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This author-recorded argument by Plasma AI prepares the degree-four case of Problem 114. It gives compact coordinates, an exact identity reducing the length inequality to one signed integral, an explicit uniform deficit at sufficiently small curvature, and computer-assisted bounds on both collision strata. The quartic inequality remains unproved on the regular complement.

Exact first and second variations reduce possible maximum-principle and angular-gap convexity arguments to moment inequalities for an individual quartic. Those inequalities remain open. Observations in other degrees motivate the route but provide no all-degree conclusion. The cubic argument integrates inverse-derivative densities against those of z3−cz^3-c. Its quartic analogue fails near z4−1z^4-1, and the section on the rotated comparison replaces it.

By Eremenko and Hayman's Lemma 4 and Lemma 5, some length-maximizing monic quartic has all critical values on the unit circle. These are external source premises at the reading depth their result pages record. Their existence assertion suffices for an upper bound for every quartic; it does not put every quartic into the family below or settle uniqueness. Translation centers the polynomial, and p(z)↦e−4iθp(eiθz)p(z)\mapsto e^{-4i\theta}p(e^{i\theta}z) preserves length and monicity.

A compact parameter set

L186 records this elementary parameter reduction and its unicritical comparison, with a complete author-recorded proof. The numbered formulas below give the coordinates used in the later deficit estimates. L186 proves these coordinate statements, not a length comparison on the generic or two collision families.

Write p(z)=z4+az2+bz+cp(z)=z^4+az^2+bz+c and let u,v,wu,v,w be its critical points, counted with multiplicity. Then

u+v+w=0,p′(z)=4(z−u)(z−v)(z−w),p(u)−p(v)=w(u−v)3.(1)u+v+w=0,\qquad p'(z)=4(z-u)(z-v)(z-w),\qquad p(u)-p(v)=w(u-v)^3. \tag{1}

For the last identity integrate p′p' from vv to uu, writing z=(u+v)/2+tz=(u+v)/2+t. The odd part vanishes, and the integral is −(u+v)(u−v)3-(u+v)(u-v)^3. The identity also holds when critical points coincide.

Let M=max⁡(∣u∣,∣v∣,∣w∣)M=\max(|u|,|v|,|w|) and label ∣u∣=M|u|=M. If ∣v−w∣≥M/2|v-w|\ge M/2, then ∣p(v)−p(w)∣≥M4/8|p(v)-p(w)|\ge M^4/8. Otherwise ∣v∣,∣w∣>M/4|v|,|w|>M/4 and ∣u−v∣=∣3u/2−(v−w)/2∣>5M/4|u-v|=|3u/2-(v-w)/2|>5M/4, so ∣p(u)−p(v)∣>125M4/256|p(u)-p(v)|>125M^4/256. Consequently

max⁡i,j∣p(ui)−p(uj)∣≥M4/8.(2)\max_{i,j}|p(u_i)-p(u_j)|\ge M^4/8. \tag{2}

If all critical values have modulus one, (2) gives M≤2M\le2. Comparing coefficients in p′p' now gives

∣a∣≤6M2≤24,∣b∣≤4M3≤32,∣c∣≤1+M4+∣a∣M2+∣b∣M≤177.(3)|a|\le6M^2\le24,\qquad |b|\le4M^3\le32, \qquad |c|\le1+M^4+|a|M^2+|b|M\le177. \tag{3}

The centered coefficient set with all critical values on the circle is closed: along coefficient convergence the multiset of roots of p′p' converges, and their polynomial values converge. It is bounded by (3), hence compact. More generally, critical values in ∣z∣≤K|z|\le K give M4≤16KM^4\le16K and a coefficient bound depending only on KK. This also supplies compactness when critical values are moved along fixed bounded arcs. No classification theorem for the critical-value map is needed for these bounds.

The generic two-real-parameter chart

Assume first that the critical points and the critical values are each pairwise distinct. Choose a critical point of largest modulus, and rotate so that it equals s>0s>0. Write the other two as st,−s(1+t)st,-s(1+t), where

∣t∣≤1,∣1+t∣≤1.|t|\le1,\qquad |1+t|\le1.

Define

Ft(z)=z4−2(1+t+t2)z2+4t(1+t)z.F_t(z)=z^4-2(1+t+t^2)z^2+4t(1+t)z.

Then p(sz)=s4Ft(z)+cp(sz)=s^4F_t(z)+c. Put f1=Ft(1)f_1=F_t(1), f2=Ft(t)f_2=F_t(t) and f3=Ft(−1−t)f_3=F_t(-1-t). The three distinct critical values on a circle are not collinear. Thus the fif_i have a unique circumcenter C(t)C(t) and positive circumradius R(t)R(t). They can be obtained from the two real linear equations

2Re⁡((C−f1)(fi−f1)‾)=∣fi−f1∣2,i=2,3.2\operatorname{Re}\bigl((C-f_1)\overline{(f_i-f_1)}\bigr) =|f_i-f_1|^2,\qquad i=2,3.

The unit-circle condition forces s4R(t)=1s^4R(t)=1 and c=−s4C(t)c=-s^4C(t). Conversely these choices give unit critical values. Every member of the generic class is therefore, up to the stated isometries, of the form

pt(z)=s4(Ft(z/s)−C(t)),s=R(t)−1/4.(4)p_t(z)=s^4\bigl(F_t(z/s)-C(t)\bigr),\qquad s=R(t)^{-1/4}. \tag{4}

The parameter domain is the part of the closed lens ∣t∣,∣1+t∣≤1|t|,|1+t|\le1 where the three fif_i are noncollinear and the three critical points are distinct. Relabeling critical points can give several parameters for the same polynomial; injectivity is unnecessary for coverage. The chart itself is singular at excluded parameters. Compactness of the coefficient set does not give bounded derivatives of (4) there.

The missing strata are explicit

There are three additional cases, with complex conjugation allowed to identify the two signs below, since it preserves length.

