)(2r-1)\binom r2+r \tag{13}

edges in this color.

Every other color has at least

Tr(r2+1)+r−1=r(r2)+2r−1T_r(r^2+1)+r-1=r\binom r2+2r-1

edges by 66, because rr cliques of size at most rr cannot cover

r2+1r^2+1 vertices. Summing these bounds exceeds the total number of edges by

(r−1)(r−2)2>0.\frac{(r-1)(r-2)}2>0.

This proves the claimed packing obstruction. Further propagation and absorption lemmas around a single monochromatic KrK_r, with the precise remaining gap, were recorded in a companion note that is not retained.

5. How far an affine construction must be changed

Use the paper's affine plane of order rr: r−1r-1 parallel classes have separate colors, and the remaining two classes share a color. Add a vertex, and suppose some old edges are recolored to produce a counterexample.

Let AiA_i be the old edges changed into a single-class color ii. The packing theorem forces at least one old color-ii edge to be deleted; otherwise the rr original lines remain disjoint color-ii KrK_r's.

Here is the main local counting mechanism. If a deleted edge (xy) lies on an old line LL, and ∣Ai∣≤2r−2|A_i|\le2r-2, some other old line BB must be completely covered by the new color-ii neighborhoods of x,yx,y. Otherwise take one common nonneighbor on each other line. If t1,t2t_1,t_2 are the two smallest residual sizes, the required added edges number at least

2r−t1−t2+t1t2≥2r−1.2r-t_1-t_2+t_1t_2\ge2r-1.

The line BB must itself lose an old edge, by 55. Applying the same argument to a deleted pair on BB forces mutual coverage of L,BL,B, requiring at least 2r−22r-2 added edges.

At equality, the additions form two pairs of stars between LL and BB, with a matching between their centers. For r≥5r\ge5, either the two lines span r2+r−4>r2r^2+r-4>r^2 edges in this color, contradicting 44, or swapping two centers produces two new KrK_r's. In the latter case, all other old lines are intact, contradicting the packing theorem again. The full equality classification was written out in a companion note that is not retained.

Thus every single-class color receives at least 2r−22r-2 old edges, and at least 2r−12r-1 when r≥5r\ge5. Every recolored old edge is counted only in its new color, proving

M≥2(r−1)2(r≥3),M≥(r−1)(2r−1)(r≥5).(14)M\ge2(r-1)^2\quad(r\ge3),\qquad M\ge(r-1)(2r-1)\quad(r\ge5). \tag{14}

These are edit-distance obstructions, not a reduction of an arbitrary counterexample to affine geometry.

6. Remaining obstruction and preserved records

A sufficient, still unproved, one-color statement would be that no graph can satisfy all of

∣G∣=r2+1,α(G)≤r,e(G)≤r(r2+1)2,e(G[U])≤fr(∣U∣)for every U.(15)|G|=r^2+1,\quad \alpha(G)\le r,\quad e(G)\le\frac{r(r^2+1)}2,\quad e(G[U])\le f_r(|U|)\quad\text{for every }U. \tag{15}

A minority color of a counterexample would satisfy 1515. The work here does not establish this implication, nor is it known here whether 1515 itself is feasible. Its hypotheses cannot simply be dropped:

  • A companion note (not retained) gives an infinite family satisfying the minority edge bound, independence bound, and all r+1r+1-vertex density bounds, but failing larger hereditary bounds.
  • Another companion note (not retained) gives graphs satisfying all hereditary bounds and the independence bound, but exceeding the minority edge budget.

The following additional rigorous construction obstructions were preserved:

  • Not retained: no rr edge-disjoint spanning witnesses each consisting of r−2r-2 cliques and an independence-two component. This permits leftover uncolored edges.
  • Not retained: if each actual color graph consists of r−ar-a components KrK_r and one component on ar+1ar+1 vertices of independence at most aa, then necessarily
r2−(a2−3a+1)r−4a+2≤0.r^2-(a^2-3a+1)r-4a+2\le0.
  • Not retained: further odd-cycle and bounded-template witness-packing obstructions.

The unresolved task is to exclude structures whose independence budget and complexity grow with rr, or to construct and verify a coloring using such structures. None of the completed arguments supplies that last step.

