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Almost cores


A vertex restriction need not preserve P7P_7 to support a three-quarter upper bound. The criterion below permits exterior vertices, provided each edge has few uncontrolled exterior points and the other exterior points have sufficiently small edge-degree. It does not establish that an arbitrary near-extremal family has such a core.

All families below are finite, have nonempty edges, and satisfy the at-most-seven condition P7P_7. Repeated edges may be used in selections: their underlying subfamily still has at most seven members. Rank at most kk is sufficient throughout.

Two elementary ingredients

Covers of small edge subfamilies

Put

W=(35k)1/3.W=(35k)^{1/3}.

Every nonempty P7P_7 rank-kk family of MM edges has a transversal of size at most

gk(M)=⌈Wlog⁡M⌉+1,(1)g_k(M)=\lceil W\log M\rceil+1, \tag{1}

where logarithms are natural. This is the greedy bound also recorded in Structural reductions.

For completeness, sample seven edges independently and uniformly, allowing repetitions. A two-point cover makes some point occur in at least four sample positions. If pvp_v is the proportion of edges containing vv, a union bound gives

1≤35∑vpv4≤35(max⁡vpv)3∑vpv≤35k(max⁡vpv)3.1\le35\sum_vp_v^4 \le35\bigl(\max_vp_v\bigr)^3\sum_vp_v \le35k\bigl(\max_vp_v\bigr)^3.

Thus some point meets at least a 1/W1/W proportion of the edges. Apply this to each remaining subfamily. After ⌈Wlog⁡M⌉\lceil W\log M\rceil selections at most one edge remains, which can be covered by one further point.

Balanced Fano templates

For every nn-point set UU there are subsets B1,…,B7⊆UB_1,\ldots,B_7\subseteq U with the following properties:

  • each point belongs to exactly four of the BiB_i;
  • no pair of points meets all seven BiB_i;
  • every complement U∖BiU\setminus B_i has size at most L(n)L(n), where
L(7q+r)=3q+ℓr,(ℓ0,…,ℓ6)=(0,1,2,2,2,3,3).(2)L(7q+r)=3q+\ell_r,\qquad (\ell_0,\ldots,\ell_6)=(0,1,2,2,2,3,3). \tag{2}

In particular,

L(n)≤3n+87.(3)L(n)\le\frac{3n+8}{7}. \tag{3}

To construct the templates, partition UU into seven classes indexed by the nonzero vectors v∈F23v\in\mathbb F_2^3, and, for nonzero i∈F23i\in\mathbb F_2^3, put

Bi=⋃i⋅v=1Uv.B_i=\bigcup_{i\cdot v=1}U_v.

Each point has a four-row Fano-cap spectrum. For any two class indices v,wv,w, there is a nonzero ii orthogonal to both, so the corresponding two points miss BiB_i.

Give each class qq points, then place the remaining rr points in different classes. The complements of the templates correspond to Fano lines. The largest number of extra classes on a line can be bounded by the values ℓr\ell_r in (2): for r=3r=3 choose a noncollinear triple, and for r=4r=4 choose a Fano cap; the other values are immediate. The maximum of 7ℓr−3r7\ell_r-3r is eight, proving (3).

The combined almost-core criterion

Theorem. Let H\mathcal H have rank at most kk, property P7P_7, and transversal number tt. Let UU be a set of nn vertices. Partition the exterior vertices as

V(H)∖U=Z∪˙R,V(\mathcal H)\setminus U=Z\mathbin{\dot\cup}R,

where every point of ZZ belongs to at most DD edges, and

∣E∩R∣≤d(E∈H).(4)|E\cap R|\le d\qquad(E\in\mathcal H). \tag{4}

Here D≥1D\ge1 and d≥0d\ge0 are integers. Define

s=⌈Wlog⁡max⁡{1,6kD}⌉+1.(5)s=\left\lceil W\log\max\{1,6kD\}\right\rceil+1. \tag{5}

If Z=∅Z=\varnothing, one may instead take s=0s=0. Then

t≤L(n)+3d+s≤3n+87+3d+s.(6)\boxed{\quad t\le L(n)+3d+s \le\frac{3n+8}{7}+3d+s.\quad} \tag{6}

The points of RR need not actually have degree greater than DD; their degrees are unrestricted.

Proof. Suppose t>L(n)+3d+st>L(n)+3d+s, and choose the Fano templates above. We construct edges E1,…,E7E_1,\ldots,E_7 successively.

