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Convex layers of bounded-factor Minkowski sums


This rules out a proposed counterexample mechanism; it does not solve Problem 132. Multiplicities are unordered.

The layer bound

Let

A=B1+⋯+Bd⊂R2,1≤∣Bi∣≤b.A=B_1+\cdots+B_d\subset\mathbb R^2,\qquad 1\le |B_i|\le b.

Write Ck(A)C_k(A) for the union of the first kk convex-hull vertex layers, with the usual degenerate final layers. Then

∣Ck(A)∣≤bd∑j=03(k−1)(dj)bj≤bd(1+bd)3(k−1),(1)|C_k(A)|\le bd\sum_{j=0}^{3(k-1)}\binom dj b^j \le bd(1+bd)^{3(k-1)}, \tag{1}

where (dj)=0\binom dj=0 for j>dj>d.

Fix a representation x=∑ixix=\sum_i x_i, xi∈Bix_i\in B_i. For an index subset JJ, call the selection on JJ bad if ∑i∈Jxi\sum_{i\in J}x_i is not a vertex of conv⁡(∑i∈JBi)\operatorname{conv}(\sum_{i\in J}B_i).

A selected sum is a vertex precisely when there is a vector uu with

u⋅(xi−y)>0for every i and y∈Bi∖{xi}.u\cdot(x_i-y)>0\quad \text{for every }i\text{ and }y\in B_i\setminus\{x_i\}.

Indeed, this says that the selected point is the unique maximizer of uu in every summand. Conversely, a uniquely exposed sum cannot have a nonmaximal summand or a tied alternative in a summand. Failure of these strict inequalities is equivalent, by strict separation, to zero lying in the convex hull of the finite set of nonzero vectors xi−yx_i-y. Planar Carathéodory then supplies a witness using at most three vectors, hence at most three factors. Therefore every bad selection contains a bad index subset of size at most three.

If a representation has tt disjoint bad index subsets, its point has layer depth at least t+1t+1. Induct on tt. On one bad subset, express its selected sum as a nontrivial convex combination of distinct other partial sums. After adding the unchanged complementary summands, the resulting points still have t−1t-1 disjoint bad subsets. By induction they survive the first t−1t-1 layer deletions. Their convex combination therefore cannot have been removed earlier and is not a vertex at layer tt. This proves the claim.

For a point in Ck(A)C_k(A), take a maximal family of disjoint bad subsets of size at most three. Its union JJ has at most 3(k−1)3(k-1) indices. The complementary selection is a vertex selection: otherwise it would contain another small bad subset, contradicting maximality.

For each possible JJ, there are at most b∣J∣b^{|J|} choices of its selected sum. The complementary Minkowski sum has at most bdbd vertices, since planar polygon edge-direction lists merge under Minkowski addition. The same bound covers point and segment summands; an empty complementary sum has one vertex. Counting these possibilities proves the first inequality in (1). For the second, bound (dj)≤dj/j!\binom dj\le d^j/j! and compare with the binomial expansion of (1+bd)3(k−1)(1+bd)^{3(k-1)}.

Consequence for rare distances

Let rkr_k be the kk-th largest distinct distance, when it exists. The checked rank–layer bound gives

mA(rk)≤4k−1∣Ck(A)∣≤bd [4(1+bd)3]k−1.(2)m_A(r_k)\le4^{k-1}|C_k(A)| \le bd\,[4(1+bd)^3]^{k-1}. \tag{2}

For fixed bb, suppose a sequence of such sumsets has ∣A∣/dM→∞|A|/d^M\to\infty for every fixed MM. Then each fixed right-hand side in (2) is eventually at most ∣A∣|A|, so

R(A)⟶∞.R(A)\longrightarrow\infty.

The required fixed ranks eventually exist: two distinct anchor points locate the other points among at most two intersections for each pair of pinned distance values, giving ∣A∣≤2q(A)2+2|A|\le2q(A)^2+2. For exponentially large sumsets with fixed bb, (2) gives the quantitative lower bound Ω(log⁡∣A∣/log⁡(d+1))\Omega(\log|A|/\log(d+1)).

For example, put ω=(1+i3)/2\omega=(1+i\sqrt3)/2 and

Ad=∑j=0d−1(3)j{0,1,ω,1+ω}.A_d=\sum_{j=0}^{d-1}(\sqrt3)^j\{0,1,\omega,1+\omega\}.

This set has 4d4^d points. In each of the two real coordinate directions 1,ω1,\omega, a digit sum in base 3\sqrt3 splits into its even and odd powers, yielding p+3 qp+\sqrt3\,q with distinct base-three digit expansions for p,qp,q. Thus the two independent binary digit choices give exactly 4d4^d distinct planar points.

The complex-scale version with 3\sqrt3 replaced by 1+ω1+\omega has at least 3d3^d points: the digits 0,1,ω0,1,\omega are distinct modulo 1+ω1+\omega in Z[ω]\mathbb Z[\omega], whose quotient is F3\mathbb F_3. Successive reduction modulo the base proves uniqueness of these three-digit expansions. In both cases (2) forces R(Ad)=Ω(d/log⁡(d+1))R(A_d)=\Omega(d/\log(d+1)).

