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A largest element need not lie in any maximum dissociated subset


The following proposed exchange lemma is false: every finite positive set has a maximum-cardinality dissociated subset containing its largest element. Take

D={1,2,8,13,17},P=D∪{20}.D=\{1,2,8,13,17\},\qquad P=D\cup\{20\}.

The subset sums of DD are the disjoint union of the eight integer intervals

[0,3], [8,11], [13,16], [17,20], [21,24], [25,28],[30,33], [38,41].[0,3],\ [8,11],\ [13,16],\ [17,20],\ [21,24],\ [25,28], [30,33],\ [38,41].

There are therefore 32 distinct subset sums, so DD is dissociated.

Every five-subset of PP containing 20 is dependent. If the omitted element is 1, use

13+17=2+8+20.13+17=2+8+20.

If the omitted element is 2 or 17, use 8+13=1+208+13=1+20. If the omitted element is 8 or 13, use 1+2+17=201+2+17=20. Thus d(P)=5d(P)=5, and DD is its unique maximum dissociated subset, despite omitting the largest element.

Exact intrinsic-rank certificate

Since DD is dissociated, every nonzero ternary relation on PP must use 20. Up to reversing all signs, the complete list is

20=−1+8+13,20=−2−8+13+17,20=1−2+8+13,20=1+2+17.(1)\begin{aligned} 20&=-1+8+13,\\ 20&=-2-8+13+17,\\ 20&=1-2+8+13,\\ 20&=1+2+17. \end{aligned} \tag{1}

Here is a finite certificate that the list is exhaustive, without relying on a numerical rank computation. Let S=Σ(D)S=\Sigma(D), as displayed above. The upper endpoints of its differences equal to 20 are exactly

{s∈S:s−20∈S}={20,21,22,23,28,30,31,33,38,39,40,41}.\{s\in S:s-20\in S\} =\{20,21,22,23,28,30,31,33,38,39,40,41\}.

There are twelve such ordered pairs of subset sums. The four signed representations in (1) have respectively two, one, one, and two unused coordinates of DD. Adding an arbitrary subset of the unused coordinates to both sides realizes respectively 4,2,2,44,2,2,4 distinct ordered pairs. These twelve pairs are distinct, because the subset-sum map on DD is injective and cancellation recovers the signed representation. They exhaust the displayed endpoint set, proving (1).

Write (a,b,c,e,f,h)(a,b,c,e,f,h) for formal coordinates corresponding to (1,2,8,13,17,20)(1,2,8,13,17,20). The four linear equations in (1) are equivalent to

b=2a,e=5a+c,f=a+2c,h=4a+2c.b=2a,\qquad e=5a+c,\qquad f=a+2c,\qquad h=4a+2c.

Indeed, subtraction of the first and third equations gives b=2ab=2a; comparison of the first and second gives f=a+2cf=a+2c; comparison of the first and fourth then gives e=5a+ce=5a+c, after which the first gives h=4a+2ch=4a+2c. Conversely these four identities satisfy all of (1). Thus their relation matrix has rank exactly four, with two free coordinates a,ca,c.

The universal rational quotient by all ternary relations therefore has intrinsic rank ρ=6−4=2\rho=6-4=2. This example has d(P)−ρ=3d(P)-\rho=3, just beyond the proved defect-at-most-two range. It is not a counterexample to the target cardinality bound: ∣P∣=6|P|=6 is far below 25−12^5-1.

Search scope

The example was found by a bounded exact check of dissociated four-subsets of {1,…,32}\{1,\ldots,32\}, followed by dissociated five-subsets of {1,…,22}\{1,\ldots,22\}. For each candidate DD, the check enumerated its ternary representations of values above max⁡D\max D and sought a value for which every coordinate is omitted by some representation. The search stopped at the displayed counterexample. The proof and intrinsic-rank certificate above are independent of that search.

The exchange lemma also fails for all-odd sets

Parity does not repair the proposed lemma. Let

D′={1,5,7,9,19,37},P′=D′∪{41}.D'=\{1,5,7,9,19,37\},\qquad P'=D'\cup\{41\}.

For E={1,5,7,9}E=\{1,5,7,9\}, its sixteen subset sums are

S=[0,1]∪[5,10]∪[12,17]∪[21,22].S=[0,1]\cup[5,10]\cup[12,17]\cup[21,22].

The sets SS and 19+S19+S are disjoint: their possible overlap is in [19,22][19,22], where they contain respectively {21,22}\{21,22\} and {19,20}\{19,20\}. Put T=S∪(19+S)T=S\cup(19+S). This has 32 elements in [0,41][0,41], with T∩[37,41]={40,41}T\cap[37,41]=\{40,41\} and (37+T)∩[37,41]={37,38}(37+T)\cap[37,41]=\{37,38\}. Thus TT and 37+T37+T are disjoint. These are the 64 subset sums of D′D', proving that D′D' is dissociated.

Every six-subset of P′P' containing 41 is dependent. When 1 is omitted, use 41=−5+9+3741=-5+9+37. When 5 is omitted, use 41=1−7−9+19+3741=1-7-9+19+37. When 7, 9, or 19 is omitted, use 41=−1+5+3741=-1+5+37. When 37 is omitted, use 41=1+5+7+9+1941=1+5+7+9+19. Hence d(P′)=6d(P')=6, and its unique maximum dissociated subset D′D' omits the largest element, although every element of P′P' is positive and odd.

