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This proves the whole statement of L253. Write e(u)=exp⁡(2πiu)e(u)=\exp(2\pi iu), ψ(u)=u−⌊u⌋−12\psi(u)=u-\lfloor u\rfloor-\frac12, and

SC(X)=∑C<c≤2Cψ(X/c),YX=X/C.S_C(X)=\sum_{C<c\le2C}\psi\bigl(\sqrt{X/c}\bigr),\qquad Y_X=\sqrt{X/C}.

All implied constants below are uniform in m,K,C,X,rm,K,C,X,r. They may depend on the fixed positive parameter η\eta, and eventually on δ\delta.

The analytic input and its specialization

Theorem 6 of Bourgain, Decoupling, exponential sums and the Riemann zeta function, J. Amer. Math. Soc. 30 (2017), 205--224, in arXiv:1408.5794v2, Section 5, states that

(κ,λ)=(13/84+η,55/84+η)(\kappa,\lambda)=(13/84+\eta,55/84+\eta)

is an exponent pair for every fixed 0<η<1/1000<\eta<1/100. In the normalization used there, an admissible phase of size TT on an interval of length comparable to MM, with T≥MT\ge M, has exponential sum ≪η(T/M)κMλ\ll_\eta (T/M)^\kappa M^\lambda. The phase class consists of functions whose derivatives approximate those of a monomial with first derivative yu−syu^{-s}, s>0s>0; the constants are uniform for fixed ss and fixed derivative tolerances. Section 5 explains both the extension to M>TM>\sqrt T and the allowance of subintervals. These qualifications matter here, since the first few frequencies can have C>rYXC>\sqrt{rY_X}.

For X>0X>0 and r≥1r\ge1, take

f(u)=−rX u−1/2(C≤u≤2C).f(u)=-r\sqrt X\,u^{-1/2}\quad(C\le u\le2C).

Its first derivative is exactly f′(u)=(rX/2)u−3/2f'(u)=(r\sqrt X/2)u^{-3/2}: this is the source's monomial with s=3/2s=3/2, with zero approximation error at every derivative order. Equivalently, its normalized phase is −v−1/2-v^{-1/2} on 1≤v≤21\le v\le2, independent of r,X,Cr,X,C, and its size is T=rYXT=rY_X. The positive-phase sum is the conjugate of the sum for ff, so the same bound applies. Thus, whenever rYX≥2CrY_X\ge2C,

Tr(X):=∑C<c≤2Ce(rX/c),∣Tr(X)∣≪η(rYX/C)κCλ=C1/2(rYX)κ.(1)T_r(X):=\sum_{C<c\le2C}e\bigl(r\sqrt{X/c}\bigr),\qquad |T_r(X)|\ll_\eta (rY_X/C)^\kappa C^\lambda =C^{1/2}(rY_X)^\kappa . \tag{1}

The equality uses λ−κ=1/2\lambda-\kappa=1/2. The fixed change from the source's interval [M/2,M][M/2,M] to [C,2C][C,2C] changes only constants. No almost-all qualification occurs in this estimate.

Discrepancy estimate

Assume YX≥2CY_X\ge2C and C1/2YX−κ≥1C^{1/2}Y_X^{-\kappa}\ge1. Put

V=(C1/2YX−κ)1/(1+κ),R=⌈V⌉,V=(C^{1/2}Y_X^{-\kappa})^{1/(1+\kappa)},\qquad R=\lceil V\rceil,

so V≤R≤2VV\le R\le2V. Equation (1) of the proof of L251, derived from Vaaler's inequality for this exact convention of psi, gives

∣SC(X)∣≤C2R+2+(1+1π)∑r=1R∣Tr(X)∣r.|S_C(X)|\le\frac{C}{2R+2} +\Bigl(1+\frac1\pi\Bigr)\sum_{r=1}^R\frac{|T_r(X)|}{r}.

Since YX≥2CY_X\ge2C, (1) applies to every positive frequency, and ∑r=1Rrκ−1≪ηRκ\sum_{r=1}^Rr^{\kappa-1}\ll_\eta R^\kappa. Consequently

∣SC(X)∣≪ηCR+C1/2YXκRκ≪ηCaYXb,a=κ+1/21+κ,b=κ1+κ.(2)|S_C(X)|\ll_\eta \frac CR+C^{1/2}Y_X^\kappa R^\kappa \ll_\eta C^aY_X^b, \qquad a=\frac{\kappa+1/2}{1+\kappa},\quad b=\frac{\kappa}{1+\kappa}. \tag{2}

Both terms have exactly these exponents after substituting VV. In particular

1+a=3/2+2κ1+κ,1−b=11+κ.(3)1+a=\frac{3/2+2\kappa}{1+\kappa},\qquad 1-b=\frac1{1+\kappa}. \tag{3}

Uniform construction

Fix 0<δ<1/200<\delta<1/20, set η=δ/10\eta=\delta/10 and ν=21/38−δ\nu=21/38-\delta. Then 1/2<ν<21/381/2<\nu<21/38 and 0<κ<1/40<\kappa<1/4. All inequalities that follow hold for every KK beyond a single threshold depending only on δ\delta.

Let K≥64K\ge64 and 0≤m≤K2+ν0\le m\le K^{2+\nu} be integers. If m≤K5/2/128m\le K^{5/2}/128, apply L250's explicit construction. Otherwise put

C=⌈16mK2⌉,E=⌊K2128C⌋.C=\left\lceil\frac{16m}{K^2}\right\rceil,\qquad E=\left\lfloor\frac{K^2}{128C}\right\rfloor .

