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Half-size dimension drop and a subset-sum code bound


The following sufficient assertion remains unproved:

Every nonempty finite positive set PP, with n=∣P∣n=|P| and d=d(P)d=d(P), contains CC with

>∣C∣≥⌊n/2⌋,d(C)≤d−1.>(1)> |C|\ge\lfloor n/2\rfloor,\qquad d(C)\le d-1. \tag{1} >

If (1) holds, induction on dd, starting with the empty set, gives

⌊n/2⌋≤∣C∣≤2d−1−1,n≤2d−1.\lfloor n/2\rfloor\le |C|\le2^{d-1}-1,\qquad n\le2^d-1.

Thus this would prove the positive-set form of Erdős 963. It is stronger than a mere reformulation of the target: CC must be a subset of PP. Equivalently, the hypergraph of maximum dissociated subsets must have a transversal of size at most ⌈n/2⌉\lceil n/2\rceil.

A proved subset-sum code inequality

Suppose QQ has nn elements, d(Q)=d<nd(Q)=d<n, every dd-subset is dissociated, and n<2d+2n<2d+2. Put

M=⌊2(d+1)2(d+1)−n⌋.M=\left\lfloor\frac{2(d+1)}{2(d+1)-n}\right\rfloor.

Then

(nd+1)≤(M−1)2d.(2)\boxed{\binom n{d+1}\le (M-1)2^d.} \tag{2}

This argument works in any abelian group. Partition the Boolean cube {0,1}n\{0,1\}^n by the value of its subset sum. Distinct vertices in a fiber have Hamming distance at least d+1d+1, since a closer pair would give a relation supported on at most dd coordinates.

For a fiber of size mm, the sum of the distances over unordered pairs is at least (d+1)m(m−1)/2(d+1)m(m-1)/2. In each coordinate at most m2/4m^2/4 pairs differ. Therefore

(d+1)m(m−1)/2≤nm2/4,m≤M.(d+1)m(m-1)/2\le nm^2/4,\qquad m\le M.

The total number of unordered equal-sum pairs is consequently at most (M−1)2n−1(M-1)2^{n-1}.

Every (d+1)(d+1)-subset has a ternary relation, necessarily of full support. Choose one such relation for each support. Its two disjoint sides give 2n−d−12^{n-d-1} equal-sum pairs, by adjoining the same arbitrary subset of the complementary coordinates to both sides. Pairs from different supports are different because their symmetric differences differ. Thus there are at least (nd+1)2n−d−1\binom n{d+1}2^{n-d-1} pairs, proving (2).

At n=2dn=2d, inequality (2) says

(2dd−1)≤d2d.\binom{2d}{d-1}\le d2^d.

This is false for d=5d=5, since 210>160210>160, and remains false for all larger dd: the ratio of its left side to its right side is multiplied, as dd increases by one, by (2d+1)/(d+2)>1(2d+1)/(d+2)>1. Hence, for d≥5d\ge5, a 2d2d-element set of dimension dd has a dependent dd-subset.

A parity argument for even dimensions

If dd is even, d(P)=dd(P)=d, and every dd-subset is dissociated, then

∣P∣≤d+1.(3)|P|\le d+1. \tag{3}

Otherwise choose d+2d+2 points. For each deletion of one point, choose a relation on the other d+1d+1 points; every coefficient on that support is ±1\pm1. The resulting square integer matrix has zero diagonal and off-diagonal entries ±1\pm1. Modulo two it is J+IJ+I.

Its order d+2d+2 is even, so this matrix is invertible over F2\mathbb F_2: an element of its kernel must be a constant vector, and substituting that vector forces the constant to be zero. The integer matrix therefore has nonzero determinant, contradicting the fact that the nonzero vector of point values lies in its real kernel.

Half-size drop through n=2d+1n=2d+1

Assertion (1) holds whenever n≤2d+1n\le2d+1. For n≤2d−1n\le2d-1, any ⌊n/2⌋\lfloor n/2\rfloor points suffice. For n=2dn=2d or 2d+12d+1, it is enough to find a dependent dd-subset. The preceding two arguments handle even dd and all d≥5d\ge5.

For d=3d=3, suppose a positive set of size at least six had all triples dissociated. Fix its three smallest elements a<b<ca<b<c. Every later xx must make {a,b,c,x}\{a,b,c,x\} dependent, necessarily with full support. Positivity and order leave only

x=a+b+corx=b+c−a.x=a+b+c\quad\hbox{or}\quad x=b+c-a.

There are at most two later elements, a contradiction. The d=1d=1 case follows from the fact that any two distinct positive numbers are dissociated.