A double critical point. The roots of p′p' are r,r,−2rr,r,-2r with r≠0r\ne0. Rotate so that r>0r>0 and put h=r4h=r^4. The polynomial is

p(z)=z4−6h z2+8h3/4z+21h2 ±i1−729h24,0<h≤227.(5)p(z)=z^4-6\sqrt h\,z^2+8h^{3/4}z+ \frac{21h}{2}\ \pm i\sqrt{1-\frac{729h^2}{4}}, \qquad 0<h\le\frac2{27}. \tag{5}

Indeed its critical values are c+3hc+3h and c−24hc-24h, whose difference is 27h27h. Requiring both moduli to equal one gives (5). This family has a double critical point and a distinct simple one throughout h>0h>0.

Distinct critical points with two equal critical values. By (1), if u≠vu\ne v but p(u)=p(v)p(u)=p(v), the third critical point is zero. Thus the roots are r,−r,0r,-r,0. Rotate so that r>0r>0 and again put h=r4h=r^4. The family is

p(z)=z4−2h z2+h2 ±i1−h24,0<h≤2.(6)p(z)=z^4-2\sqrt h\,z^2+\frac h2 \ \pm i\sqrt{1-\frac{h^2}{4}},\qquad 0<h\le2. \tag{6}

Its critical values are c−h,c−h,cc-h,c-h,c, so the unit-circle condition gives (6). These are collisions of values at distinct points, and are not covered by considering repeated roots of p′p' alone.

A triple critical point. Centering forces it to be zero, so p(z)=z4+cp(z)=z^4+c with ∣c∣=1|c|=1. Rotation makes this z4−1z^4-1.

These cases exhaust the complement of (4). Three distinct collinear critical values cannot lie on the unit circle. If all critical values equal v0v_0, each distinct critical point of multiplicity mm is a root of p−v0p-v_0 of multiplicity m+1m+1. Their total multiplicity is three plus the number of distinct critical points, at most four. Thus there is just one critical point, the last case above.

The length integral and the unicritical comparison

Away from the finitely many critical values, inverse branches give

ℓ(p)=∫02π∑p(z)=eiθ1∣p′(z)∣ dθ.(7)\ell(p)=\int_0^{2\pi} \sum_{p(z)=e^{i\theta}}\frac1{|p'(z)|}\,d\theta. \tag{7}

For p(z)=z4−1p(z)=z^4-1 this density is ∣1+eiθ∣−3/4|1+e^{i\theta}|^{-3/4}, so

ℓ(z4−1)=21/4B ⁣(12,18).(8)\ell(z^4-1)=2^{1/4}B\!\left(\frac12,\frac18\right). \tag{8}

A critical point of multiplicity mm in p′p' gives a local inverse-derivative singularity of order ∣θ−θ0∣−m/(m+1)|\theta-\theta_0|^{-m/(m+1)}, by the first nonzero term of the Taylor expansion of p−p(z0)p-p(z_0). Thus the pointwise singular orders are 1/21/2, 2/32/3 and 3/43/4. Two distinct critical points with the same value contribute two singular terms, rather than a higher ramification order. All are integrable for a fixed polynomial. Their leading constants need not be uniform as critical points merge.

There is nonetheless an explicit uniform bound for a whole short arc. The proof of Eremenko--Hayman Lemma 4, using its preceding projection estimate and Cartan covering lemma, gives for an arc KK of the unit circle of length 0<δ<π/60<\delta<\pi/6

∫K∑p(z)=eiθdθ∣p′(z)∣≤64e(δ/2)1/4.(9)\int_K\sum_{p(z)=e^{i\theta}}\frac{d\theta}{|p'(z)|} \le64e(\delta/2)^{1/4}. \tag{9}

This source estimate is uniform over all monic quartics. Thus short arcs around the at most three critical values have a controlled total contribution even during collisions. The bound is coarse and tends to zero independently of the polynomial; it does not compare the small length deficit near the proposed extremizer.

For the single-critical-point class, L186's unicritical comparison has the following elementary calculation. Put Φ(c)=ℓ(z4−c)\Phi(c)=\ell(z^4-c) for real c≥0c\ge0. For c<1c<1, expanding the two factors of ∣1+ceiθ∣−3/4|1+ce^{i\theta}|^{-3/4} and integrating gives

Φ(c)=2π∑j≥0(−3/8j) ⁣2c2j.\Phi(c)=2\pi\sum_{j\ge0}\binom{-3/8}{j}^{\!2}c^{2j}.

It is strictly increasing on [0,1)[0,1). Dominated convergence at c=1c=1 follows from ∣c+eiθ∣2=(1−c)2+c∣1+eiθ∣2|c+e^{i\theta}|^2=(1-c)^2+c|1+e^{i\theta}|^2 for c≥1/2c\ge1/2. For c>1c>1, Φ(c)=c−3/4Φ(1/c)<Φ(1)\Phi(c)=c^{-3/4}\Phi(1/c)<\Phi(1). Rotating the constant term therefore shows that ℓ(z4+c)≤ℓ(z4−1)\ell(z^4+c)\le\ell(z^4-1), with equality exactly when ∣c∣=1|c|=1.

The rotated comparison

Let pp be a centered monic quartic and λ>0\lambda>0, and put

F(ζ)=λ−4(p(λζ)−p(0)),Γ={σ:∣σ+λ−4p(0)∣=λ−4},GF(σ)=∑F(ζ)=σ1∣F′(ζ)∣.F(\zeta)=\lambda^{-4}\bigl(p(\lambda\zeta)-p(0)\bigr),\qquad \Gamma=\{\sigma:|\sigma+\lambda^{-4}p(0)|=\lambda^{-4}\},\qquad G_F(\sigma)=\sum_{F(\zeta)=\sigma}\frac1{|F'(\zeta)|}.

