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The OpenAI palette rule under translation invariance
This page by Plasma AI tests whether the recursion behind OpenAI's superexponential lower bound for can be carried out with colorings in which the color of a pair depends only on its difference, as a Schur coloring requires. The answer is negative for every partition of a finite abelian group into cosets and of the signed cube into subcubes: the rule that excludes triangles across blocks multiplies the number of vertices by at most per color, and recursions built from it cannot beat the 2-adic coloring. For residue-class partitions of an interval the same bound holds up to one color per block, and recursions stay exponential. A retained coloring on twisted blocks violates the bound in the signed cube; that coloring comes from neither binary values nor supports. Two-sided reuse through binary linear cosets is also bounded: Proposition 8 gives at most one new dimension per removed color, even with changing kernels under condition (A) below. The results are author-recorded and have not been independently examined. Their place in the attack is in the proof sketch.
The rule
In Proposition 3.1 of Chapter 9 the vertices at stage are blocks indexed by palettes , the sets of colors missing on the block. Each block carries a copy of the previous coloring relabeled by the colors outside , and every edge between blocks and receives a color of , the source's (14). The source's labels and coordinate cover then decide which color of an edge receives. Abstractly, a vertex set with a coloring of its pairs, a partition of into blocks and a palette for each block satisfy rule (R) when every pair of color obeys:
- if and lie in one block , then ;
- if they lie in different blocks , then lies in exactly one of and .
The source's construction satisfies (R) with its palettes. Nothing below uses triangle-freeness, the labels or the coordinate cover: the results concern rule (R) alone. Two translation-invariant settings are treated.
- (G) is a finite abelian group, the pair has color for a coloring of with , and every block is a coset of a subgroup . Different blocks may use different subgroups.
- (Q) , the pair has color for a coloring of the signed cube with , and every block is a subcube with free set , the complement of .
A symmetric sum-free coloring of , which restricts to a Schur coloring of , lives in setting (G). Symmetry is an extra hypothesis: sum-freeness alone does not require opposite elements to have the same color. Setting (Q) receives Schur colorings of through the binary value and sum-free colorings of through the support map, as the signed-cube page explains.
A color used inside a block never leaves it
Lemma 1. In setting (G), suppose rule (R) holds. If for some , then every with lies in .
Proof. Suppose with , and fix . Then , while and lie outside . The pair lies in and has color , so . The pairs and join to other blocks and have color , so lies in the palettes of the blocks of and of . The pair also has color . If its points lie in one block, (R) excludes from that block's palette; if they lie in two blocks, (R) puts in exactly one of their palettes. Both contradict the previous sentence.
Lemma 1 (cube form). In setting (Q), suppose rule (R) holds. Let for a nonzero signed vector supported in , and let be a signed vector with support disjoint from that of such that for some . Then .
Proof. Change on the support of to . Then and , since the support of lies in . The points and lie in , because the supports of and are disjoint, and outside , because they agree with on . If , the four pairs of the previous proof give the same contradiction.
For blocks that are translates of one subgroup, Lemma 1 says that a color used inside one block is used inside all and never between blocks. In general it allows a color to be used inside some blocks and missing on others. In , take the blocks , and , color with and with , and give the blocks the palettes , and . Rule (R) holds, the classes are sum-free, and is used inside the first block and missing on the second. What Lemma 1 forbids is the move on which the source's gain rests. Its colors are active on , where the relabeled copy may use them, and they also color edges from to ; the source's labels exist to exclude the two-block triangles that such a color could close. In setting (G) a color used inside a block colors no pair leaving it, because translation invariance forces the pair of the proof to exist; the source has no such pair.
The Kraft inequality
For a block let be the set of colors on pairs inside , let be the number of colors used, and let be the number of colors not used inside .
Theorem 2. In settings (G) and (Q), if rule (R) holds then
In particular some block satisfies . If each block leaves at most used colors out of its interior, there are at most blocks.
Proof. Let be blocks. We find a pair between them whose color lies in neither nor . In (G), take any and , and put . Then , since , and , since , so Lemma 1 puts in neither nor . In (Q), the disjoint subcubes disagree on the set of common fixed coordinates where their fixed values differ, and is nonempty. Let be the signed vector equal to on and to elsewhere. Choose with on ; then . The support of lies in , so it is disjoint from the support of every pair inside or inside . Lemma 1 (cube form), applied at with and at with , puts in neither nor .
By (R), the color found lies in exactly one of and . Hence the sets
are pairwise disjoint. Each has elements, so . For the second statement, the fractions sum to and the numbers sum to at most , so some block has .