Supplied sources

  • T. F. Bloom, Erdős Problem #617, recorded on the problem page.
  • P. Erdős and A. Gyárfás, Split and balanced colorings of complete graphs, Discrete Mathematics 200 19991999, 79–86, supplied in source.md.

No other research source was consulted.

Addendum: sharper claims, failed approaches, and uncertainties

The pair-density improvement below has had its cap calculation, dependency condition, conditional-probability argument, and constants checked. It improves the asymptotic exponent in the main report from 1/6 to 1/5, without resolving the growing-independence regime.

Appendix A. Improving the exponent using the two-clique caps

Theorem. If ∣H∣=ar+1|H|=ar+1, α(H)≤a\alpha(H)\le a, a≥2a\ge2, and e(H[U])≤fr(∣U∣)e(H[U])\le f_r(|U|) for every subset UU, then

r<4096a5.(12)r<4096a^5. \tag{12}

This improves the asymptotic exponent in the main record from 1/61/6 to 1/51/5. Unlike the first quantitative theorem, it uses the hereditary caps on unions of two of the large cliques produced by stability.

A finite probability lemma

Suppose events E1,…,EmE_1,\ldots,E_m have a dependency graph of maximum degree at most D−1D-1, with D≥1D\ge1; specifically, each event is independent of every joint collection of events not adjacent to it. If Pr⁡(Ei)≤1/(4D)\Pr(E_i)\le1/(4D) for every ii, then Pr⁡(⋂iE‾i)>0\Pr(\bigcap_i\overline E_i)>0.

Here is the usual elementary proof, included so no external result is needed. Put x=1/(2D)x=1/(2D). Bernoulli's inequality gives (1−x)D−1≥1/2(1-x)^{D-1}\ge1/2, and therefore Pr⁡(Ei)≤x(1−x)D−1\Pr(E_i)\le x(1-x)^{D-1}. Induct on the size of a set SS not containing ii to prove

Pr⁡(Ei∣no event in S occurs)≤x.\Pr(E_i\mid\text{no event in }S\text{ occurs})\le x.

Separate SS into the neighbors of ii and its nonneighbors. Conditional on avoidance of the nonneighbors, the numerator is at most Pr⁡(Ei)\Pr(E_i), by independence; the denominator for additionally avoiding the neighbors is at least (1−x)D−1(1-x)^{D-1}, by the induction hypothesis and the chain rule. This proves the conditional bound. The chain rule then gives a strictly positive lower bound (1−x)m(1-x)^m for avoiding all events.

Proof of (12)

Suppose instead that r≥4096a5r\ge4096a^5. Repeat the stability argument of Section 3 through the clique decomposition and capacity identity; those steps require only r≥64a2r\ge64a^2, not r≥256a6r\ge256a^6. Thus there are aa disjoint cliques CiC_i of order r−dir-d_i, together with a set BB of b≤8a2b\le8a^2 other vertices, and

di≥0,∑idi=b−1.d_i\ge0,\qquad \sum_i d_i=b-1.

Let XijX_{ij} be the number of edges between CiC_i and CjC_j. The order 2r−di−dj2r-d_i-d_j of their union lies between rr and 2r2r. Its cap says that it has at least (r−1)(r−di−dj)(r-1)(r-d_i-d_j) nonedges. All nonedges are between the two cliques, so

Xij≤(r−di)(r−dj)−(r−1)(r−di−dj)=r+didj−di−dj≤r+16a4≤2r.(13)\begin{aligned} X_{ij} &\le (r-d_i)(r-d_j)-(r-1)(r-d_i-d_j)\\ &=r+d_id_j-d_i-d_j\\ &\le r+16a^4\le2r. \tag{13} \end{aligned}

For a fixed z∈Bz\in B, let MiM_i be its nonneighbors in CiC_i. If every ∣Mi∣>4ar|M_i|>4\sqrt{ar}, choose one vertex uniformly and independently from each MiM_i. For each pair i,ji,j, let EijE_{ij} be the event that the two chosen vertices are adjacent. By (13),

Pr⁡(Eij)≤2r∣Mi∣∣Mj∣<18a.\Pr(E_{ij})\le\frac{2r}{|M_i||M_j|}<\frac1{8a}.