Before choosing EiE_i, let Qi⊆RQ_i\subseteq R consist of the points that occur in at least two preceding selected rows. Counting previous incidences with RR gives

∣Qi∣≤⌊(i−1)d2⌋≤3d.(7)|Q_i|\le\left\lfloor\frac{(i-1)d}{2}\right\rfloor\le3d. \tag{7}

Let Zi=Z∩⋃j<iEjZ_i=Z\cap\bigcup_{j<i}E_j and let Fi\mathcal F_i be the subfamily of all edges meeting ZiZ_i. There are at most 6k6k points in ZiZ_i, so

∣Fi∣≤6kD.|\mathcal F_i|\le6kD.

By (1), Fi\mathcal F_i has a transversal SiS_i of size at most ss; if it is empty, take Si=∅S_i=\varnothing.

The set

(U∖Bi)∪Qi∪Si(U\setminus B_i)\cup Q_i\cup S_i

has size at most L(n)+3d+s<tL(n)+3d+s<t. Choose EiE_i avoiding it. Its core trace lies in BiB_i. Avoidance of QiQ_i ensures that every point of RR occurs in at most two selected rows. Avoidance of SiS_i ensures that Ei∉FiE_i\notin\mathcal F_i, so no point of ZZ occurs in two selected rows.

A core point occurs in at most four selected rows, and an exterior point in at most two. A core point together with an exterior point therefore covers at most six rows, and two exterior points cover at most four. Two core points miss one of the Fano templates, hence miss the corresponding selected edge. Thus no two points cover the seven selected rows, contrary to P7P_7. This proves (6). □\square

Consequences at the three-quarter scale

Suppose, in the theorem, that

n≤k+t−1+c.(8)n\le k+t-1+c. \tag{8}

Substituting this in (6) and rearranging gives

t≤34k+34c+214d+74s+54.(9)\boxed{\quad t\le\frac34k+\frac34c+\frac{21}{4}d+\frac74s+\frac54. \quad} \tag{9}

Consequently the conjectured upper coefficient follows for any sequence of such families with

c=o(k),d=o(k),log⁡D=o(k2/3).(10)c=o(k),\qquad d=o(k),\qquad \log D=o(k^{2/3}). \tag{10}

Indeed, (5) then gives s=o(k)s=o(k).

Two special cases are useful. If every edge has at most dd points outside UU, take R=V∖UR=V\setminus U and Z=∅Z=\varnothing, obtaining (9) with s=0s=0. Thus a (k+t+o(k))(k+t+o(k))-point set containing all but o(k)o(k) points of every edge suffices; its traces need not retain P7P_7. Conversely, if every exterior point has degree at most DD, take R=∅R=\varnothing and d=0d=0. Polynomial-degree exterior padding is then harmless, with no bound on the number of exterior points in an individual edge.

The assertion also tolerates deletion of a low-transversal subfamily. Suppose D⊆H\mathcal D\subseteq\mathcal H has τ(D)≤q\tau(\mathcal D)\le q, and apply the theorem to H′=H∖D\mathcal H'=\mathcal H\setminus\mathcal D. Its transversal number t′t' satisfies t′≥t−qt'\ge t-q. If the core for H′\mathcal H' satisfies n≤k+t−1+cn\le k+t-1+c, with tt the original transversal number, then

t≤34k+74q+34c+214d+74s+54.(11)t\le\frac34k+\frac74q+\frac34c+\frac{21}{4}d +\frac74s+\frac54. \tag{11}

All exterior degrees in this application are measured in H′\mathcal H'. If the stronger size bound n≤k+t′−1+cn\le k+t'-1+c holds, the coefficient of qq in (11) can be replaced by one. In either formulation, q=o(k)q=o(k) adds only o(k)o(k) loss.

A separate dense-core deletion lemma

Suppose a finite family, not necessarily initially satisfying P7P_7, has

∣E∩U∣≥a>0(E∈H),∣U∣=n.|E\cap U|\ge a>0\qquad(E\in\mathcal H),\qquad |U|=n.

Put

b=max⁡{0,⌊n−7a4⌋+1}.(12)b=\max\left\{0,\left\lfloor n-\frac{7a}{4}\right\rfloor+1\right\}. \tag{12}

Choose any bb-point set T⊆UT\subseteq U, and delete the subfamily DT\mathcal D_T of edges meeting TT. Then τ(DT)≤b\tau(\mathcal D_T)\le b, and the remaining traces on U∖TU\setminus T have P7P_7 and transversal number at least τ(H)−b\tau(\mathcal H)-b.