The source's block counts are far beyond this bound. At its stage , every block leaves out at least the colors of its palette, and there are blocks by (12) of Lemma 2.3, with . A translation-invariant coloring whose blocks each leave out exactly colors has at most blocks, while the bound (12) gives as for every fixed .
Corollary 3. Call a coloring in setting (G) or (Q) palette-built if it has one vertex, or if it satisfies rule (R) for a partition into at least two blocks whose induced colorings are palette-built. A palette-built coloring with colors has . More generally, if the recursion is stopped at blocks carrying arbitrary colorings, some such leaf , with colors on its pairs, satisfies .
Proof. The induced coloring of a block is a coloring of the group , or of the cube on , and uses exactly the colors . Theorem 2 gives a block with , and . Repeating inside that block until a leaf is reached and multiplying the inequalities proves both statements.
The bound is attained. Coloring by its 2-adic valuation is sum-free, equal summands included. With the two cosets of as blocks, the palette on the even residues and on the odd ones, it satisfies (R), and the induced coloring of is the 2-adic coloring of with its colors shifted by one; so it is palette-built, with vertices and colors. It gives a Schur coloring of , base , below Schur's base .
For Problem 483 the consequence is this. A symmetric sum-free coloring of assembled from leaf colorings by palette layers on coset partitions has for a leaf with colors. If the leaves satisfy with , then . Such recursions preserve every exponential bound with base at least and cannot produce unbounded . In the signed cube the same corollary says that palette layers add at most one coordinate per color.
Odd-order elements
Proposition 4. In setting (G), if rule (R) holds, every element of odd order lies in every subgroup . If is odd, rule (R) holds only for the partition into a single block.
Proof. Let have color , and suppose for some , where is the block of . If a point satisfies , so does : otherwise would lie in the block of , and then . So every pair joins two blocks, and by (R) membership of in the palettes alternates along the cycle , whose length is the order of . That order is therefore even, so an element of odd order lies in every . If is odd, every is .
So on with odd, and on the model with odd primes, the source's rule is not available at all. For even it lives on the 2-part: every block subgroup contains all elements of odd order.
Intervals
For a Schur coloring of the vertices are and the pair has the color of . If is partitioned into intervals and rule (R) holds, then of any two adjacent intervals at least one is a single point. Otherwise both contain a pair at distance , so the color of is in neither palette, while the two points at distance across their common boundary join them. With singleton blocks, (R) makes every color class bipartite, and the palette vectors are distinct, so .
For blocks that are residue classes the four points of Lemma 1 must fit in . Placing them at the bottom of the block leaves room for every internal difference but the largest, so the interval costs at most one color per block.
Proposition 6. Let color with colors, and let be partitioned into residue classes whose moduli all divide some with . Suppose rule (R) holds. Let be the set of colors of the internal differences of other than the largest one, and . Then , and in particular .
Proof. Let and . Choose with , and, by the Chinese remainder theorem, with and ; then , and is divisible by neither nor . Let be an internal difference of other than the largest, so that , and suppose . Apply the four pairs of Lemma 1 at , the least element of , with if and with otherwise. The four points lie in , since when , and in the other case; the two points shifted by lie outside . This is the same contradiction, so , and likewise . The rest of the proof of Theorem 2 applies. Finally .
So on an interval a palette layer on residue classes loses at most one bit against the group bound, through the color of a block's largest difference. These losses do not accumulate beyond a constant factor per color. The induced coloring of a block is on , where .
Corollary 7. Suppose a Schur coloring of with colors is assembled from leaf colorings by layers as in Proposition 6, each layer satisfying the hypotheses of Proposition 6 on its own interval, and each block's induced coloring being a leaf or again so assembled. Then some leaf, a coloring of with colors, satisfies .
Proof. Discard one-block layers: they have modulus and change neither the interval nor its coloring. At each remaining layer choose a block with ; it exists because , the residue classes covering each residue modulo once. Since and , we have . Following the chosen blocks down to a leaf gives , where is the number of colors that the chosen block at level leaves out of its interior, , and . When , . When and , every color is used inside the chosen block, so a separating color of Proposition 6, with and the coloring at level , lies in ; it is therefore the color of the block's largest difference, and it occurs in the induced coloring only at its last position. Such colors are distinct for distinct levels. For a later level of this kind, for the product of the intermediate moduli, and its separating difference is smaller than the length of , since and is at most that length; so its color sits at a position of before the last, and differs from the color found at level . Hence at most levels have and , and .
