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An antichain and charging argument for maximum-sum orbit matching


Let OO be a positive odd integer set, and choose D={d1,…,dd}D=\{d_1,\ldots,d_d\} of maximum dissociated cardinality and, among these choices, maximum sum. This note proves a limited case of the complement-orbit Hall condition in the proof sketch, not its general form.

Maximum-sum optimality

If a∈O∖Da\in O\setminus D and a>dia>d_i, then aa has a ternary representation on DD omitting coordinate ii. Otherwise (D∖{di})∪{a}(D\setminus\{d_i\})\cup\{a\} would be dissociated and have larger sum. A dependence on that replacement must use aa, hence gives the claimed representation.

Call a color exclusively full-support if all its ternary representations on DD have full support. Such a representation is unique: subtracting two full sign vectors and dividing by two would contradict dissociation. The color is not a basis element, and the preceding observation gives

a<min⁡D.(1)a<\min D. \tag{1}

The two complementary sign vertices defining its orbit therefore satisfy

∣∑iσidi∣<min⁡D.\left|\sum_i\sigma_i d_i\right|<\min D.

Vertices in this strip form an antipodal antichain under the coordinate order −1<1-1<1. Indeed, two distinct comparable vertices have signed sums differing by at least 2min⁡D2\min D, exceeding the width of the strip.

Hall with at most three omission coordinates

Proposition. Suppose d≥5d\ge5 is odd. Let C⊂OC\subset O, and suppose the union of zero coordinates over all ternary representations of colors in CC has size at most three. Then

∣N(C)∣≥∣C∣,(2)|N(C)|\ge |C|, \tag{2}

where N(C)N(C) is the union of their complement-orbit neighborhoods.

Pad that coordinate set to a set II of size three. Identify the complement orbits of subset-sum vertices with the folded sign cube, where σ\sigma and −σ-\sigma are identified. Fixing outside signs up to global reversal partitions this space into eight-vertex coordinate II-cubes QQ.

Oddness forces a represented odd value to have odd support. Since dd is odd, its zero-set has even cardinality. Thus a nonfull representation has exactly two zero coordinates, both in II, and gives a square face of a cube QQ in its orbit neighborhood.

Put KQ=N(C)∩QK_Q=N(C)\cap Q. Let sQs_Q count exclusively full-support colors whose orbit lies in QQ, and let tQt_Q count distinct colors having a square representation in QQ. The strip antichain gives sQ≤3s_Q\le3: an antichain in a three-cube has size at most three. In any square it has size at most two. These elementary bounds follow, for example, by partitioning the three-cube into three chains and the square into two. A square determines at most one positive color, so distinct counted colors can be assigned distinct square faces.

Consequently

sQ+tQ≤∣KQ∣(3)s_Q+t_Q\le |K_Q| \tag{3}

except possibly when sQ=3,tQ=6,KQ=Qs_Q=3,t_Q=6,K_Q=Q, when its left side exceeds the right side by one. Here are all cases. If tQ=0t_Q=0, the assertion is immediate. If 1≤tQ≤21\le t_Q\le2, a contained square has at most two exclusively full-support vertices, so sQ≤∣KQ∣−2s_Q\le |K_Q|-2. Three distinct faces cover at least seven vertices, while four or five cover all eight. Six faces leave only the stated possible unit excess.

Call a cube with that excess bad. Choose its outside signs so that its center

bQ=∑j∉Iσjdjb_Q=\sum_{j\notin I}\sigma_j d_j

is positive. It is nonzero by dissociation. Distinct cubes have distinct positive centers: equality, after subtracting their sign vectors and dividing by two, would be a ternary relation on DD.

Choose i∈Ii\in I with largest did_i. In a bad cube the six square colors are distinct, and one of them is

aQ=bQ+di>di.a_Q=b_Q+d_i>d_i.

The only square there representing aQa_Q fixes coordinate ii. Maximum-sum optimality supplies another representation omitting ii. Its zero-set has size two, so its square fixes a different coordinate j∈Ij\in I. It lies in a cube Q′Q' with center satisfying

bQ′≥aQ−dj>bQ,b_{Q'}\ge a_Q-d_j>b_Q,

because di>djd_i>d_j. In particular Q′≠QQ'\ne Q. Thus aQa_Q is counted in at least two of the numbers tQt_Q.