The lemniscate of pp is λF−1(Γ)\lambda F^{-1}(\Gamma), so (7) applied to FF gives ℓ(p)=λ∫ΓGF∣dσ∣\ell(p)=\lambda\int_\Gamma G_F|d\sigma|. For every σ0∈Γ\sigma_0\in\Gamma,

ℓ(p)−ℓ(z4−1)=λ I~(F,Γ),I~(F,Γ)=∫Γ(GF(σ)−∣σ−σ0∣−3/4)∣dσ∣.(10)\ell(p)-\ell(z^4-1)=\lambda\,\tilde I(F,\Gamma),\qquad \tilde I(F,\Gamma)=\int_\Gamma\Bigl(G_F(\sigma)-|\sigma-\sigma_0|^{-3/4}\Bigr) |d\sigma|. \tag{10}

Indeed ∣σ−σ0∣−3/4|\sigma-\sigma_0|^{-3/4} is the inverse-derivative density of ζ4+σ0\zeta^4+\sigma_0. Since σ0\sigma_0 lies on Γ\Gamma, whose radius is R=λ−4R=\lambda^{-4}, the set {ζ:ζ4+σ0∈Γ}\{\zeta:\zeta^4+\sigma_0\in\Gamma\} is R1/4R^{1/4} times a rotated lemniscate of z4−1z^4-1. Its length is R1/4ℓ(z4−1)=λ−1ℓ(z4−1)R^{1/4}\ell(z^4-1)=\lambda^{-1}\ell(z^4-1). Both integrals are finite, so I~\tilde I does not depend on the choice of σ0∈Γ\sigma_0\in\Gamma. Identity (10) loses nothing: on the nonunicritical part of the compact family the strict length comparison says exactly that I~<0\tilde I<0. The unicritical members with unit critical value have I~=0\tilde I=0. In the chart (4), λ=s=R(t)−1/4\lambda=s=R(t)^{-1/4} and F=FtF=F_t.

Why the cubic comparison fails here

The cubic argument compares with the polynomial of the same constant term. Here that is z4+p(0)z^4+p(0), whose density over Γ\Gamma is ∣σ∣−3/4|\sigma|^{-3/4}:

λI(F,Γ)=ℓ(p)−ℓ(z4+p(0)),I(F,Γ)=∫Γ(GF(σ)−∣σ∣−3/4)∣dσ∣.\lambda I(F,\Gamma)=\ell(p)-\ell(z^4+p(0)),\qquad I(F,\Gamma)=\int_\Gamma\bigl(G_F(\sigma)-|\sigma|^{-3/4}\bigr)|d\sigma|.

Thus λI~=λI−(ℓ0−Φ(∣p(0)∣))\lambda\tilde I=\lambda I-(\ell_0-\Phi(|p(0)|)), where ℓ0=ℓ(z4−1)\ell_0=\ell(z^4-1). Since Φ≤ℓ0\Phi\le\ell_0, the sufficient condition I<0I<0 implies I~<0\tilde I<0, but it is strictly stronger, and near the extremizer the two differ at the same order. As r→1r\to1, Φ(1)−Φ(r)∼KΦ∣1−r∣1/4\Phi(1)-\Phi(r)\sim K_\Phi|1-r|^{1/4} with

KΦ=∫−∞∞(∣u∣−3/4−(1+u2)−3/8) du=8 Γ(1/2) Γ(7/8)Γ(3/8)≈6.519.K_\Phi=\int_{-\infty}^{\infty}\bigl(|u|^{-3/4}-(1+u^2)^{-3/8}\bigr)\,du =\frac{8\,\Gamma(1/2)\,\Gamma(7/8)}{\Gamma(3/8)}\approx6.519 .

Also 1−∣p(0)∣=(R−∣C∣)/R1-|p(0)|=(R-|C|)/R for the center CC of Γ\Gamma. When Γ\Gamma flattens to a line LL, R−∣C∣R-|C| tends to plus or minus the distance from 00 to LL. Hence, along any approach to z4−1z^4-1 in the family,

ℓ0−Φ(∣p(0)∣)λ→KΦdist⁡(0,L)1/4,I(F,Γ)→I~∞(F,L)+KΦdist⁡(0,L)1/4,\frac{\ell_0-\Phi(|p(0)|)}{\lambda}\to K_\Phi\operatorname{dist}(0,L)^{1/4}, \qquad I(F,\Gamma)\to\tilde I_\infty(F,L)+K_\Phi\operatorname{dist}(0,L)^{1/4},

with I~∞\tilde I_\infty the line integral defined below. On the real segment of the collinear locus, and at the line ends of both collision strata, LL passes through 00 and the extra term vanishes. On the arch it does not. The sign reversal is proved without numerical quadrature in L176. Put Y=9/4+33/2Y=\sqrt{9/4+3\sqrt3/2} and Fy=z4+(2y2−3/2)z2−(1+4y2)zF_y=z^4+(2y^2-3/2)z^2-(1+4y^2)z. For y>Yy>Y let Γy\Gamma_y be the circle through its three critical values. As y↓Yy\downarrow Y, these circles flatten to L=−(6+33)+iRL=-(6+3\sqrt3)+i\mathbb R, their radii RyR_y tend to infinity, and the associated monic quartics tend to z4+1z^4+1. The claim proves

lim⁡y↓YI(Fy,Γy)>3120.\lim_{y\downarrow Y}I(F_y,\Gamma_y)>\frac{31}{20}.

Its geometric proof bounds the harmonic preimage of LL using its eight ends and its two finite edges. Thus the comparison with the same constant term fails arbitrarily close to the unicritical extremizer even when all three critical points and all three unit critical values are distinct. This is an author-recorded obstruction to that comparison, not to the quartic inequality. Identity (10) repairs the reference; its integral is strictly negative sufficiently close to the extremizer, as shown below.