So residue-class palette recursions on intervals are at most exponential, like their counterparts in groups, although the constant here is crude. Partitions into progressions that are not residue classes are not treated.
What remains outside rule (R)
The failed step is the source's cross-edge rule. Its consumed input, a color used inside a block that also colors pairs leaving the block, is false in setting (G) by Lemma 1, not merely unproved. In setting (Q) it survives only for pairs whose difference meets the support of every internal occurrence of the color, and Theorem 2 shows that such pairs cannot raise the number of blocks. This closes the palette transfer for all coset and subcube partitions, including the mixed partitions whose blocks use different subgroups or free sets. It does not close:
- on intervals, partitions into progressions that are not residue classes;
- blocks that are not cosets or subcubes, such as sets with signed generators of disjoint supports, whose parallelograms do not fit in the cube;
- constructions outside rule (R), in which a color used inside both endpoint blocks colors the pairs between them, and two-block triangles are excluded on both sides.
Theorem 2 does fail for the second kind of block. Split into the four blocks , sums taken mod . The retained evidence holds a Schur-free four-coloring of the signed differences, with palettes obeying rule (R), in which the block uses all four colors on its internal pairs while three other blocks exist; the sum of is . Its colors depend on the signs of the differences: the coloring is a function neither of the support nor of the binary value, and in these blocks are translates of one subgroup, where Lemma 1 applies. So the signed cube admits palette layers that no coset partition of a group allows, and a gain found there would not transfer to Schur colorings without a further argument.
The third kind is the only identified mechanism for a superexponential translation-invariant family. In with the cosets of as blocks, let be symmetric, and write for the class of inside and for . A coloring is sum-free exactly when is sum-free on and
for all colors and all with , and nonzero; the first condition is the triangles with two vertices in one block, the second those meeting three blocks. These conditions describe every coloring of , so they are a reformulation, not a construction. Reusing an old color between blocks needs fibres that are independent sets of the Cayley graph of , and the condition binds at both ends of every such pair, where the source needs labels only at the end on which the color is active.
Coset fibres
The simplest way to meet both conditions uses subgroups. Suppose each class of avoids a subgroup , and let be the quotient map onto . A fibre inside one coset of meets the first condition, since its differences lie in . Putting inside the coset , with a homomorphism from to and , also meets the second, since the sum of the cosets for and is the coset of , not of . The extended class then avoids the subgroup , with the same quotient, so the step can be repeated without enlarging the quotients.
Over the repeated construction is the following model. Let with , and write for the components of . A coset-fibre structure is a chain of subspaces of , with vectors whose components are all nonzero, such that
- the nonzero vectors can be colored by colors with so that every class is sum-free, and
- for , every has some component .
Color each by such a . The result is a sum-free -coloring of , in which every vector of color has a nonzero -component. Indeed, let have color . If both lie in , the coloring of handles . Otherwise let lie in a stage at least as late as that of . If lies in an earlier stage, then lies in stage and its -component differs from , so it does not have color . If lies in stage too, then , so does not have color either. One step above is one stage: is the image of .
Proposition 5. In a coset-fibre structure, for each color let be the least number of affine hyperplanes of avoiding that cover , so that . Then
In particular one stage adds at most dimensions.
Proof. Choose linear functionals on with every in some , and a complement of in . Each nonzero lies in some with , so for some and . The product is therefore the indicator of on . That indicator has degree as a reduced polynomial over , and the product of linear forms has degree at most . For the second bound, a vector of color has , so the subspaces , of codimension at most , meet only in .
The dependence on and in Proposition 5 can be removed. The following argument closes this fixed-quotient model even when these parameters grow. It uses a binary affine-cover theorem, not an extension of the palette rule. The same deletion also treats stage-dependent kernels when their cosets avoid the earlier class, as stated below.
A sharp bound for the coset-fibre model
The source input is Brouwer's binary affine-cover theorem, An inequality in binary vector spaces, Discrete Mathematics 59 (1986), 315--317, Theorem on p. 315 with proof on pp. 315--316: if a finite binary vector space is irredundantly covered by affine subspaces , then
Irredundant means that deleting any member destroys the cover. The subspaces may have different dimensions and need not be hyperplanes. This is the specialization of the source theorem. The source card records the statement as claims checked against the printed page. Its proof was read in the institutional copy's PDF text, without an independent reconstruction or proof verification. The theorem is the external premise for Proposition 8.