The event EijE_{ij} depends only on the choices in parts i,ji,j, and hence is independent of every joint collection of events whose pairs avoid i,ji,j. Its dependency degree is at most 2a−42a-4. Take D=2a−3D=2a-3. Since 1/(8a)≤1/(4D)1/(8a)\le1/(4D), the probability lemma supplies a choice with no edges. Adding zz gives an independent (a+1)(a+1)-set, a contradiction.

Consequently every z∈Bz\in B has at most 4ar4\sqrt{ar} nonneighbors in some CiC_i. Assign it to one such clique. Because b=1+∑idib=1+\sum_i d_i, some CiC_i receives at least di+1d_i+1 assignments. Choose k=di+1k=d_i+1 of them. Their union with CiC_i is an (r+1)(r+1)-set with at most

4kar+(k2)≤32a5/2r+32a4≤r2+r128a<r−14k\sqrt{ar}+\binom k2 \le32a^{5/2}\sqrt r+32a^4 \le\frac r2+\frac{r}{128a} <r-1

nonedges, because k≤8a2k\le8a^2, r≥4096a5r\ge4096a^5, and a≥2a\ge2. This contradicts the cap and proves (12). □\square

Thus every minimal ratio-violating induced core in a hypothetical coloring satisfies both

a>(r256)1/6,a>(r4096)1/5.(14)a>\left(\frac r{256}\right)^{1/6},\qquad \boxed{\quad a>\left(\frac r{4096}\right)^{1/5}.\quad} \tag{14}

The central verified restrictions therefore give both lower bounds on the independence number of a minimal core. The proof of the 1/5 bound uses all hereditary caps, specifically those on unions of two of the extracted cliques; the 1/6 proof only needs the full-set and (r+1)-set caps. Neither proof uses the global minority edge budget.

Appendix B. Explicit failure of the first minority-only approach

For every integer k≥3k\ge3, put r=5kr=5k. There is a graph GG such that

∣V(G)∣=r2+1,α(G)=r,∣E(G)∣≤r(r2+1)2,|V(G)|=r^2+1,\qquad \alpha(G)=r, \qquad |E(G)|\le \frac{r(r^2+1)}2,

and every set of r+1r+1 vertices has at least r−1r-1 nonedges. Thus these conditions by themselves cannot prove Problem 617.

Construct GG as the disjoint union of r−2r-2 copies of KrK_r and a clique blow-up HH of the cycle C5C_5, whose five clique classes have sizes 2k+1,2k,2k,2k,2k2k+1,2k,2k,2k,2k. Consecutive cycle classes are complete to one another and other pairs of classes are anticomplete. Clearly α(H)=2\alpha(H)=2, ∣V(H)∣=2r+1|V(H)|=2r+1, and

∣E(H)∣=30k2+k,∣E(G)∣=125k3−15k2+12k2.|E(H)|=30k^2+k,\qquad |E(G)|=\frac{125k^3-15k^2+12k}{2}.

The difference between the allowed edge bound and the displayed edge count is (15k2−7k)/2≥0(15k^2-7k)/2\ge0.

Here is a full verification of the local nonedge condition. If a set of r+1r+1 vertices is not contained in HH, all its intersections with components have at most rr vertices. The complete multipartite graph between those intersections has at least rr edges: among partitions of r+1r+1 with every part at most rr, the sum of squares is maximized by (r,1)(r,1). All these pairs are nonedges of GG.

It remains to minimize the number of nonedges in HH on 5k+15k+1 vertices. Let xix_i be the number chosen in the ii-th class. The objective is

F(x)=∑i(mod5)xixi+2,0≤xi≤ai,∑ixi=5k+1,F(x)=\sum_{i\pmod5}x_ix_{i+2}, \qquad 0\le x_i\le a_i,\quad \sum_i x_i=5k+1,

where (a0,…,a4)=(2k+1,2k,2k,2k,2k)(a_0,\ldots,a_4)=(2k+1,2k,2k,2k,2k). A minimum occurs with all but at most one coordinate at an endpoint. Indeed, if two coordinates are interior, move equal amounts from one to the other. The resulting function is linear when that pair is not a nonedge-class pair, and concave quadratic when it is. One endpoint of the allowed interval does not increase the objective and puts another coordinate at an endpoint. Iterate. Since 2(2k+1)<5k+1<3(2k)2(2k+1)<5k+1<3(2k) for k≥3k\ge3, the resulting vector has exactly two full classes and one partial class. If the full classes are nonconsecutive, their product alone is at least 4k24k^2. If they are consecutive, the third class is nonconsecutive to at least one of them. The partial class has at least kk vertices and the full class at least 2k2k; hence F≥2k2F\ge2k^2. Equality is attained by choosing the large class, a consecutive small class, and kk vertices of the next small class. Finally 2k2≥5k−1=r−12k^2\ge5k-1=r-1 for k≥3k\ge3.