Floating-point evaluations also suggest failure over a larger part of the arch. At t≈−0.3+0.2857it\approx-0.3+0.2857i they give dist⁡(0,L)≈0.1885\operatorname{dist}(0,L)\approx0.1885, I~∞≈−2.291\tilde I_\infty\approx-2.291 and a limit of II near +2.003+2.003. Slightly off the arch, at s≈0.086s\approx0.086, they give I≈+2.002I\approx+2.002 and I~≈−2.293\tilde I\approx-2.293. These values are exploratory and do not certify a parameter interval.

Optimizing fixed weights at the critical values does not repair a pointwise comparison. The author-recorded L182 constructs regular unit-critical-value quartics arbitrarily close to z4−iz^4-i for which no weights αj≥0\alpha_j\ge0, ∑jαj=1\sum_j\alpha_j=1, satisfy

∑p(z)=ζ1∣p′(z)∣≤∑j=13αj∣ζ−vj∣−3/4(ζ∈T∖{v1,v2,v3}).\sum_{p(z)=\zeta}\frac1{|p'(z)|} \le\sum_{j=1}^3\alpha_j|\zeta-v_j|^{-3/4} \qquad(\zeta\in\mathbf T\setminus\{v_1,v_2,v_3\}).

The weights may depend on pp, but must remain fixed around the circle. Each reference integrates to ℓ0\ell_0. The obstruction comes from the limit F=z4−2z2F=z^4-2z^2 on the real line: at the two targets T,−TT,-T, the sum of its densities has an extra positive term T−7/4/8T^{-7/4}/8, whereas every such mixture has cancellation at that order. A strict two-point gap persists on large circles and under separation of the critical values. This rules out the entire fixed convex-mixture comparison, including equal weights; it leaves integrated comparisons open.

The parameter space and its degenerations

The substitutions t↦−1−tt\mapsto-1-t, which exchanges two critical points, and t↦tˉt\mapsto\bar t, which conjugates the polynomial, preserve length. So the lens may be cut to

D={t:−12≤Re⁡t≤0, Im⁡t≥0, ∣1+t∣≤1}.D=\{t:-\tfrac12\le\operatorname{Re}t\le0,\ \operatorname{Im}t\ge0,\ |1+t|\le1\}.

By (1) and the multiplicity count, its only shapes with fewer than three distinct critical values are t=0t=0 and t=−12t=-\tfrac12. At t=0t=0 the critical points are 1,0,−11,0,-1 with values −1,0,−1-1,0,-1. At t=−12t=-\tfrac12 they are 1,−12,−121,-\tfrac12,-\tfrac12 with values −32,316,316-\tfrac32,\tfrac3{16},\tfrac3{16}. In general (1) gives the exact differences

f1−f2=(t−1)3(t+1),f1−f3=t(2+t)3,f2−f3=(1+2t)3f_1-f_2=(t-1)^3(t+1),\qquad f_1-f_3=t(2+t)^3,\qquad f_2-f_3=(1+2t)^3

for the values f1,f2,f3f_1,f_2,f_3 at 1,t,−1−t1,t,-1-t, so collisions are visible with relative accuracy. Over t=0t=0 the circles through the two values form a pencil. It is exactly family (6), with radius R=1/hR=1/h and λ=h1/4\lambda=h^{1/4}. Over t=−12t=-\tfrac12 the pencil is family (5), with R=1/(16h)R=1/(16h) and λ=2h1/4\lambda=2h^{1/4} after the rotation z↦−zz\mapsto-z. Each pencil also contains its line, the limit h→0h\to0.

Elsewhere the circle through the three values is unique unless they are collinear. Floating-point sign tracking, not validated, puts the collinear locus in DD on the segment [−12,0][-\tfrac12,0], where FtF_t is real, and on an arch. The arch leaves t=−12t=-\tfrac12 at angle π/3\pi/3 and meets ∣1+t∣=1|1+t|=1 near t≈−0.105+0.428it\approx-0.105+0.428i. Approaching the locus, R→∞R\to\infty and λ→0\lambda\to0, so the polynomials tend to rotations of z4−1z^4-1. The computations below never rely on this description: they treat curvature intervals containing 00 directly.

Let PP be the set of pairs (Ft,Γ)(F_t,\Gamma) with t∈Dt\in D and Γ\Gamma a circle or line through all critical values of FtF_t. Here is a concrete compact topology, including both pencils. By (2), since the largest critical-point modulus is one, the diameter of the critical values is at least 1/81/8. Every circle in PP therefore has radius at least 1/161/16. Represent its curve by the point f1f_1, a unit tangent ee, and signed curvature κ∈[−16,16]\kappa\in[-16,16], with κ=0\kappa=0 for a line. The incidence conditions are the closed equations

Im⁡((fj−f1)eˉ)=κ2∣fj−f1∣2,j=2,3.\operatorname{Im}((f_j-f_1)\bar e) =\frac\kappa2|f_j-f_1|^2,\qquad j=2,3.

They define a closed subset of D×T×[−16,16]D\times\mathbf T\times[-16,16]; identifying the two orientations (e,κ)(e,\kappa) and (−e,−κ)(-e,-\kappa) gives PP. Thus PP is compact. Each member with a circle is the scaled picture of a polynomial of the family; members with a line are limits only. For a line LL through σ0\sigma_0 put

I~∞(F,L)=∫L(GF(σ)−∣σ−σ0∣−3/4)∣dσ∣.\tilde I_\infty(F,L)=\int_L\bigl(G_F(\sigma)-|\sigma-\sigma_0|^{-3/4}\bigr) |d\sigma| .