Proposition 8. In every coset-fibre structure there is a subspace such that, writing for the number of colors used by the seed coloring on ,
Consequently . If , then , and this bound is attained. If every subspace of the seed satisfies with , the whole structure satisfies .
Proof. It is convenient to write the coordinate maps as linear maps , initially with . They remain fixed as the stage varies; only the nonzero values vary. We give a restriction step that preserves this description.
Suppose , and restrict the original chain to . Let be the largest nonempty layer, so and is a proper subspace of . Choose a hyperplane containing , and choose . Every point of the affine half lies in stage . Hence the sets
cover . Choose an irredundant subcover indexed by , put , and omit empty fibres. Each is a coset inside of . Translate the cover to and apply (B). For
we obtain .
All colors in disappear on : their coordinate is zero there, whereas a vector assigned color has a nonzero -coordinate, both in the seed and at every later stage. Restrict the chain and the seed coloring to , retain the other coordinate maps, and keep their stage values. For every vector in a nonempty restricted layer, its original covering color is still available, so every defining condition of the model survives. Projection onto the remaining coordinates is injective: a nonzero vector has its surviving assigned color's coordinate nonzero. Thus the restricted object can again be viewed as a subspace of the direct sum of the remaining label spaces.
Repeat until the remaining space is some . At least one color is removed at each step, so termination takes at most steps. If colors remain, the sum of the dimension losses is at most , and . Therefore . For sharpness with , take , the complete coordinate flag, the coordinate maps to , and all stage values equal to ; color by the last nonzero coordinate. The final assertion follows from .
This gives an exact answer to the proposed growth mechanism. The stage values can vary, the label ranks can be arbitrarily large, and the increments need not have dimension one; nevertheless a fixed seed can gain at most dimensions in total. Equivalently, some seed subspace satisfies . The obstruction uses affine cosets whose direction subspaces avoid the entire corresponding color class, and preservation under restriction. It does not bound general sum-free colorings of , for which no such flag and quotient maps have been supplied, and does not prove L264. The three-coloring of by the cubic-residue classes of , checked in the finite evidence, already lies outside the zero-seed model for every choice of flag and linear maps: its dimension is . Thus the model restriction is substantive even at the smallest known improvement over one dimension per color.
Stage-dependent kernels. The same conclusion holds in a broader model. Let be a flag of binary subspaces, and let partition . Suppose the seed restriction to is sum-free. For every and every color occurring in , suppose there is a coset such that
The subgroups may vary with and need not be nested. Then the coloring is sum-free and, for some , still .
For sum-freeness, two same-color vectors in the same new layer sum into , which avoids that color throughout by (A). If the second vector is in an earlier layer, it lies outside , so adding it leaves the coset while staying in the later layer. The seed handles the remaining case.
For the bound, repeat Proposition 8 using the cosets in (A) to cover the highest affine half. Each selected direction avoids its color on the whole current space, so their common intersection removes the selected colors. On restriction to any subspace, a nonempty intersection with is an affine coset with direction equal to the restricted , it still avoids zero, and the earlier-class avoidance persists. Thus the same loss of at most dimensions for colors can be iterated. Merely changing the kernels while retaining (A) does not reopen the route.
The argument uses Brouwer's binary theorem only. The general abelian exponential-cover claim in Nagy, Pach and Tomon, arXiv:2205.03389v2, was withdrawn because of an error in Claim 4.5; it supplies no premise here.
Remaining transfer gap
The one-sided palette transfer is blocked on cosets and coordinate subcubes by Theorem 2, and on the stated residue partitions by Corollary 7. Two-sided reuse by binary coset fibres is blocked by Proposition 8, including changing kernels under (A). These obstructions compose as failures of specified construction models, not as an upper bound for every Schur coloring. No tested construction raises the Schur growth rate above .
Reopening the two-sided route requires fibres outside (A). The precise test is whether a construction can use independent fibres whose affine direction spaces meet the earlier class, while their actual difference sets avoid it. Such fibres cannot be replaced by their whole affine cosets. Construct a symmetric coloring of whose fibres cover every coarse coset and satisfy both displayed two-block and three-block conditions, and whose new size per added color improves a seed bound. For a cyclic Schur construction, the group must be cyclic and repeated summands must also be controlled; a binary example alone would still need an interval transfer. In with coprime factors, the affine homomorphisms all vanish, so the present nonzero-coset rule misses every with . Bohr-set or other nonlinear labels would need their own covering and preservation theorem. Neither that theorem nor a construction is provided here.