To prove the local assertion, seven sets of size at least aa on N<7a/4N<7a/4 points always have a two-point cover. Since N<2aN<2a, every pair of sets intersects. A point in at least five rows can be combined with a point common to the remaining at most two rows. Otherwise every point has degree at most four, contradicting 7a≤4N7a\le4N. The same argument applies to fewer than seven sets by repetition. Now use N=n−b<7a/4N=n-b<7a/4. Finally, a cover of the remaining traces covers the remaining original edges, while adding TT covers the deleted edges.

In particular, the construction in Indispensable local cores has n=7a/4n=7a/4 and every core trace has size aa. Deleting the star of any one core point makes that core preserve P7P_7. Its exponentially many indispensable labels therefore do not obstruct a deletion-tolerant core theorem, even without using the separate two-point cover of its exceptional subfamily.

Scope and the missing structural theorem

The combined criterion is a conditional upper bound, not a core-existence theorem. A sufficient unresolved target is the following: after deleting a subfamily of transversal number o(k)o(k) from a putative family with t>(3/4+ε)kt>(3/4+\varepsilon)k, find k+t+o(k)k+t+o(k) vertices such that each remaining edge has only o(k)o(k) exterior points whose degrees exceed a threshold DD with log⁡D=o(k2/3)\log D=o(k^{2/3}). The theorem would then contradict the excess. No argument here obtains this target from maximal pair intersections, near-twin classes, or τ\tau-criticality. The available critical set-pair bounds allow exponentially many vertices; the three-reference reduction gives a linear ground set but no corresponding bound on exterior incidences or degrees.

The k+t+o(k)k+t+o(k) size target also needs a near-three-quarter or excess hypothesis; it is false for arbitrary families with merely t=Θ(k)t=\Theta(k). For sufficiently large kk, take two disjoint blocks of

n0=⌊6k/5⌋−1n_0=\lfloor6k/5\rfloor-1

points and include all kk-sets within either block. Within one block every at-most-six edges intersect, because 6k−5n0>06k-5n_0>0. A mixed at-most-seven tuple has at most six members in either block and is covered by one point from each block. A tuple contained in one block is likewise covered by two points. Thus the union has P7P_7, and

t=2(n0−k+1)=25k+O(1).t=2(n_0-k+1)=\frac25k+O(1).

If a deleted subfamily has a qq-point transversal TT, all kk-sets avoiding TT in each block remain. Suppose every remaining edge has at most dd points outside UU, where q,d=o(k)q,d=o(k). For large kk, each block minus TT still has at least kk points. If more than dd of those points were outside UU, one could extend d+1d+1 of them to a remaining kk-edge, a contradiction. Hence

∣U∣≥2n0−q−2d=125k−o(k),|U|\ge2n_0-q-2d=\frac{12}{5}k-o(k),

whereas k+t=7k/5+O(1)k+t=7k/5+O(1). This rules out the unrestricted almost-containment target of size k+t+o(k)k+t+o(k), not an O(k)O(k) core and not the target restricted to a fixed excess above 3k/43k/4.

An anchored almost-core bound

When the core contains an entire edge, fixing that edge as the first selected row improves the error terms.

Theorem. Let H\mathcal H have rank at most kk, property P7P_7, and transversal number tt. Suppose

A∈H,∣A∣=a,U=A∪˙T,∣T∣=t−1+c,A\in\mathcal H,\qquad |A|=a,\qquad U=A\mathbin{\dot\cup}T,\qquad |T|=t-1+c,

where c≥0c\ge0 is an integer. Partition the exterior as Z∪˙RZ\mathbin{\dot\cup}R, with every point of ZZ having degree at most an integer D≥1D\ge1 and every edge containing at most an integer d≥0d\ge0 points of RR. Define ss by (5), again allowing s=0s=0 when Z=∅Z=\varnothing. Then

t≤3⌈a/4⌉+3d+⌈3s+c2⌉.(13)\boxed{\quad t\le3\lceil a/4\rceil+3d+ \left\lceil\frac{3s+c}{2}\right\rceil. \quad} \tag{13}

The set TT need not be a transversal. In particular, a critical edge and its disjoint critical (t−1)(t-1)-cover supply the required core with c=0c=0, but do not by themselves supply the exterior hypotheses.

Proof. Index seven vertex classes by the nonzero vectors v∈F23v\in\mathbb F_2^3, and index the seven rows by the nonzero vectors ii. Fix one row index i1i_1. Partition AA nearly equally among the four classes with i1⋅v=1i_1\cdot v=1, and partition TT nearly equally among the other three classes. Put

Bi=⋃i⋅v=1Uv.B_i=\bigcup_{i\cdot v=1}U_v.