It converges absolutely by (b) below and does not depend on σ0∈L\sigma_0\in L. It equals the renormalized length lim⁡r→∞(∣F−1(L)∩Dr∣−8r)\lim_{r\to\infty}\bigl(|F^{-1}(L)\cap D_r|-8r\bigr) of the zero set of a harmonic polynomial of degree four, measured against eight rays. The two truncations differ by O(1/r)O(1/r), since ∣F(z)−σ0∣=∣z∣4(1+O(∣z∣−2))|F(z)-\sigma_0|=|z|^4(1+O(|z|^{-2})). A rotation of the variable writes F−1(L)={Re⁡P=0}F^{-1}(L)=\{\operatorname{Re}P=0\} with PP monic, centered and with a real constant term. The author-recorded quantitative estimate L179 gives

I~∞(F,L)≤−max⁡(∣a∣1/2,∣b∣1/3)2500≤−12500\tilde I_\infty(F,L)\le -\frac{\max(|a|^{1/2},|b|^{1/3})}{2500}\le-\frac1{2500}

on the normalized shape family. The last inequality follows from 4≤2∣a∣+∣b∣4\le2|a|+|b| at a critical point of modulus one. L179 makes the projection argument in Fryntov and Nazarov's Lemma 1 quantitative in degree four; that source lemma is recorded in the proof pointer of their local maximality result. The estimate does not require the other critical values to lie on LL.

Uniform estimates through the degenerations

The following facts apply to centered monic quartics F(z)=z4+az2+bzF(z)=z^4+az^2+bz and circles or lines Γ\Gamma. On the compact shape family, cluster windows and the far-field estimate provide uniform control through collisions and flattening. The single-point weights in (c) are used only where their denominators stay separated from zero.

(a) Crofton windows. F−1(Γ)F^{-1}(\Gamma) is a real algebraic curve of degree at most eight. Restricted to a line, its equation is a real polynomial of degree at most eight, which vanishes identically for at most finitely many lines, so almost every line meets the curve in at most eight points. Crofton's formula gives ∣F−1(Γ)∩D(w,r)∣≤8πr|F^{-1}(\Gamma)\cap D(w,r)|\le8\pi r for every disc. Let ww be a critical point of multiplicity mm with value ff, and write F(w+t)−f=∑k>mcktkF(w+t)-f=\sum_{k>m}c_kt^k. If η=∣cm+1∣rm+1−∑k>m+1∣ck∣rk>0\eta=|c_{m+1}|r^{m+1}-\sum_{k>m+1}|c_k|r^k>0, then for ∣σ−f∣<η|\sigma-f|<\eta Rouché's theorem gives F−σF-\sigma exactly m+1m+1 zeros in D(w,r)D(w,r). An arc W⊂ΓW\subset\Gamma within distance η\eta of ff therefore contributes at most 8πr8\pi r per such disc, plus ∣W∣|W| times a bound for 1/∣F′∣1/|F'| at the remaining zeros. When critical points merge, one disc around the cluster serves. When the values of distinct critical points merge, each point keeps its own disc. For a fixed limiting cluster and a fixed disc whose boundary contains no root, the Rouché margin stays positive on a sufficiently small parameter neighborhood. The margin is not uniform if the disc radius is also allowed to shrink with the separation of two critical points. Inside windows this local bound replaces (9).

(b) A product identity and the far field. If z1,…,z4z_1,\dots,z_4 solve F(z)=σF(z)=\sigma and f1,f2,f3f_1,f_2,f_3 are the critical values with multiplicity, the resultant of F−σF-\sigma and F′F' gives

∏k=14F′(zk)=256∏j=13(fj−σ).(11)\prod_{k=1}^{4}F'(z_k)=256\prod_{j=1}^{3}(f_j-\sigma). \tag{11}

By the arithmetic-geometric mean inequality, GF(σ)≥∏j∣σ−fj∣−1/4G_F(\sigma)\ge\prod_j|\sigma-f_j|^{-1/4}. Put yk=log⁡(4∏j∣σ−fj∣1/4/∣F′(zk)∣)y_k=\log\bigl(4\prod_j|\sigma-f_j|^{1/4}/|F'(z_k)|\bigr). Then (11) gives ∑kyk=0\sum_ky_k=0, hence

GF(σ)=∏j∣σ−fj∣−1/4 (1+Δ),Δ=14∑k(eyk−1−yk)≥0.G_F(\sigma)=\prod_j|\sigma-f_j|^{-1/4}\,(1+\Delta),\qquad \Delta=\frac14\sum_k\bigl(e^{y_k}-1-y_k\bigr)\ge0 .

With εk=1/zk\varepsilon_k=1/z_k one has

yk=Re⁡ψ(εk)−14∑mRe⁡ψ(εm),ψ(ε)=34Log⁡(1+aε2+bε3)−Log⁡(1+a2ε2+b4ε3)=a4ε2+b2ε3+O(ε4).y_k=\operatorname{Re}\psi(\varepsilon_k) -\frac14\sum_m\operatorname{Re}\psi(\varepsilon_m),\qquad \psi(\varepsilon)=\tfrac34\operatorname{Log}(1+a\varepsilon^2+b\varepsilon^3) -\operatorname{Log}(1+\tfrac a2\varepsilon^2+\tfrac b4\varepsilon^3) =\tfrac a4\varepsilon^2+\tfrac b2\varepsilon^3+O(\varepsilon^4).

The power sums ∑kεk2=b2/σ2+2a/σ\sum_k\varepsilon_k^2=b^2/\sigma^2+2a/\sigma and ∑kεk3=b3/σ3+3ab/σ2\sum_k\varepsilon_k^3=b^3/\sigma^3+3ab/\sigma^2 are O(1/σ)O(1/\sigma). So yk=O(∣σ∣−1/2)y_k=O(|\sigma|^{-1/2}) and Δ=O(1/∣σ∣)\Delta=O(1/|\sigma|), with explicit constants. Consequently

GF(σ)−∣σ−σ0∣−3/4=∣σ−σ0∣−3/4(∏j∣σ−fjσ−σ0∣−1/4(1+Δ)−1),(12)G_F(\sigma)-|\sigma-\sigma_0|^{-3/4}=|\sigma-\sigma_0|^{-3/4} \Bigl(\prod_j\Bigl|\frac{\sigma-f_j}{\sigma-\sigma_0}\Bigr|^{-1/4}(1+\Delta) -1\Bigr), \tag{12}

and beyond an explicit radius TT the absolute value of the bracket is at most K/∣σ−σ0∣K/|\sigma-\sigma_0|. The constant KK depends only on ∣a∣|a|, ∣b∣|b|, the critical values, σ0\sigma_0 and TT.

