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Parity fibers and the rank-one odd obstruction


The parity-fiber argument improves the proved rank-defect threshold from two to three. It also isolates a necessary condition on a least-dimensional counterexample to the stronger odd-slice bound. It does not settle the unrestricted target.

A parity-prescribed integer realization

Let LL be a free abelian group of finite rank, X⊂LX\subset L finite, and f:L→Rf:L\to\mathbb R a homomorphism positive on XX. Suppose ff preserves exactly the zero ternary relations on XX, and let χ:L→F2\chi:L\to\mathbb F_2 be a character with χ(x)=1\chi(x)=1 for x∈Xx\in X. Then XX has a positive odd integer realization preserving all ternary relations and distinctness.

Choose a basis b1,…,brb_1,\ldots,b_r of LL. For large t>0t>0, choose integers mi≡χ(bi)(mod2)m_i\equiv\chi(b_i)\pmod2 with ∣mi−tf(bi)∣≤1\lvert m_i-tf(b_i)\rvert\le1, and let the integer functional ℓt\ell_t send bib_i to mim_i. On the finite family of ternary combinations of XX, the error ℓt−tf\ell_t-tf is bounded independently of tt. Thus all nonzero combinations retain their signs when tt is sufficiently large; zero combinations remain zero. The prescribed parity makes all ℓt(x)\ell_t(x) odd. Positivity and distinctness follow from the one- and two-term combinations.

If the supplied positive functional kills some nonzero ternary combinations, first perturb it within the positive cone to avoid the finitely many corresponding proper hyperplanes. This realizes the relations of the lattice configuration, rather than those additional relations of the original functional.

The fiber inequalities

Let P⊂LP\subset L, L=⟨P⟩ZL=\langle P\rangle_{\mathbb Z}, have rank rr, and suppose a positive real evaluation preserves all ternary relations on PP. Put d=d(P)d=d(P). Let

F(k)=max⁡{∣O∣:O⊂Z>0 odd, d(O)≤k},G(k)=max⁡{∣Q∣:Q⊂R>0, d(Q)≤k},F(k)=\max\{|O|:O\subset\mathbb Z_{>0}\text{ odd},\ d(O)\le k\}, \quad G(k)=\max\{|Q|:Q\subset\mathbb R_{>0},\ d(Q)\le k\},

with G(0)=0G(0)=0. The elementary ternary-span bound makes these maxima finite. Then

∣P∣≤(2r−1)F(d−r+1)+G(d−r).(1)|P|\le(2^r-1)F(d-r+1)+G(d-r). \tag{1}

If a character λ:L→F2\lambda:L\to\mathbb F_2 equals one on every element of PP, then

∣P∣≤2r−1F(d−r+1).(2)|P|\le2^{r-1}F(d-r+1). \tag{2}

To prove this, partition PP into fibers PvP_v modulo 2L2L. The occurring residues span L/2L≅F2rL/2L\cong\mathbb F_2^r. For v≠0v\ne0, extend vv to a basis using r−1r-1 occurring residues, represented by b1,…,br−1∈Pb_1,\ldots,b_{r-1}\in P. Any dissociated subset B⊆PvB\subseteq P_v remains dissociated after adjoining these representatives. Indeed, a ternary relation reduced modulo 2L2L forces every coefficient on the bib_i to vanish, and then dissociation of BB applies. Therefore

d(Pv)≤d−r+1(v≠0).d(P_v)\le d-r+1\quad(v\ne0).

Adjoining a full residue basis to a dissociated subset of P0P_0 similarly gives d(P0)≤d−rd(P_0)\le d-r.

For each nonzero vv, choose a character taking value one on vv. The realization lemma shows that ∣Pv∣≤F(d−r+1)|P_v|\le F(d-r+1); also ∣P0∣≤G(d−r)|P_0|\le G(d-r). There are 2r−12^r-1 nonzero residues, proving (1). Under the hypothesis of (2), only the 2r−12^{r-1} residues with λ(v)=1\lambda(v)=1 can occur.

Application to intrinsic rank

Use the universal rational lift from [[research/erdos_963/corank_one|the intrinsic-rank note]], and let LL be its generated integer lattice. Its rank is the intrinsic ternary-relation rank ρ\rho. The positive evaluation preserves all ternary relations, so (1) applies. For an original positive odd integer set, its evaluation modulo two gives the character required for (2).

The established small cases in [[research/erdos_963/proof_sketch|the proof sketch]] give

F(k)≤2k−1(1≤k≤4),G(k)≤2k−1(0≤k≤3).F(k)\le2^{k-1}\quad(1\le k\le4),\qquad G(k)\le2^k-1\quad(0\le k\le3).

Consequently

ρ≥d(P)−3 ⟹ ∣P∣≤2d(P)−1.(3)\boxed{\rho\ge d(P)-3\ \Longrightarrow\ |P|\le2^{d(P)}-1.} \tag{3}

For positive odd sets under the same rank hypothesis,

∣P∣≤2d(P)−1.(4)\boxed{|P|\le2^{d(P)-1}.} \tag{4}

Indeed, put t=d−ρ≤3t=d-\rho\le3 in (1) to obtain (2ρ−1)2t+(2t−1)=2d−1(2^\rho-1)2^t+(2^t-1)=2^d-1; (2) gives (4).

The short-relation obstruction to odd induction

Suppose dd is the least dimension for which the stronger odd bound fails, and let

O⊂Z>0 be odd,d(O)=d,∣O∣>2d−1.O\subset\mathbb Z_{>0}\text{ be odd},\qquad d(O)=d,\qquad |O|>2^{d-1}.