Thus Bi1=AB_{i_1}=A. For every other row ii, its complementary Fano line meets the complementary line of i1i_1 in one class. Consequently

∣U∖Bi∣≤2⌈a/4⌉+⌈(t−1+c)/3⌉=:h.(14)|U\setminus B_i| \le 2\lceil a/4\rceil+\lceil(t-1+c)/3\rceil=:h. \tag{14}

Set Ei1=AE_{i_1}=A and order the remaining six rows arbitrarily. Before selecting a row ii, let Qi⊆RQ_i\subseteq R be the union of R∩Ej∩EℓR\cap E_j\cap E_\ell over preceding pairs j,ℓj,\ell with i+j+ℓ=0i+j+\ell=0. There are three possible pairs through ii. One contains i1i_1 and contributes nothing, because Ei1E_{i_1} has no exterior points. Each of the other two contributes at most dd points, so ∣Qi∣≤2d|Q_i|\le2d.

As in the combined criterion, let SiS_i cover every edge meeting a ZZ-point in a preceding row. At most 6kD6kD edges meet those points, so ∣Si∣≤s|S_i|\le s. If t>h+2d+st>h+2d+s, choose EiE_i avoiding

(U∖Bi)∪Qi∪Si.(U\setminus B_i)\cup Q_i\cup S_i.

For every vertex, its spectrum of selected row indices contains no Fano line. This follows from the cap templates for core vertices, from avoidance of QiQ_i for vertices of RR, and from nonrepetition for vertices of ZZ. Every line-free subset of the Fano plane is contained in a four-point cap: a noncollinear triple extends to its unique four-point cap, and any further point creates a line. The complements of two caps are lines and therefore intersect. Hence two vertices cannot cover the seven selected rows, contradicting P7P_7. We have proved

t≤2⌈a/4⌉+⌈(t−1+c)/3⌉+2d+s.(15)t\le 2\lceil a/4\rceil+\lceil(t-1+c)/3\rceil+2d+s. \tag{15}

For the integer x=2⌈a/4⌉+2d+sx=2\lceil a/4\rceil+2d+s, the inequality t≤x+⌈(t−1+c)/3⌉t\le x+\lceil(t-1+c)/3\rceil is equivalent to 2t≤3x+c+12t\le3x+c+1, and thus to t≤⌈(3x+c)/2⌉t\le\lceil(3x+c)/2\rceil. This gives (13). □\square

For a critical pair, (13) gives

t≤34k+3d+32s+O(1).t\le\frac34k+3d+\frac32s+O(1).

This is still a conditional bound, not an almost-core existence theorem.

Small edge density need not mean small transversal number

An average-incidence estimate cannot, without further structural information, justify deleting an exceptional subfamily merely because that subfamily has few edges relative to the whole family.

For a precise example, take k=4mk=4m, n=7m−1n=7m-1, and H=(Xk)\mathcal H=\binom Xk on an nn-point set. Then t=τ(H)=3mt=\tau(\mathcal H)=3m. This family has P7P_7: seven rows have total incidence 28m>4n28m>4n, so some point meets at least five rows; any two rows intersect, and a second point covers the at most two remaining rows. Repetition gives the same conclusion for smaller subfamilies.

For Q⊆XQ\subseteq X with ∣Q∣=q≤t−1|Q|=q\le t-1, let

BQ={E∈H:E∩Q=∅}.\mathcal B_Q=\{E\in\mathcal H:E\cap Q=\varnothing\}.

It is a complete kk-uniform family on n−qn-q points, so

τ(BQ)=t−q.\tau(\mathcal B_Q)=t-q.

On the other hand,

∣BQ∣∣H∣=(n−qk)(nk)=∏j=0q−1n−k−jn−j≤(1−kn)q.\frac{|\mathcal B_Q|}{|\mathcal H|} =\frac{\binom{n-q}{k}}{\binom nk} =\prod_{j=0}^{q-1}\frac{n-k-j}{n-j} \le\left(1-\frac{k}{n}\right)^q.

Taking q→∞q\to\infty with q=o(k)q=o(k) makes the relative edge density tend to zero exponentially in qq, while the exceptional subfamily still has transversal number t−o(k)t-o(k). Thus small average exterior incidence, or small exceptional edge density obtained from it, does not alone yield the low-transversal deletion required by an almost-core reduction.