(c) Singular weights. If F−f=(z−w)m+1Q(z)F-f=(z-w)^{m+1}Q(z), every zero zz of F−σF-\sigma satisfies

∣F′(z)∣=(∣σ−f∣∣Q(z)∣)m/(m+1)∣(m+1)Q(z)+(z−w)Q′(z)∣.(13)|F'(z)|=\Bigl(\frac{|\sigma-f|}{|Q(z)|}\Bigr)^{m/(m+1)} \bigl|(m+1)Q(z)+(z-w)Q'(z)\bigr|. \tag{13}

At a fixed multiplicity pattern, with the other critical points separated, this gives a bounded weighted density near ff. During a merger Q(w)Q(w) can tend to zero; then (a) supplies a cluster window instead of asserting a uniform bound from this formula alone.

(d) Flattening. Take a base point σ∗∈Γ\sigma_*\in\Gamma, the tangent direction eiαe^{i\alpha} there, and the signed curvature κ\kappa of Γ\Gamma. Then

σ(x)=σ∗+eiαx1−iκx/2,∣dσ∣=dx1+κ2x2/4,∣σ−σ∗∣−3/4∣dσ∣=∣x∣−3/4 dx(1+κ2x2/4)5/8,\sigma(x)=\sigma_*+\frac{e^{i\alpha}x}{1-i\kappa x/2},\qquad |d\sigma|=\frac{dx}{1+\kappa^2x^2/4},\qquad |\sigma-\sigma_*|^{-3/4}|d\sigma| =\frac{|x|^{-3/4}\,dx}{(1+\kappa^2x^2/4)^{5/8}},

and κ=0\kappa=0 is the line. With u=1/xu=1/x, the arc near the antipode of σ∗\sigma_* carries the integrand (u2+κ2/4)−5/8(u^2+\kappa^2/4)^{-5/8} times the bracket of (12). By (b) this is at most K∣u∣−1/4K|u|^{-1/4}, uniformly in κ\kappa.

Here is the continuity argument with the collision quantifiers explicit. Fix a limiting member of PP, and surround each distinct root above each of its critical values by disjoint small discs. On their boundaries ∣F−σ∣|F-\sigma| has a positive margin when σ\sigma is sufficiently close to the corresponding value. Rouché's theorem preserves the root counts under nearby parameters. The whole preimage of each such value window is therefore contained in those discs, and (a) bounds its length by 8π8\pi times the sum of their radii, uniformly nearby. This applies whether the merging roots are critical points or distinct points with merging values. The reference window contributes O(η1/4)O(\eta^{1/4}) uniformly, since circle radii are at least 1/161/16. Outside these windows and a large disc in the value plane, simple inverse branches give uniform convergence.

For the remaining tail (b) gives a uniform O(∣σ∣−7/4)O(|\sigma|^{-7/4}) bound on the signed density difference, with σ0=f1\sigma_0=f_1. A circle has at most 2πr2\pi r of length in a disc of radius rr, so summing over dyadic annuli bounds the absolute tail by O(T−3/4)O(T^{-3/4}), uniformly also for lines and arbitrarily large circles. Let the parameter converge first, then shrink the windows and enlarge TT. Thus I~\tilde I extends continuously to PP without an assertion of uniform Puiseux constants at merging points.

The author-recorded L180 provides a fully explicit, though very coarse, version near the line part: for its stated constant κ0>0\kappa_0>0,

∣κ∣≤κ0⟹I~(F,Γ)≤−15000,ℓ(p)≤ℓ0−λ5000.(17)|\kappa|\le\kappa_0\quad\Longrightarrow\quad \tilde I(F,\Gamma)\le-\frac1{5000},\qquad \ell(p)\le\ell_0-\frac{\lambda}{5000}. \tag{17}

Here ∣κ∣=R−1=λ4|\kappa|=R^{-1}=\lambda^4. The proof compares a circle with its tangent line for the same FF. It uses a uniform far-field constant, fourth-root coverings of the whole preimage of each critical-value window, and the resultant (11) on the remaining compact interval. It covers every direction of approach, including both collision strata, without a separation assumption on critical points or critical values. Its cutoff is not a practical mesh size for a numerical cover.

Validated bounds on the collision strata

On each stratum the scaled polynomial is fixed, F5=z4−32z2−zF_5=z^4-\tfrac32z^2-z for family (5) and F6=z4−2z2F_6=z^4-2z^2 for family (6), and Γ\Gamma runs over the pencil of circles through its two critical values together with the line. A ball-arithmetic program proves the author-recorded claim L181, with its method and results retained in the collision-strata evidence, namely I~(F5,Γ)<−1\tilde I(F_5,\Gamma)<-1 and I~(F6,Γ)<−1\tilde I(F_6,\Gamma)<-1 for every member of both pencils; its largest upper bounds are less than −1.021-1.021 and −1.077-1.077, respectively. It applies (a) to (d), certifies every root it uses by Rouché's theorem, and bisects boxes of the pencil parameter until each bound is below −1-1. With (10), every polynomial of family (5) has length below ℓ0−2h1/4\ell_0-2h^{1/4}, and every polynomial of family (6) has length below ℓ0−h1/4\ell_0-h^{1/4}, for all admissible h>0h>0. This is the uniform signed deficit along each collision stratum, up to and including the approach to z4−1z^4-1. It is author-recorded and computer-assisted, without independent review.