Different bad cubes give different colors aQa_Q, since ii was fixed globally and their centers are distinct. Every exclusively full-support color is counted once in ∑sQ\sum s_Q, and every other color at least once in ∑tQ\sum t_Q. The distinct duplicate colors just obtained show that

∑Q(sQ+tQ)≥∣C∣+#{bad cubes}.\sum_Q(s_Q+t_Q)\ge |C|+\#\{\text{bad cubes}\}.

Summing (3), with its allowed unit excess in each bad cube, proves (2).

Single-exchange sum optimality is not sufficient

The local optimality condition at the start of this note cannot replace maximum cardinality. There is an explicit positive odd example with a dissociated five-set DD, all other elements below min⁡D\min D, and seventeen ambient elements.

Put M=1001M=1001, B={0,1,3,7,15}B=\{0,1,3,7,15\}, and

T={−18,−14,−12,−11,−10,−8,−7,−6,−5,−4,−3,−2,0,1,3,7,15},O=M+2T,D=M+2B.\begin{split} T=\{&-18,-14,-12,-11,-10,-8,-7,-6,-5,-4,-3,-2,\\ &0,1,3,7,15\}, \qquad O=M+2T,\quad D=M+2B. \end{split}

The set DD is dissociated. In a ternary relation on it, the MM-coefficient must vanish since the total perturbation has absolute value at most 2∑B=52<M2\sum B=52<M. Writing the members of BB as 2i−12^i-1, 0≤i≤40\le i\le4, the remaining relation reduces to a ternary relation among 1,2,4,8,161,2,4,8,16, which is impossible.

Every element of O∖DO\setminus D is ternarily represented on DD. The ten offsets other than −18,−10-18,-10 are the distinct values

bi+bj−bk,0≤i<j<k≤4,(b0,…,b4)=(0,1,3,7,15).b_i+b_j-b_k,\qquad 0\le i<j<k\le4, \quad (b_0,\ldots,b_4)=(0,1,3,7,15).

The other two representations come from

−18=0+1+3−7−15,−10=0+1+7−3−15.-18=0+1+3-7-15,\qquad -10=0+1+7-3-15.

Each representation has coefficient sum one, so it transfers directly to M+2TM+2T. Consequently DD is inclusion-maximal. Every outside element is below every member of DD, so no single cardinality-preserving exchange can increase its sum. Indeed, DD is the unique largest-sum five-subset of OO. Nevertheless ∣O∣=17>2∣D∣−1|O|=17>2^{|D|-1}.

This is not a counterexample to the odd bound: d(O)≥6d(O)\ge6. The established binary-tree extraction gives an affine-coherent, hence affinely dissociated, six-subset of the seventeen integers. All entries are odd and in [965,1031][965,1031]. An unbalanced relation of even support at most six would have at least four terms against at most two, or at least three against one, impossible in that interval. Thus the extracted set is ordinarily dissociated. The example rules out a proof relying only on ternary spanning and single-exchange sum optimality.

Remaining gap

For four or more omission coordinates, local families of even-dimensional faces can have larger excess. No general replacement for the distinct upward duplicate-color charges has been proved. A multi-element exchange can create coefficients of absolute value two on DD, which dissociation does not exclude.

In particular, for C=OC=O the canonical representations of basis colors omit d−1d-1 coordinates, and their union includes every coordinate. The proposition therefore does not prove the cardinality bound on OO. Nor does the arbitrary-maximum obstruction settle the maximum-sum version.

A four-omission result when at most three colors are small

There is a further proved case. Let d≥5d\ge5 be odd, let II be a four-coordinate set containing every zero in every representation of every color in CC, and put m=max⁡i∈Idim=\max_{i\in I}d_i. If at most three colors of CC are at most mm, then ∣N(C)∣≥∣C∣|N(C)|\ge|C|.