This is not a coloring counterexample. The next stronger necessary condition rules out its proposed minority graph immediately.

Appendix C. Explicit failure when the minority budget is omitted

For every prime r≥3r\ge3 there is a graph with r2+1r^2+1 vertices, independence number rr, clique number rr, and every hereditary cap, but with too many edges to be a minority color.

Take an r×rr\times r grid, make every row a clique and every column except one distinguished column a clique, and add a vertex vv adjacent precisely to the rr vertices of the distinguished column. Call this graph GG, and let RR be the full rook graph on the old grid (all rows and all columns complete).

An independent set not using vv has at most one vertex in each row. An independent set using vv avoids the distinguished column and has at most one vertex in each of the other r−1r-1 columns. Thus α(G)≤r\alpha(G)\le r; the distinguished column itself shows equality. The clique number is rr, as follows directly from the row-column description (and vv has an independent neighborhood).

To verify all caps, identify the grid with Fr2\mathbb F_r^2. Its nonhorizontal, nonvertical affine directions give r−1r-1 pairwise edge-disjoint graphs, each a union of rr cliques of order rr, which partition the complement of RR. Each such graph has independence number at most rr, so on a tt-set each contributes at least Tr(t)T_r(t) edges. It follows that

e(R[W])≤fr(∣W∣)for every grid subset W.e(R[W])\le f_r(|W|)\quad\text{for every grid subset }W.

For a set UU containing vv, put W=U∖{v}W=U\setminus\{v\}, and let hh count its distinguished-column vertices. Then

e(G[U])=e(R[W])+h−(h2)≤fr(∣W∣)+1.e(G[U])=e(R[W])+h-\binom h2\le f_r(|W|)+1.

If ∣W∣=qr+s≥1|W|=qr+s\ge1, 0≤s<r0\le s<r, then

fr(∣W∣+1)−fr(∣W∣)=q+s≥1.f_r(|W|+1)-f_r(|W|)=q+s\ge1.

The single-vertex set is immediate, and sets not containing vv are subgraphs of the rook graph. Thus every hereditary cap holds. The edge count is

e(G)=r(r2)+(r−1)(r2)+r=r(r2+1)2+r(r−1)(r−2)2.e(G)=r\binom r2+(r-1)\binom r2+r =\frac{r(r^2+1)}2+\frac{r(r-1)(r-2)}2.

This graph meets equality in the lower bound of Section 1. Its excess above the minority threshold explains exactly why it is not a solution to the full one-color feasibility problem.

Appendix D. The unfinished absorption mechanism

This extract retains local equation numbers from multicolor_structure.md. In particular, its reference to (2) is the external-neighbor bound, equation (5) in the main record.

The following local structure may provide a route beyond Theorem 3. Fix a color-ii clique CC of size rr. For each j≠ij\neq i and c∈Cc\in C, define

Aj,c={v∉C:NGj(v)∩C={c}},Qj,c={c}∪Aj,c.A_{j,c}=\{v\notin C:N_{G_j}(v)\cap C=\{c\}\}, \qquad Q_{j,c}=\{c\}\cup A_{j,c}.

Every Qj,cQ_{j,c} is a color-jj clique: if x,y∈Aj,cx,y\in A_{j,c} were nonadjacent in that color, then (C∖{c})∪{x,y}(C\setminus\{c\})\cup\{x,y\} would be a color-jj independent set of size r+1r+1.

For each outside vertex, its neighborhoods into CC in colors j≠ij\neq i are nonempty. At most one such neighborhood has size two, and all others have size one; alternatively all have size one and the remaining edge has color ii. Let

Dj={v∉C:∣NGj(v)∩C∣=2},tj=∣Dj∣.D_j=\{v\notin C:|N_{G_j}(v)\cap C|=2\},\qquad t_j=|D_j|.