The following bounds are uniform throughout the remaining range:

K8<C≤32Kν=o(K),K2256C≤E≤K2128C≤m,(4)\frac{\sqrt K}{8}<C\le32K^\nu=o(K),\qquad \frac{K^2}{256C}\le E\le\frac{K^2}{128C}\le m, \tag{4}

and, for X=mX=m and X=m+EX=m+E,

K42<YX≤K22.(5)\frac{K}{4\sqrt2}<Y_X\le\frac{K}{2\sqrt2}. \tag{5}

Indeed 16m/K2>K/8≥116m/K^2>\sqrt K/8\ge1, so C≤32m/K2≤32KνC\le32m/K^2\le32K^\nu, while C≥16m/K2C\ge16m/K^2 bounds YmY_m above by K/4K/4 and C<16m/K2+1≤32m/K2C<16m/K^2+1\le32m/K^2 bounds it below by K/(42)K/(4\sqrt2). For large KK, C≤K2/256C\le K^2/256, giving the lower bound for EE after rounding down. Also C>K/8C>\sqrt K/8 gives E<K3/2/16≤mE<K^{3/2}/16\le m for K≥64K\ge64. This proves (4), and m+E≤2mm+E\le2m proves (5).

In particular, YX≥2CY_X\ge2C for all sufficiently large KK, because ν<1\nu<1. Furthermore

C1/2YX−κ>K1/4−κ8⟶∞.C^{1/2}Y_X^{-\kappa} >\frac{K^{1/4-\kappa}}{\sqrt8}\longrightarrow\infty .

Thus (2) applies to both endpoints, giving

∣SC(m)∣+∣SC(m+E)∣≪δCaKb.(6)|S_C(m)|+|S_C(m+E)|\ll_\delta C^aK^b. \tag{6}

By Lemma 2 of the proof of L251, the number of pairs of positive integers (c,q)(c,q) with C<c≤2CC<c\le2C and m<cq2≤m+Em<cq^2\le m+E is

∑C<c≤2C((m+E)/c−m/c)−SC(m+E)+SC(m).\sum_{C<c\le2C} \left(\sqrt{(m+E)/c}-\sqrt{m/c}\right)-S_C(m+E)+S_C(m).

The elementary estimate (3) in that proof uses only (4), (5) and Ym≤K/4Y_m\le K/4, and gives the lower bound K/(219C)K/(219C) for this sum's main term. To compare (6) with it, (3) and C≤32KνC\le32K^\nu yield

CaKbK/C≪δK{ν(3/2+2κ)−1}/(1+κ).(7)\frac{C^aK^b}{K/C} \ll_\delta K^{\{\nu(3/2+2\kappa)-1\}/(1+\kappa)}. \tag{7}

Here the exponent is strictly negative. More precisely,

ν(3/2+2κ)−1=(2138−δ)(3821+δ5)−1=δ(21190−3821)−δ25<−δ.\nu(3/2+2\kappa)-1 =\left(\frac{21}{38}-\delta\right) \left(\frac{38}{21}+\frac\delta5\right)-1 =\delta\left(\frac{21}{190}-\frac{38}{21}\right) -\frac{\delta^2}{5}< -\delta .

It follows that the pair count is positive for every sufficiently large KK, uniformly for all the integers mm in the specified range. Choose such a pair and let tt be the largest nonnegative integer satisfying ct2<cq2−mct^2<cq^2-m. The adjustment lemma in L251 gives

0<N−m<2cE+c≤K/4+2C≤K,N=c(q−t)(q+t).0<N-m<2\sqrt{cE}+c\le K/4+2C\le K, \qquad N=c(q-t)(q+t).

Also 1≤c≤2C≤K1\le c\le2C\le K, q−t≥1q-t\ge1, and

q≤(m+E)/c≤K22,t<E/c≤K82C.q\le\sqrt{(m+E)/c}\le\frac{K}{2\sqrt2},\qquad t<\sqrt{E/c}\le\frac{K}{8\sqrt2 C}.

Since C≥1C\ge1, these two bounds give q+t<Kq+t<K. All three factors are positive integers at most KK. This proves the first sentence after choosing an integer K0(δ)K_0(\delta) large enough for the finitely many uniform threshold requirements above. Since 2+ν=97/38−δ2+\nu=97/38-\delta, its exponent is exactly the one stated.

Translation to k(n)

Fix ε>0\varepsilon>0. Choose 0<δ<1/200<\delta<1/20 so small that 1/(97/38−δ)<38/97+ε1/(97/38-\delta)<38/97+\varepsilon, and write d=97/38−δd=97/38-\delta. For every integer n≥1n\ge1, set

K=max⁡(K0(δ),⌈n1/d⌉).K=\max\bigl(K_0(\delta),\lceil n^{1/d}\rceil\bigr).

Then n≤Kdn\le K^d, and the first sentence supplies a KK-smooth member of every block (m,m+K](m,m+K] with 0≤m≤n0\le m\le n. If a longer block witnessed k(n)≥Kk(n)\ge K, its first KK terms would have no such member. Hence

k(n)≤K−1<max⁡(K0(δ),n1/d)≤K0(δ)n38/97+ε.k(n)\le K-1<\max\bigl(K_0(\delta),n^{1/d}\bigr) \le K_0(\delta)n^{38/97+\varepsilon}.

This gives the stated bound with Aε=K0(δ)A_\varepsilon=K_0(\delta). Every construction included m=0m=0, so requiring mm to be positive preserves all conclusions. □\square