Here is the counting argument. Put H={a∈C:a>m}H=\{a\in C:a>m\} and use only its nonfull representations, with neighborhood N0(H)N_0(H). Maximum-sum exchange supplies such a representation omitting each prescribed coordinate of II. Partition the folded cube into four-cubes QQ with positive outside center bb. Local nonfull representations have form $a=\pm b+\varepsilon_i d_i+ \varepsilon_jd_j$ (a square face), or a=ba=b (the whole cube). Write KQ=N0(H)∩QK_Q=N_0(H)\cap Q, kQ=∣KQ∣k_Q=|K_Q|, tQt_Q for the number of colors occurring nonfully in QQ, and hQh_Q for those whose nonfull representations occur only there. Then

2∣H∣≤∑Q(tQ+hQ).(3)2|H|\le\sum_Q(t_Q+h_Q). \tag{3}

A trapped noncentral color must have local pair supports with empty intersection. Otherwise exchange supplies a representation omitting their common coordinate in a different cube. An empty-intersection pair family contains disjoint pairs or a triangle. Disjoint pairs must have opposite outside signs, and give 2a=∑i∈Iεidi2a=\sum_{i\in I}\varepsilon_i d_i. If the four weights are p<q<r<s=mp<q<r<s=m and have total TIT_I, the condition a>ma>m leaves only a=TI/2a=T_I/2 or a=TI/2−pa=T_I/2-p.

For a triangle of pair supports, a negative-center representation must be a=−b+x+ya=-b+x+y, and there is at most one such pair by dissociation. The other two are

a=b+σz+τx=b−σz+υy.a=b+\sigma z+\tau x=b-\sigma z+\upsilon y.

The opposite signs at zz follow from dissociation. Both τ,υ\tau,\upsilon equal one: for instance τ=−1\tau=-1 would give 2a=y+σz≤y+z<2a2a=y+\sigma z\le y+z<2a. Adding the two equations gives a=3ba=3b. Thus at most three noncentral colors are trapped in a cube. Each needs at least seven vertices (disjoint pair supports give faces meeting in one vertex; triangle supports include disjoint faces).

If the center color occurs, b>mb>m, so no high color can have a negative-center representation. Noncentral local pair supports then have a common coordinate: disjoint supports would give a ternary relation, while a triangle would force opposite signs at every common coordinate and its three represented values to sum to zero. Hence hQ≤1h_Q\le1 and kQ=16k_Q=16 in this case.

For a vertex set KK in the four-cube with k≥5k\ge5 vertices, the number f(K)f(K) of contained square faces satisfies f(K)≤2k−8f(K)\le2k-8. Coordinate down-compression does not decrease that count. For a proper downset with r,p,qr,p,q vertices of weights one, two, three, respectively,

k=1+r+p+q,f=p+3q.k=1+r+p+q,\qquad f=p+3q.

If q=0q=0, then r≥3r\ge3 and f≤k−4f\le k-4; if q=1q=1, then k≥8,r≥3k\ge8,r\ge3 and f≤k−2f\le k-2; if q≥2q\ge2, then r=4,k≥12,q≤4r=4,k\ge12,q\le4 and f=k−5+2q≤k+3≤2k−8f=k-5+2q\le k+3\le2k-8. For the full cube f=24f=24, and for k=4k=4 there is at most one square.

A square determines at most one positive color. Without a center color, these bounds give tQ+hQ≤2kQ−5t_Q+h_Q\le2k_Q-5; for kQ=4k_Q=4 use tQ≤1,hQ=0t_Q\le1,h_Q=0. With a center color, tQ+hQ≤24+1+1≤32−5t_Q+h_Q\le24+1+1\le32-5. If HH is nonempty, (3) now gives ∣N0(H)∣≥∣H∣+3|N_0(H)|\ge|H|+3, accommodating the at most three remaining low colors. If HH is empty, at most three colors are present; singleton neighborhoods are distinct and every other neighborhood has at least four vertices, so the conclusion still holds.

This proof does not handle four or more low colors. It uses only single-exchange sum optimality; the central low-color obstruction and the unrestricted maximum-cardinality augmentation gap remain.