The sets DjD_j are pairwise disjoint. The rr disjoint cliques Qj,cQ_{j,c} cover all vertices except DjD_j. Since each has size at most rr,

δj,c:=r−∣Qj,c∣≥0,∑c∈Cδj,c=tj−1.(4)\delta_{j,c}:=r-|Q_{j,c}|\geq0, \qquad \sum_{c\in C}\delta_{j,c}=t_j-1. \tag{4}

In particular tj≥1t_j\geq1. There is some j≠ij\neq i with tj≤rt_j\leq r, because

∑j≠itj≤r2−r+1<(r−1)(r+1).\sum_{j\neq i}t_j\leq r^2-r+1<(r-1)(r+1).

Lemma 4. The existence of a monochromatic KrK_r forces a monochromatic KrK_r in a different color.

Proof. If every Qj,cQ_{j,c} had size at most r−1r-1, then ∑cδj,c≥r\sum_c\delta_{j,c}\geq r, so (4) would give tj≥r+1t_j\geq r+1 for all j≠ij\neq i, contradicting the last displayed inequality. □\square

Lemma 5 (absorption at a full clique). Fix j≠ij\neq i, and let v∈Djv\in D_j have its two color-jj neighbors in CC at a,ba,b. If ∣Qj,a∣=r|Q_{j,a}|=r, then vv is color-jj adjacent to every vertex of Qj,bQ_{j,b}.

Proof. By (2), the only color-jj neighbor of vv in Qj,aQ_{j,a} is aa. Suppose y∈Qj,by\in Q_{j,b} is nonadjacent to vv in color jj. For any x∈Qj,a∖{a}x\in Q_{j,a}\setminus\{a\}, if xyxy also lacked color jj, then

{v,x,y}∪(C∖{a,b})\{v,x,y\}\cup(C\setminus\{a,b\})

would be a color-jj independent (r+1)(r+1)-set. Consequently yy is adjacent in color jj to all r−1r-1 such vertices xx. They form a color-jj clique of order rr together with yy. But the external vertex aa has r−1≥2r-1\geq2 color-jj neighbors in this clique, contradicting (2). □\square

One can encode DjD_j as a multigraph on CC, with an edge abab for each exception whose two neighbors are a,ba,b. Formula (4) gives total available clique capacity tj−1t_j-1 for tjt_j exceptions. Lemma 5 forces an exception incident with a full clique toward its other endpoint.

For r≥4r\geq4, the first round of such absorptions can be made simultaneously. Fix bb, and let v,wv,w be exceptions supported on {a,b}\{a,b\}, {c,b}\{c,b\}, respectively, with both Qj,aQ_{j,a} and Qj,cQ_{j,c} full. They are both complete to Qj,bQ_{j,b} by Lemma 5. If they were nonadjacent, then for a=ca=c one could choose x∈Qj,a∖{a}x\in Q_{j,a}\setminus\{a\} and obtain the independent set {v,w,x}∪(C∖{a,b})\{v,w,x\}\cup(C\setminus\{a,b\}). For a≠ca\neq c, choose x∈Qj,ax\in Q_{j,a} avoiding both v,wv,w, and then y∈Qj,cy\in Q_{j,c} avoiding v,w,xv,w,x. The first choice has at least r−2r-2 possibilities. Before avoiding xx, the second has at least r−2≥2r-2\geq2, and (2) says xx forbids at most one of them. Then {v,w,x,y}∪(C∖{a,b,c})\{v,w,x,y\}\cup(C\setminus\{a,b,c\}) is an independent (r+1)(r+1)-set. Thus all first-round exceptions targeted at the same block are pairwise adjacent and can be absorbed there together.

This does not yet yield a complete absorption argument. A support multigraph can have components supported entirely on deficient cliques. Also, after the first round, newly enlarged blocks contain vertices adjacent to previously processed anchors, so repeating the preceding independent-set arguments requires additional justification.