Continuity on PP also supplies a neighborhood of the two compact pencils on which I~<−1/2\tilde I<-1/2. Together with the neighborhood of the line part, this gives a justified uniform treatment of every degeneration. The pencil neighborhoods have no explicit numerical radius here; (17) does give one for the line part. A validated finite cover still needs explicit overlap bounds for the pencils before it can omit their neighborhoods and cover the remaining compact regular set.

Exploratory landscape

Floating-point quadrature, not validated, used tanh-sinh rules on the arcs between critical values and numpy roots; the landscape probe of the collision-strata evidence recomputes the values below. It sampled a grid of DD, polar grids around both special shapes, the collinear locus and both pencils, and found I~≤−1.69\tilde I\le-1.69 everywhere. The largest value, about −1.6914-1.6914, occurs at the smallest circle of family (5). Along the real segment I~∞\tilde I_\infty runs from −1.71-1.71 near t=−12t=-\tfrac12 to −2.39-2.39 near t=0t=0. Along the arch it runs from the same value at t=−12t=-\tfrac12, where both branches meet the line of family (5), to −2.65-2.65 near the lens boundary. On family (5) I~\tilde I lies in [−1.711,−1.691][-1.711,-1.691], and on family (6) in [−2.408,−2.396][-2.408,-2.396]. If these samples are representative, ℓ(p)≤ℓ0−1.69λ\ell(p)\le\ell_0-1.69\lambda on the whole family.

A root-free main term

For three distinct critical values put k=(f3−f1)/(f3−f2)k=(f_3-f_1)/(f_3-f_2) and A=k(f1−f2)A=k(f_1-f_2); in the chart (4), identity (1) gives k=t(2+t)3/(1+2t)3k=t(2+t)^3/(1+2t)^3 and A=k(t−1)3(t+1)A=k(t-1)^3(t+1). Then σ(x)=f1+Ax/(1−kx)\sigma(x)=f_1+Ax/(1-kx), for x∈R∪{∞}x\in\mathbb R\cup\{\infty\}, runs over the circle or line through the values, with f1f_1, f3f_3 and f2f_2 at x=0x=0, 11 and ∞\infty. The radius is R=∣A∣/(2∣Im⁡k∣)R=|A|/(2|\operatorname{Im}k|), and

∣σ−f1∣∣σ−f2∣=∣k∣ ∣x∣,∣σ−f1∣∣σ−f3∣=∣1−k∣ ∣x∣∣x−1∣.\frac{|\sigma-f_1|}{|\sigma-f_2|}=|k|\,|x|,\qquad \frac{|\sigma-f_1|}{|\sigma-f_3|}=\frac{|1-k|\,|x|}{|x-1|}.

With σ0=f1\sigma_0=f_1, (12) therefore gives I~=∣A∣1/4(J0(k)+JΔ)\tilde I=|A|^{1/4}\bigl(J_0(k)+J_\Delta\bigr), where

J0(k)=∫−∞∞∣k(1−k)∣1/4∣x∣1/2∣x−1∣−1/4−1∣x∣3/4 ∣1−kx∣5/4 dx,JΔ=∫−∞∞∣k(1−k)∣1/4∣x∣1/2∣x−1∣−1/4∣x∣3/4 ∣1−kx∣5/4 Δ dx≥0.J_0(k)=\int_{-\infty}^{\infty}\frac{|k(1-k)|^{1/4}|x|^{1/2}|x-1|^{-1/4}-1} {|x|^{3/4}\,|1-kx|^{5/4}}\,dx,\qquad J_\Delta=\int_{-\infty}^{\infty}\frac{|k(1-k)|^{1/4}|x|^{1/2}|x-1|^{-1/4}} {|x|^{3/4}\,|1-kx|^{5/4}}\,\Delta\,dx\ge0 .

The main term J0J_0 depends on the shape only through kk and needs no roots; the subtracted weight integrates to ℓ0/(2∣Im⁡k∣)1/4\ell_0/(2|\operatorname{Im}k|)^{1/4}. Its integrand vanishes to first order at x=1/kx=1/k, which keeps it integrable when Γ\Gamma is a line. Floating-point values, recomputed by the landscape probe, give J0=−3.16J_0=-3.16 and JΔ=+1.49J_\Delta=+1.49 at t=−0.295+0.505it=-0.295+0.505i, and J0=−0.98J_0=-0.98 and JΔ=+0.51J_\Delta=+0.51 at t=−0.45+0.1it=-0.45+0.1i near the double point. The inequality on generic shapes thus amounts to JΔ<−J0J_\Delta<-J_0, and certified roots, with their interval slack, enter only the smaller term.

A stronger comparison using squared inverse derivatives

For a regular target value define

G2,F(σ)=2(∑F(z)=σ∣F′(z)∣−2)1/2.G_{2,F}(\sigma)=2\left(\sum_{F(z)=\sigma}|F'(z)|^{-2}\right)^{1/2}.

Cauchy--Schwarz gives GF≤G2,FG_F\le G_{2,F}. Thus, with the same reference point as in (10),

I2(F,Γ)=∫Γ(G2,F(σ)−∣σ−σ0∣−3/4)∣dσ∣≤0(19)I_2(F,\Gamma)=\int_\Gamma \left(G_{2,F}(\sigma)-|\sigma-\sigma_0|^{-3/4}\right)|d\sigma| \le0 \tag{19}

would suffice for the length bound. For a regular quartic the Cauchy--Schwarz step is strict on an arc next to any critical value: two inverse derivatives become unbounded and the other two remain bounded. Consequently (19), even without a strict sign, gives (H) on the regular family. Equality in the pointwise step does hold for a unicritical polynomial. Inequality (19) is stronger than the target and remains unproved.

