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Powerful subsums and shifted powerful targets


Status and scope

The bounds below are proved, with the quantitative argument independently checked. They count ordered input tuples whose sum, or shifted sum, is itself powerful. They do not bound arbitrary targets in SrS_r and do not settle a density or infinitude case.

Write Pr\mathcal P_r for the positive rr-powerful integers. The canonical-core bounds give, for r≥3r\ge3,

#(Pr∩[1,X])≪rX1/r,#(Cr∩[1,Y])≪rY1/(r+1),\#(\mathcal P_r\cap[1,X])\ll_r X^{1/r},\qquad \#(\mathcal C_r\cap[1,Y])\ll_r Y^{1/(r+1)},

and

#{a∈Pr:a≤X, core⁡(a)>Y}≪rX1/rY−1/[r(r+1)].(1)\#\{a\in\mathcal P_r:a\le X,\ \operatorname{core}(a)>Y\} \ll_r X^{1/r}Y^{-1/[r(r+1)]}. \tag{1}

A uniform shifted-target bound

Theorem. Fix r≥3r\ge3, k≥2k\ge2, and ε>0\varepsilon>0. Put

δr=r−1r2(2r+1).\delta_r=\frac{r-1}{r^2(2r+1)}.

Uniformly for integers ∣h∣≤X|h|\le X,

#{(a1,…,ak)∈Prk:∑iai≤X,∑iai+h∈Pr}≪r,k,εXk/r−δr+ε.(2)\#\left\{(a_1,\ldots,a_k)\in\mathcal P_r^k: \sum_i a_i\le X,\quad \sum_i a_i+h\in\mathcal P_r\right\} \ll_{r,k,\varepsilon}X^{k/r-\delta_r+\varepsilon}. \tag{2}

There is no primitivity hypothesis.

Proof. Set c=∑iai+hc=\sum_i a_i+h, so that every counted tuple has 1≤c≤2X1\le c\le2X. Choose a cutoff Y≥1Y\ge1. If core⁡(ak)>Y\operatorname{core}(a_k)>Y, enumerate all inputs independently and use (1), giving

Or,k(Xk/rY−1/[r(r+1)]).(3)O_{r,k}\bigl(X^{k/r}Y^{-1/[r(r+1)]}\bigr). \tag{3}

If core⁡(c)>Y\operatorname{core}(c)>Y, first fix a1,…,ak−1a_1,\ldots,a_{k-1} and then enumerate such cc. The remaining input ak=c−h−∑i<kaia_k=c-h-\sum_{i<k}a_i is determined. Formula (1), with 2X2X in place of XX, gives the same bound (3).

Otherwise write ak=dxra_k=dx^r, c=fzrc=fz^r, with d,f∈Crd,f\in\mathcal C_r and d,f≤Yd,f\le Y. After fixing the first k−1k-1 inputs, put C=∑i<kai+hC=\sum_{i<k}a_i+h. If C≠0C\ne0, the equation

dxr−fzr+C=0(4)dx^r-fz^r+C=0 \tag{4}

is absolutely irreducible. For example, choose any complex root λ\lambda of fzr−Cfz^r-C. It is simple since C≠0C\ne0, and Eisenstein at z−λz-\lambda proves irreducibility of (4) over C[z,x]\mathbb C[z,x].

The coefficient-uniform Bombieri--Pila estimate in Browning--Verzobio, Section 2.1, Lemma 2.2 states that an absolutely irreducible integral plane curve of degree ee has Oε,e(B1/e+ε)O_{\varepsilon,e}(B^{1/e+\varepsilon}) integer points in [−B,B]2[-B,B]^2. Its full statement and coefficient dependence have been checked. Since x,z≤(2X)1/rx,z\le(2X)^{1/r}, it gives Or,ε(X1/r2+ε)O_{r,\varepsilon}(X^{1/r^2+\varepsilon}) pairs in (4). Thus this bounded-core part contributes

Or,k,ε(X(k−1)/r+1/r2+εY2/(r+1)).(5)O_{r,k,\varepsilon} \left(X^{(k-1)/r+1/r^2+\varepsilon}Y^{2/(r+1)}\right). \tag{5}

When C=0C=0, fixing the first k−2k-2 inputs determines ak−1a_{k-1}. The variable ak=ca_k=c has Or(X1/r)O_r(X^{1/r}) possibilities. These tuples number Or,k(X(k−1)/r)O_{r,k}(X^{(k-1)/r}), including when k=2k=2.

Take

Y=X(r2−1)/(r(2r+1)).Y=X^{(r^2-1)/(r(2r+1))}.