Thus a failure of (1) requires n≥2d+2n\ge2d+2. In a failure of minimum cardinality, n=2mn=2m is even, and the largest subset of dimension at most d−1d-1 has size exactly m−1m-1. Indeed, deletion of one point cannot lower dd (that would already provide a large enough subset). An odd-cardinality minimal failure reduces by deletion to a smaller failure, while deletion from an even-cardinality one supplies the claimed (m−1)(m-1)-subset.

This does not close the induction: the minimum-distance argument above requires all dd-subsets to be dissociated, a hypothesis absent in the remaining range.

Ordered splitting is false

The stronger claim that two separated dissociated dd-sets force dimension d+1d+1 is false. Take

X={1,2,4},Y={5,6,7}.X=\{1,2,4\},\qquad Y=\{5,6,7\}.

Both triples are dissociated and max⁡X<min⁡Y\max X<\min Y, but every four-subset of their union is dependent. It contains one of

{1,4,5}, {1,5,6}, {1,6,7}, {2,4,6}, {2,5,7},\{1,4,5\},\ \{1,5,6\},\ \{1,6,7\},\ \{2,4,6\},\ \{2,5,7\},

except for {1,2,4,7}\{1,2,4,7\} and {4,5,6,7}\{4,5,6,7\}, which satisfy 1+2+4=71+2+4=7 and 4+7=5+64+7=5+6. This refutes ordered splitting, not (1) or the original target.

Computation and the exact gap

Bounded checks found no failure of (1) among subsets of [1,16][1,16] in the first nontrivial n=10,d=4n=10,d=4 regime, or in thirty prescribed 18-point samples. These are computational observations only and are not used above. They do not establish a universal minimum over all real configurations.

For a maximum-cardinality lower-dimensional subset CC, every t∈P∖Ct\in P\setminus C extends some dissociated (d−1)(d-1)-subset Dt⊂CD_t\subset C to size dd. The sets DtD_t may vary with tt. No rank-preserving exchange proving ∣P∖C∣≤∣C∣+1|P\setminus C|\le |C|+1 has been established.

Odd lifts of rank at least two admit a two-class drop

Let PP be represented in the free lattice L=⟨P⟩ZL=\langle P\rangle_{\mathbb Z} of rank ρ\rho, preserving its ternary relations. Suppose there is a character λ:L→F2\lambda:L\to\mathbb F_2 with λ(p)=1\lambda(p)=1 for every p∈Pp\in P. If ρ≥2\rho\ge2, then PP partitions into two nonempty sets, both of dimension at most d(P)−1d(P)-1.

Choose χ∉{0,λ}\chi\notin\{0,\lambda\}. Both classes P0,P1P_0,P_1 of χ\chi are nonempty, because PP generates LL. Adjoining any point of P1P_1 to a dissociated subset of P0P_0 preserves dissociation: applying χ\chi to a ternary relation first eliminates that one coefficient. Thus d(P0)≤d(P)−1d(P_0)\le d(P)-1. On PP, the other class P1P_1 is the kernel of χ+λ\chi+\lambda, so the same argument proves its bound. The larger class has size at least ⌈∣P∣/2⌉\lceil |P|/2\rceil.

In the intrinsic lift of a positive odd integer set, the odd evaluation character descends, since every ternary relation has even support. Therefore an odd counterexample to (1) must have intrinsic rank one, without a minimal-dimension hypothesis. This is a special case, not a solution of the primitive rank-one case.

A binary-code restriction on half-size failures

More generally put

b=max⁡{∣C∣:C⊆P, d(C)≤d(P)−1},b=\max\{|C|:C\subseteq P,\ d(C)\le d(P)-1\},

and let zz be the number of columns that reduce to zero in L/2LL/2L. Every nonzero character has a zero class of dimension at most d(P)−1d(P)-1, by the same adjoining argument. Its evaluation word therefore has weight at least n−bn-b.

These words form a binary linear code of dimension ρ\rho; the evaluation map is injective because the columns generate LL. Delete its zz identically zero positions. Summing pairwise Hamming distances, as in the proof of (2), gives

2ρ≤2(n−b)n−2b+zwhen n−2b+z>0.(4)2^\rho\le\frac{2(n-b)}{n-2b+z} \quad\text{when }n-2b+z>0. \tag{4}

For an even-sized failure of (1), write n=2mn=2m; then b≤m−1b\le m-1. Alternatively sum the weights of the nonzero evaluation words directly: each nonzero column takes the value one on exactly 2ρ−12^{\rho-1} characters. Hence

(2ρ−1)(m+1)≤2ρ−1(2m−z),(2^\rho-1)(m+1)\le2^{\rho-1}(2m-z),

or

m≥2ρ−1+2ρ−1z.(5)m\ge2^\rho-1+2^{\rho-1}z. \tag{5}

In particular 2ρ≤m+12^\rho\le m+1. These necessary restrictions do not exclude the remaining rank-one, zero-free odd case.