Let R⊆ZOR\subseteq\mathbb Z^O be generated by all genuine zero ternary relations supported on at most d+1d+1 coordinates, and put

H=ZO/R,s=dim⁡F2(H/2H).H=\mathbb Z^O/R,\qquad s=\dim_{\mathbb F_2}(H/2H).

Then

s=1.(5)\boxed{s=1.} \tag{5}

The original integer evaluation descends to HH. Modulo two it gives a character λ\lambda taking value one on every coordinate column, so s≥1s\ge1. If s≥2s\ge2, choose a character χ\chi different from both zero and λ\lambda. Its values on the generating columns are not constant. Let O0,O1O_0,O_1 be the two nonempty color classes.

Both classes have dimension at most d−1d-1. If O0O_0 contained a dissociated dd-subset, adjoin an element of O1O_1. A dependence on these d+1d+1 original elements belongs to the defining relations of HH. Applying χ\chi forces the coefficient of the adjoined element to vanish, contradicting dissociation. For a dd-subset of O1O_1, use χ+λ\chi+\lambda instead.

By minimality of dd, each color class has at most 2d−22^{d-2} elements. Their union cannot be OO, a contradiction proving (5).

Thus the supports of the short relations span the full even-weight hyperplane in F2O\mathbb F_2^O. Select ∣O∣−1|O|-1 independent rows modulo two. Their integer relation matrix has rank ∣O∣−1|O|-1, with an odd maximal minor, and annihilates the original weight vector. Its rational row span is therefore the entire rational relation space of OO. In particular, the rational universal lift imposing only these short relations already has rank one.

The short relations cannot all be balanced: otherwise both the all-ones vector and the distinct original weights would lie in the rational kernel, contradicting nullity one.

A restriction on the common difference divisor

Normalize the odd weights to have greatest common divisor one, and put

h=gcd⁡{x−y:x,y∈O}.h=\gcd\{x-y:x,y\in O\}.

Then hh is even, and

h≤d−1.(6)h\le d-1. \tag{6}

Indeed, every weight is congruent to a fixed unit modulo hh, so the coefficient sum of every integer relation is divisible by hh. A nonbalanced short relation exists by the preceding paragraph. Positivity requires both signs; hence its nonzero coefficient sum has absolute value at most d−1d-1, proving (6).

More precisely, some nonbalanced short relation has coefficient sum of (2)-adic valuation exactly v2(h)v_2(h). Let KK be the full integer kernel of the primitive weight vector. The short-relation lattice RR has odd index in KK: its rows span K/2KK/2K, since they span the even-weight hyperplane and KK is a primitive corank-one lattice. The coefficient-sum map σ:K→Z\sigma:K\to\mathbb Z has image hZh\mathbb Z. For the reverse inclusion in this assertion, prescribe ∑izi=h\sum_i z_i=h and eliminate the last variable. The equation ∑ixizi=0\sum_i x_i z_i=0 then becomes

∑i<n(xi−xn)zi=−xnh,\sum_{i<n}(x_i-x_n)z_i=-x_nh,

which is soluble in integers by the definition of hh. The image σ(R)\sigma(R) has odd index in σ(K)\sigma(K), as it is a quotient of K/RK/R. Its generator therefore has valuation v2(h)v_2(h). The image is generated by the coefficient sums of the short relations, so at least one of those generators has exactly this valuation.

This rules out an excessively fine common congruence class in a least-dimensional odd counterexample, but does not exclude the typical case h=2h=2.

These restrictions concern a least-dimensional failure of the strong odd bound. They do not, without further odd-bound hypotheses, prove that a least-dimensional failure of the ordinary target has intrinsic rank one.

Remaining gap

No argument is known here for a rank-one short-relation presentation whose supports span the entire even-weight binary hyperplane. In this case every nonconstant binary coloring is crossed oddly by some short relation; the two-color induction above cannot be applied. Positivity, distinctness, and this binary condition have not been shown to force a dissociated (d+1)(d+1)-subset, nor has a violating odd set been found.

Alternative-representation generation is false

The existing seven-point example

O={3,15,31,33,35,41,55}O=\{3,15,31,33,35,41,55\}

refutes the proposed generation reduction for every choice of maximum dissociated DD. Every five-subset is maximum, and every representation of either omitted element on DD has full support. It is unique: subtracting two full-support representations and dividing by two would give a nonzero ternary relation on DD. Thus differences of alternative representations generate zero.

Nevertheless the seven displayed six-term relations in the cited note have coefficient matrix congruent modulo two to I+JI+J of order seven. Its kernel over F2\mathbb F_2 consists exactly of the constant vectors, so it has rank six. The actual weight vector annihilates the integer matrix; its rational rank is therefore exactly six, and the intrinsic rank of OO is one.

For example, on D={3,15,31,33,35}D=\{3,15,31,33,35\} the two unique outside representations are

41=−3+15+31+33−35,55=3+15−31+33+35.41=-3+15+31+33-35,\qquad 55=3+15-31+33+35.

Keeping these two equations while deforming DD does not preserve the other short relations. This is a counterexample to the auxiliary generation assertion, not to the logarithmic bound.

A further restriction in dimension five

The extended unit-congruence theorem proves ∣O∣≤16|O|\le16 whenever d(O)≤5d(O)\le5 and OO lies in one odd class modulo four. Consequently a primitive least-dimensional failure of the strong odd bound with d=5d=5 has

gcd⁡{x−y:x,y∈O}=2.\gcd\{x-y:x,y\in O\}=2.

Indeed, (6) makes this positive even divisor at most four, and the new theorem excludes four. The case of common difference divisor two remains unresolved.