There is a useful exact reduction that does not depend on successful absorption. For a component B⊆CB\subseteq C of the support multigraph, let WBW_B consist of its core blocks Qj,cQ_{j,c}, c∈Bc\in B, and all exceptions whose support is in BB. Then

α(Gj[WB])≤∣B∣.(5)\alpha(G_j[W_B])\leq |B|. \tag{5}

Every vertex of WBW_B is color-jj nonadjacent to C∖BC\setminus B, so a violation of (5) would extend to an independent (r+1)(r+1)-set. The sets WBW_B partition the entire vertex set. Consequently deleting all color-jj edges between distinct support components preserves the bound α≤r\alpha\leq r. An isolated support vertex produces a clique component, and a two-vertex support component produces a graph with independence number at most two. The unresolved general case permits support components with independence budget at least three, or several nontrivial components.

Appendix E. Remaining global-stability attempt

This extract retains its own local equation and section numbering. The exact equality classification is proved; its extension to near equality is explicitly unresolved.

Global stability and independent-transversal covers

This note records the deductions obtained on global stability. It does not establish the proposed one-color infeasibility theorem.

Write

Tr(t)=r(q2)+sq(t=qr+s,0≤s<r),fr(t)=(t2)−(r−1)Tr(t).T_r(t)=r\binom q2+sq\quad(t=qr+s, 0\le s<r),\qquad f_r(t)=\binom t2-(r-1)T_r(t).

The remaining system is a graph GG on r2+1r^2+1 vertices with α(G)≤r\alpha(G)\le r, e(G)≤r(r2+1)/2e(G)\le r(r^2+1)/2, and e(G[U])≤fr(∣U∣)e(G[U])\le f_r(|U|) for every vertex set UU.

1. Minimum degree in a minimal ratio obstruction

Lemma. Suppose every proper induced subgraph JJ of a graph HH satisfies ∣J∣≤rα(J)|J|\le r\alpha(J), whereas ∣H∣>rα(H)|H|>r\alpha(H). Put a=α(H)a=\alpha(H). Then

∣H∣=ar+1,δ(H)≥r.|H|=ar+1,\qquad \delta(H)\ge r.

Deleting a vertex gives ∣H∣−1≤ra|H|-1\le ra, proving the order identity. For any vertex vv, the induced graph J=H−NH[v]J=H-N_H[v] has independence number at most a−1a-1, since an independent set in JJ can be joined to vv. Minimality therefore gives

ar−dH(v)=∣J∣≤rα(J)≤r(a−1),ar-d_H(v)=|J|\le r\alpha(J)\le r(a-1),

and hence dH(v)≥rd_H(v)\ge r.

Consequently, if this core also satisfies the hereditary caps, then

e(H)≥r(ar+1)2.e(H)\ge \frac{r(ar+1)}2.

When a=2a=2, the upper cap is e(H)≤fr(2r+1)=r2+2e(H)\le f_r(2r+1)=r^2+2, so r≤4r\le4. Thus for every r≥5r\ge5, a minimal ratio obstruction has independence number at least three. This is a small core exclusion, not a proof of another fixed value of the coloring conjecture. For a≥3a\ge3, comparison with the total cap alone gives no contradiction.

2. Exact equality in the transversal union bound

Let B1,…,BkB_1,\ldots,B_k be pairwise disjoint nonempty vertex sets, with bi=∣Bi∣b_i=|B_i|, and let QQ be a graph whose edges join different sets. Suppose there is no independent transversal: every choice of one vertex from each BiB_i contains an edge of QQ. If mijm_{ij} counts the edges between BiB_i and BjB_j, then

∑i<jmijbibj≥1.(1)\sum_{i<j}\frac{m_{ij}}{b_i b_j}\ge1. \tag{1}

This follows by choosing a uniformly random transversal and bounding the probability that it contains an edge by the expected number of its edges.

The equality case has a complete elementary description.

Lemma. Equality holds in (1) if and only if there is a central part BcB_c, and a map j:Bc⟶[k]∖{c}j:B_c\longrightarrow [k]\setminus\{c\}, such that the entire edge set of QQ consists, for each x∈Bcx\in B_c, of all edges from xx to Bj(x)B_{j(x)}.

Proof. Under equality, the random transversal has at least one edge always and expected edge count one. It therefore has exactly one edge always. Thus the events of containing two distinct specified edges are disjoint.