This example even has intrinsic rank one. Six ternary relations are

41=−1−5−9+19+37,41=−1+5+37,41=−5+9+37,41=1−7−9+19+37,41=1+5+7−9+37,41=1+5+7+9+19.\begin{aligned} 41&=-1-5-9+19+37,&41&=-1+5+37,\\ 41&=-5+9+37,&41&=1-7-9+19+37,\\ 41&=1+5+7-9+37,&41&=1+5+7+9+19. \end{aligned}

Replace the seven values by formal variables (a,b,c,u,v,w,x)(a,b,c,u,v,w,x). Comparison of these equations gives successively

u=2b−a,v=u+2b,c=2a+b,u=2a+c.u=2b-a,\qquad v=u+2b,\qquad c=2a+b,\qquad u=2a+c.

Thus b=5ab=5a, c=7ac=7a, u=9au=9a, and v=19av=19a. The last displayed relation gives x=41ax=41a, and the second gives w=37aw=37a. These six relations therefore have rank six. The intrinsic quotient has rank at most one and at least one, since the original nonzero integer configuration is a realization. Consequently ρ(P′)=1\rho(P')=1 and d(P′)−ρ(P′)=5d(P')-\rho(P')=5.

A bounded search of odd five-subsets with largest element at most 45 found no obstruction; the subsequent search of odd six-subsets with largest element at most 39 stopped at this example. No further search was made. The displayed certificates prove all stated properties.

The displayed dimension thresholds are sharp

The largest-element exchange property holds for every positive dissociated set of size at most four, and for every positive odd dissociated set of size at most five. Thus the two obstructions above occur at the first possible dimensions.

The key fact holds without a bound on the size of the basis:

Lemma. Let DD be positive and dissociated, and let a>max⁡Da>\max D. If aa has a ternary representation on DD supported on at most three coordinates, then all such representations have a coordinate in common.

Proof. A support-one representation is impossible. A support-two representation must be all-plus. A support-three representation is either all-plus or a=x+y−za=x+y-z, where z<x,yz<x,y: the inequalities follow from a>x,ya>x,y. There is at most one all-plus representation, since subtracting two different ones would be a nonzero ternary relation on DD.

Two different representations must have opposite signs at some shared coordinate. Otherwise their difference would again be a nonzero ternary relation on DD. Among the representations with one negative coordinate, let z∗z_* be the largest negative coordinate. Any representation whose negative coordinate is z<z∗z<z_* cannot oppose the z∗z_*-representation at zz, because every positive coordinate of the latter exceeds z∗z_*. It must therefore contain z∗z_* positively. Representations with negative coordinate z∗z_* already contain it. Any all-plus representation must oppose a z∗z_*-representation at its only negative coordinate, and thus also contains z∗z_*. If there is no negative-coordinate representation, there is just one representation, and any of its coordinates works. This proves the lemma.

Now suppose DD has size at most four and every exchange (D∖{b})∪{a}(D\setminus\{b\})\cup\{a\} is dependent. For each b∈Db\in D, the dependence represents aa without using bb. These nonfull representations have support at most three. The lemma gives a coordinate present in all of them, a contradiction. If DD and aa are odd and ∣D∣≤5|D|\le5, every representation of aa has odd support, so again every nonfull representation has support at most three. The same proof applies.

In particular, every positive odd set of dissociation dimension five has a maximum dissociated subset containing its largest element. This does not prove the stronger odd cardinality bound in dimension five: longer, simultaneous exchanges are still needed for that inference.

Retaining the top two of a given five-set

There is a modest strengthening. If D={d1<⋯<d5}D=\{d_1<\cdots<d_5\} is positive odd and dissociated and a>d5a>d_5, one can exchange aa for one of d1,d2,d3d_1,d_2,d_3. In the common-support proof, the largest negative coordinate z∗z_* in a representation a=x+y−z∗a=x+y-z_* is smaller than both positive coordinates; it therefore belongs to the first three positions. If all nonfull representations are all-plus, there is only one, and its smallest coordinate also lies among the first three. Full-support representations impose no additional restriction. If there are no nonfull representations, every exchange works.

This cannot be iterated to obtain a maximum set containing the two largest ambient elements. Take

D={1,3,5,11,21},O=D∪{15}.D=\{1,3,5,11,21\},\qquad O=D\cup\{15\}.

The subset sums of {1,3,5}\{1,3,5\} are 0,1,3,4,5,6,8,90,1,3,4,5,6,8,9. Their translate by eleven is disjoint, and the resulting sixteen sums lie in [0,20][0,20], disjoint from their translate by twenty-one. Thus DD is dissociated. But

15=1+3+11=−1+5+11=−1−5+21=5−11+2115=1+3+11=-1+5+11=-1-5+21=5-11+21

has representations with empty common support. Every replacement of one point of DD by fifteen is consequently dependent. Thus DD is the unique maximum subset of OO, omitting its second-largest element. This rules out the proposed top-two iteration, not the logarithmic bound.