The exponents in (3) and (5) balance at k/r−δrk/r-\delta_r (with the stated ε\varepsilon in (5)). Also δr<1/r\delta_r<1/r, so the C=0C=0 contribution is smaller. This proves (2). □\square

Consequence for grouping an existing representation

Among ordered rr-tuples in Prr\mathcal P_r^r with total at most XX, those having an rr-powerful subsum indexed by at least two coordinates number

Or,ε(X1−δr+ε).(6)O_{r,\varepsilon}(X^{1-\delta_r+\varepsilon}). \tag{6}

For a fixed index set of size k≥2k\ge2, apply (2) with h=0h=0 to that subtuple and bound the other inputs independently by Or(X(r−k)/r)O_r(X^{(r-k)/r}). A finite union over the index sets proves (6). Taking ε<δr\varepsilon<\delta_r makes the count o(X)o(X).

This is an input-multiplicity statement. Distinct outputs admitting a proper rr-powerful subsum already have the stronger elementary bound Or(X(r−1)/r)O_r(X^{(r-1)/r}): replace that block by its sum to obtain a representation with at most r−1r-1 summands. The full rr-term subsum is also allowed in (6).

Qualitative extension to lower powerful exponents

Proposition. Fix r≥3r\ge3 and t,k≥2t,k\ge2. Then

sup⁡h∈Z#{a∈(Pr∩[1,X])k:∑iai+h∈Pt}=o(Xk/r).(7)\sup_{h\in\mathbb Z} \#\left\{\mathbf a\in(\mathcal P_r\cap[1,X])^k: \sum_i a_i+h\in\mathcal P_t\right\} =o(X^{k/r}). \tag{7}

Here hh is unrestricted in size. The argument uses Chebotarev's theorem only when k=2k=2.

Fix a finite cutoff on the input cores and a resulting form F(x)=∑i=1kdixirF(\mathbf x)=\sum_{i=1}^k d_i x_i^r. For k≥3k\ge3, additive orthogonality and the Gauss-sum bound give, at primes p∤r∏idip\nmid r\prod_i d_i,

#{x mod p:F(x)=b}=pk−1+Or((r−1)kpk/2),\#\{\mathbf x\bmod p:F(\mathbf x)=b\} =p^{k-1}+O_r((r-1)^k p^{k/2}),

uniformly in bb. The only possible singular root is the zero vector. Consequently all sufficiently large good primes have at least 12pk−1\tfrac12p^{k-1} nonsingular roots for every target.

For k=2k=2, instead use the primes splitting completely in the finite Galois extension

L=Q(ζ2r,(d2/d1)1/r).L=\mathbb Q\bigl(\zeta_{2r},(d_2/d_1)^{1/r}\bigr).

Chebotarev gives positive prime density, hence a divergent sum of reciprocals, for these primes. Outside finitely many bad primes, −d2/d1-d_2/d_1 is an rrth power modulo pp, so the zero target has exactly r(p−1)r(p-1) nonsingular roots. For nonzero targets the two-variable character expansion gives p+Or(p)p+O_r(\sqrt p) roots: after summing the nonzero additive frequency, a nonprincipal product character contributes O(p)O(\sqrt p) per character pair, and a principal product contributes O(1)O(1). These estimates follow from the ordinary Gauss-sum identity. All such roots are nonsingular. Thus, in this case also, there are at least 12pk−1\tfrac12p^{k-1} nonsingular roots for every target at every sufficiently large selected prime.

For each nonsingular root of F=−h(modp)F=-h\pmod p, exactly (p−1)pk−1(p-1)p^{k-1} of its lifts modulo p2p^2 have vp(F+h)=1v_p(F+h)=1. Therefore at least 1/(4p)1/(4p) of all root-vector residues modulo p2p^2 are forbidden for a tt-powerful output, uniformly in hh. For any finite set of selected primes, CRT and box counting bound the surviving proportion by

∏p(1−1/(4p))+oF,{p}(1),\prod_p(1-1/(4p))+o_{F,\{p\}}(1),

uniformly in hh. First let X→∞X\to\infty, then enlarge the prime set. Its divergent reciprocal sum makes the product tend to zero. This proves (7) for each fixed core tuple, and hence for any fixed finite family. Finally remove the input-core cutoff using (1) and the convergent weights. The tail is uniformly at most an arbitrarily small multiple of Xk/rX^{k/r}, completing the proof.

In particular, grouping rr given rr-powerful entries into fewer blocks whose sums are tt-powerful, for any fixed t≥2t\ge2, is possible for only o(X)o(X) of the original ordered tuples with total at most XX. Every such partition contains a block of size at least two; apply (7) to that block. This does not restrict a representation by entirely different summands.

Why these estimates do not force a missing target

If SrS_r were cofinite, almost every number c−1c-1 with c∈Prc\in\mathcal P_r would have a representation using at most rr summands. Formula (2), with k=rk=r and h=1h=1, still permits X1−δr+εX^{1-\delta_r+\varepsilon} such tuples, much more than the X1/rX^{1/r} possible powerful targets cc. The qualitative estimate (7) likewise allows concentration on all of this sparse target set. No contradiction to cofiniteness, or density estimate for arbitrary targets, follows.