Consider the graph on the part indices whose pairs support edges of QQ. Any two of its edges intersect: edges on four different parts would occur together in some transversal. A pairwise intersecting family of two-element sets is either a star or is contained in a triangle. If all three pairs of a triangle occur, then, at each of its parts, the vertices incident to edges to the two other parts must form disjoint sets; otherwise two such edges occur together in a transversal. Label the three parts A,B,CA,B,C. Choose a vertex of AA used on an ABAB-edge, a vertex of BB used on a BCBC-edge, and a vertex of CC used on a CACA-edge. These three vertices have no edges between them, by the disjointness just proved. There are no supported pairs outside this triangle, so arbitrary choices in the other parts give an independent transversal, a contradiction. Hence all supported pairs share a central part BcB_c.

For a fixed x∈Bcx\in B_c, neighbors can lie in at most one other part: neighbors in two other parts again give a transversal with two edges. Moreover xx must be adjacent to every vertex of that other part; otherwise select a nonneighbor there, and arbitrary vertices in the remaining parts, to obtain an independent transversal. Every xx needs such a part. This proves necessity. Conversely, every transversal in the asserted construction has precisely its unique edge joining its selected central vertex xx to its selected vertex in Bj(x)B_{j(x)}. This proves equality. □\square

For equal part sizes bb, a transversal obstruction therefore needs at least b2b^2 edges, and the constructions just described are exactly those attaining b2b^2.

3. Application to a stability partition, and the unresolved step

Suppose a stability partition P1,…,PrP_1,\ldots,P_r of GG has been chosen, and u,v∈Piu,v\in P_i are nonadjacent. For each j≠ij\ne i, put

Bj=Pj∖(NG(u)∪NG(v)).B_j=P_j\setminus(N_G(u)\cup N_G(v)).

If all these sets are nonempty, the graph of edges between them has no independent transversal: such a transversal together with u,vu,v would be an independent (r+1)(r+1)-set. Thus (1) applies to these specific available sets. Likewise, fixing any vertex and taking its nonneighbors in all parts yields a transversal obstruction whenever adjoining the fixed vertex would exceed the independence bound.

The global stability estimates available in the investigation are

D=e(G)−Tr(r2+1)≤r(r−1)2,D=e(G)-T_r(r^2+1)\le\frac{r(r-1)}2,

with a partition for which the number II of internal nonedges is at most DD, the number MM of crossing edges is at most 2D2D, and

∑i(∣Pi∣−r)2≤2r2−2r+1.\sum_i(|P_i|-r)^2\le 2r^2-2r+1.

They place the relevant transversal weights near, but not necessarily at, the threshold one. Unequal part sizes and the neighborhoods removed in defining the BjB_j's can produce nonnegligible variation in their sizes. The exact equality classification above does not control this near-equality regime. No quantitative conclusion was proved that absorbs its star systems into clique parts, or forces an induced ratio-violating core of bounded independence number.

In particular, the minimum-degree observation does not transfer the global minority edge bound to a minimal core: the vertices outside the core can have average degree below rr. It is not valid to infer that such a core is rr-regular merely from the global edge bound. This is a specific obstruction to combining the core lemma with regular-graph coloring arguments.

Appendix F. Unproved ideas that are not used

The averaged independence inequality α(G)≥2∣G∣/(d‾(G)+ω(G)+1)\alpha(G)\ge 2|G|/(\overline d(G)+\omega(G)+1) was considered. It was neither proved nor disproved here, and is not used in any claimed result. Small checks do not justify this inequality. A maximum-degree analog, even if available, would not justify replacing maximum degree by average degree.

An additive edge-charge argument for the exceptions in a maximum-independent-set decomposition also failed: the same cross edge can block the transversals associated with several different exceptions. No injective charging rule was established.

A possible further refinement, not developed or claimed, is to choose the stability partition minimizing internal complement edges. Local optimality compares a vertex's nonneighbors in its own part with its nonneighbors in other parts. No argument turning this observation into a stronger final conclusion was completed.

The longer bounded-template witness arguments (not retained) are not prerequisites for the central theorem and were not re-audited. Actual color-component decompositions and edge-disjoint witness subgraphs with leftover edges must not be interchanged.

Final status

The quantified Erdős problem remains unresolved in this independent investigation. All conclusions above are necessary conditions, construction obstructions, or explicitly labeled incomplete approaches. There is no verified coloring counterexample, and no proof excluding cores whose independence number and complexity grow with r.