Residuewise strengthening

For an even failure ∣P∣=2m|P|=2m, let tvt_v be the multiplicity of a residue v∈L/2Lv\in L/2L and put z=t0z=t_0. Then

tv≥z+2(v≠0).(6)\boxed{t_v\ge z+2\qquad(v\ne0).} \tag{6}

Every nonzero character has a zero class of size at most m−1m-1. For fixed v≠0v\ne0 and ρ≥2\rho\ge2, sum this inequality over the 2ρ−12^{\rho-1} characters χ\chi with χ(v)=1\chi(v)=1. The residue zero contributes 2ρ−1z2^{\rho-1}z, the residue vv contributes nothing, and each other nonzero residue contributes half as often. Hence

2ρ−2(2m+z−tv)≤2ρ−1(m−1),2^{\rho-2}(2m+z-t_v)\le2^{\rho-1}(m-1),

which is (6). For ρ=1\rho=1, it follows directly from z≤m−1z\le m-1. Thus every nonzero residue occurs at least twice. Summing (6) recovers (5), but (6) is stronger.

Short presentations of every odd failure

An odd half-size failure has a rank-one short presentation, without any minimal-dimension hypothesis. Let R⊂ZPR\subset\mathbb Z^P be generated by genuine ternary relations supported on at most d+1d+1 coordinates and set H=ZP/RH=\mathbb Z^P/R. Then

dim⁡F2(H/2H)=1.(7)\dim_{\mathbb F_2}(H/2H)=1. \tag{7}

The odd evaluation gives the all-ones character λ\lambda. If an independent character χ\chi existed, its two nonempty classes would each have dimension at most d−1d-1. For a dissociated dd-set in one class, adjoining a point from the other gives a short relation. Applying χ\chi, or χ+λ\chi+\lambda, forces the adjoined coefficient to vanish, a contradiction. The larger class would contradict half-size failure, proving (7).

The kernel calculation in [[research/erdos_963/parity_fibers|the parity-fiber note]] now applies without minimality: RR has rational rank ∣P∣−1|P|-1 and odd index in the primitive integer kernel. After normalizing the weights to gcd one, if h=gcd⁡{x−y:x,y∈P}h=\gcd\{x-y:x,y\in P\}, then h≤d−1h\le d-1, and some short relation has coefficient sum of valuation exactly v2(h)v_2(h). These necessary conditions still do not handle primitive odd rank one.

Limit of one attempted fixed-basis repair

The stronger proposal that some largest lower-dimensional CC has a basis DD with P∩Span⁡{−1,0,1}(D)=CP\cap\operatorname{Span}_{\{-1,0,1\}}(D)=C was tested on

P={1,2,8,10,11,13,14,15,16,17,19,20,21,24,25,27,28,29}.P=\{1,2,8,10,11,13,14,15,16,17,19,20,21,24,25,27,28,29\}.

The exact finite enumeration reported d(P)=6d(P)=6, a largest rank-five subset of size 1616, and rank-five ternary closures of five-element bases of size at most 1515. No portable certificate is retained here, so this observation is not used as a proved obstruction or in any argument above. The general half-size lemma remains unproved regardless.

Cyclic windows: an unproved route and a graphic special case

A stronger sufficient assertion for positive odd sets would be: some cyclic block of ⌊∣P∣/2⌋\lfloor |P|/2\rfloor entries in numerical order has dimension at most d(P)−1d(P)-1. Here a cyclic block is an ordinary interval or a union of a prefix and a suffix. No proof or counterexample to this assertion was obtained. Sliding maximum dissociated subsets does not supply a valid exchange, because their independence system is not matroidal.

The assertion is proved for generic positive scalar evaluations of a bipartite graphic configuration vuv=eu+evv_{uv}=e_u+e_v. “Generic” means that the scalar evaluation creates no new ternary relations or coincidences. Dissociated sets of these columns are exactly forests: bipartite cycles have alternating ternary relations, and forests are linearly independent. Thus dissociation dimension is graphic rank.

Write the edge heights as αu+βv\alpha_u+\beta_v. Suppose both sides of an ordered cut had the original graphic rank. Each side would then span every connected component of the original graph. In a nontrivial component choose u∗u_* maximizing αu\alpha_u and v∗v_* minimizing βv\beta_v. A lower-side edge incident to u∗u_* has height at least αu∗+βv∗\alpha_{u_*}+\beta_{v_*}, while an upper-side edge incident to v∗v_* has height at most that value. This contradicts the strict ordering of the cut.

Apply this at the middle cut. One side has smaller rank; if its size is ⌈∣P∣/2⌉\lceil |P|/2\rceil, take a consecutive ⌊∣P∣/2⌋\lfloor |P|/2\rfloor-subset of it. This proves the window assertion in this graphic case, without requiring oddness. It does not address the primitive rank-one case left open above.