These conclusions allow all distance-class mergers caused by the algebraic scales. They do not assume generic directions or a rational Euclidean coordinate field.

Cartesian products

There is a stronger elementary bound for an arbitrary product A=S×TA=S\times T, independent of the spacing of the real sets S,TS,T. After deleting hh points, each quadrant order has at most h+1h+1 maximal surviving points. For the northeast order, list them with increasing first coordinate; their second coordinates strictly decrease. For each consecutive pair (xi,yi),(xi+1,yi+1)(x_i,y_i),(x_{i+1},y_{i+1}), the product point (xi+1,yi)(x_{i+1},y_i) dominates both and must have been deleted. These witnesses are distinct.

Every hull vertex maximizes some generic linear functional and is therefore maximal in one of the four quadrant orders. The next hull has at most 4(h+1)4(h+1) vertices. If hkh_k counts the points in the first kk layers, then

h0=0,hk≤5hk−1+4,hk≤5k−1.h_0=0,\qquad h_k\le5h_{k-1}+4,\qquad h_k\le5^k-1.

Consequently mA(rk)<20km_A(r_k)<20^k whenever rank kk exists, and R(A)=Ω(log⁡∣A∣)R(A)=\Omega(\log |A|) for Cartesian products.

Selected subsets: a convex-sumset incidence bound

There is a separate argument tolerating arbitrary deletions in a dense regime. Let A⊆P+QA\subseteq P+Q, where n=∣A∣≥2n=|A|\ge2, p=∣P∣p=|P|, q=∣Q∣q=|Q|, and both factors are nonempty. Theorem 1 of Eisenbrand--Pach--Rothvoß--Sopher, Convexly independent subsets of the Minkowski sum of planar point sets (2008), bounds every convexly independent subset of P+QP+Q by

H=C(p2/3q2/3+p+q),(3)H=C\bigl(p^{2/3}q^{2/3}+p+q\bigr), \tag{3}

for an absolute constant C≥1C\ge1. The theorem and its incidence proof were read in the full paper, pp. 2--3. No generic-position or unique-representation assumption is imposed.

Every convex-vertex layer of AA is such a subset, including degenerate final layers after enlarging CC. The angular rank bound therefore yields

mA(rj)≤2j∣Cj(A)∣≤2j2H.m_A(r_j)\le2j|C_j(A)|\le2j^2H.

Consequently

R(A)≥max⁡{1,⌊n2H⌋}.(4)R(A)\ge\max\left\{1, \left\lfloor\sqrt{\frac{n}{2H}}\right\rfloor\right\}. \tag{4}

For rank existence, if there are tt layers, then t≥n/Ht\ge n/H. The rank--depth lemma applied to a deepest point and any distinct point gives q(A)≥tq(A)\ge t. If the floor in (4) is positive, then n/H≥2n/H\ge2 and this floor is at most n/Hn/H. Thus every rank used exists. The additional lower bound one is the diameter theorem.

Now let AA be any subset of B1+⋯+BdB_1+\cdots+B_d, with 1≤∣Bi∣≤b1\le |B_i|\le b, and write N=∏i∣Bi∣N=\prod_i|B_i| for the formal product size, not the actual number of sums. Split the factors at the first prefix product α≥N\alpha\ge\sqrt N and put β=N/α\beta=N/\alpha. Then α≤bN\alpha\le b\sqrt N, β≤N\beta\le\sqrt N. Empty factor groups are interpreted as the singleton sumset {0}\{0\}. The resulting sumsets P,QP,Q have p≤αp\le\alpha, q≤βq\le\beta, and pq≤Npq\le N. Hence (3) gives H≤CbN2/3H\le C_bN^{2/3}, with Cb=C(b+2)C_b=C(b+2), and

R(A)≥max⁡{1,⌊∣A∣2CbN2/3⌋}.(5)R(A)\ge\max\left\{1, \left\lfloor\sqrt{\frac{|A|}{2C_bN^{2/3}}}\right\rfloor\right\}. \tag{5}

In particular, for fixed b,c>0b,c>0, ∣A∣≥cN|A|\ge cN implies R(A)=Ωb,c(∣A∣1/6)R(A)=\Omega_{b,c}(|A|^{1/6}). More generally, (5) forces growth whenever ∣A∣/N2/3→∞|A|/N^{2/3}\to\infty. Collisions and arbitrary deletions are permitted, provided the stated density condition survives.

The author checked the factor split, rank existence, and the exact scope of the cited theorem; the argument is author-recorded.

Exact scope

The support-direction argument (1)--(2) applies to the full Minkowski sum, and the Cartesian-product argument applies to full products. They do not themselves survive arbitrary deletions. The separate incidence bound (3)--(5) handles selected subsets at the densities just stated, not every sparse selection or nonproduct window. No bounded-rarity counterexample was found, and no reduction of arbitrary planar sets to the displayed sumsets was proved.