There is an exact negative line limit at one collision shape. For F=z4−2z2F=z^4-2z^2, solving first for z2z^2 gives, at every regular complex value, the root-free formula

G2,F(σ)=((1+∣σ∣+∣σ+1∣)/2)1/4∣σ∣1/2∣σ+1∣1/2.G_{2,F}(\sigma) =\frac{\bigl((1+|\sigma|+|\sigma+1|)/2\bigr)^{1/4}} {|\sigma|^{1/2}|\sigma+1|^{1/2}}.

Indeed, with q2=1+σq^2=1+\sigma, the squared density is (∣1+q∣−1+∣1−q∣−1)/(2∣1+σ∣)(|1+q|^{-1}+|1-q|^{-1})/(2|1+\sigma|), and (∣1+q∣+∣1−q∣)2=2+2∣1+σ∣+2∣σ∣(|1+q|+|1-q|)^2=2+2|1+\sigma|+2|\sigma|. On the real line, taking σ0=0\sigma_0=0 therefore gives

G2,F(σ)={σ−1/2(1+σ)−1/4,σ>0,(−σ)−1/2(1+σ)−1/2,−1<σ<0,(−σ)−1/4(−1−σ)−1/2,σ<−1.G_{2,F}(\sigma)= \begin{cases} \sigma^{-1/2}(1+\sigma)^{-1/4},&\sigma>0,\\ (-\sigma)^{-1/2}(1+\sigma)^{-1/2},&-1<\sigma<0,\\ (-\sigma)^{-1/4}(-1-\sigma)^{-1/2},&\sigma<-1. \end{cases}

The middle interval contributes π\pi. The two exterior integrals have the same finite part, because

∫0Bx−1/2(1+x)−1/4 dx=4B(1+B)1/4−∫0Bx−1/2(1+x)−5/4 dx.\int_0^B x^{-1/2}(1+x)^{-1/4}\,dx =\frac{4\sqrt B}{(1+B)^{1/4}} -\int_0^B x^{-1/2}(1+x)^{-5/4}\,dx.

Subtracting the reference and letting B→∞B\to\infty therefore gives

I2(F,R)=π−2B(1/2,3/4)<π−4<0,(20)I_2(F,\mathbb R)=\pi-2B(1/2,3/4)<\pi-4<0, \tag{20}

where B(1/2,3/4)>∫01t−1/2 dt=2B(1/2,3/4)>\int_0^1t^{-1/2}\,dt=2. This is an analytic bound at the line member only, not on the full pencil.

For that pencil the root-free formula reduces the proposed inequality to one scalar trigonometric integral. If β∈(0,π/2]\beta\in(0,\pi/2] is the tangent-chord angle and R=(2sin⁡β)−1R=(2\sin\beta)^{-1}, then

I2(F,Γ)=R1/4(J(β)−ℓ0),J(β)=∫0π(sin⁡β+sin⁡θ+∣sin⁡(θ+β)∣)1/4(sin⁡θ ∣sin⁡(θ+β)∣)1/2 dθ.I_2(F,\Gamma)=R^{1/4}\bigl(\mathcal J(\beta)-\ell_0\bigr),\qquad \mathcal J(\beta)=\int_0^\pi \frac{\bigl(\sin\beta+\sin\theta+|\sin(\theta+\beta)|\bigr)^{1/4}} {\bigl(\sin\theta\,|\sin(\theta+\beta)|\bigr)^{1/2}}\,d\theta.

This follows by writing the two chord lengths as 2Rsin⁡θ2R\sin\theta and 2R∣sin⁡(θ+β)∣2R|\sin(\theta+\beta)|. The inequality J(β)≤ℓ0\mathcal J(\beta)\le\ell_0 on the whole interval is not proved here. Thus even this explicit formula leaves a substantive one-dimensional comparison.

The same continuity mechanism as for I~\tilde I applies to I2I_2: G2,F≤2GFG_{2,F}\le2G_F controls cluster windows, and the inverse expansion Ψ′(w)=1+a/(4w2)+b/(2w3)+O(w−4)\Psi'(w)=1+a/(4w^2)+b/(2w^3)+O(w^{-4}) at infinity shows that G2,F(σ)=∣σ∣−3/4(1+O(∣σ∣−1))G_{2,F}(\sigma)=|\sigma|^{-3/4}(1+O(|\sigma|^{-1})). The terms of orders w−2w^{-2} and w−3w^{-3} cancel when averaging their four rotations before taking the square root. On the compact shape set the remainder is uniform. The signed tail is consequently O(∣σ∣−7/4)O(|\sigma|^{-7/4}), and (20) gives a neighborhood of this line member with negative I2I_2.

The landscape probe gives, in floating point, I2I_2 approximately −0.843,−1.241,−0.883,−0.757,−0.959,−0.867-0.843,-1.241,-0.883,-0.757,-0.959,-0.867 at $t=-0.317+0.282i,-0.05+0.107i,-0.25+0.6i,-0.4+0.05i, -1/2+i\sqrt3/2,-0.3+0.2857i$, respectively. These are six individual observations, not coverage of a region. The next analytic test for this comparison is the sign of I2I_2 on the remaining line shapes and the collision pencils. At sixty sampled positive angles on each pencil, the probe finds I2I_2 between −0.664-0.664 and −0.644-0.644 for the double-point pencil and between −1.719-1.719 and −1.650-1.650 for the equal-values pencil. These ranges are floating-point observations, with no interval coverage. The established deficits for GFG_F do not imply deficits for this larger density.

A possible maximum principle

Formula (4) defines a polynomial ptp_t of the family for every t∈Ct\in\mathbb C whose critical values are distinct and not collinear, not only for tt in the lens, and its length ℓ(t)=ℓ(pt)\ell(t)=\ell(p_t) depends only on the similarity class of the critical points 1,t,−1−t1,t,-1-t. Relabeling them acts on tt by the Möbius maps t↦−1−tt\mapsto-1-t, 1/t1/t, −(1+t)/t-(1+t)/t, −1/(1+t)-1/(1+t) and −t/(1+t)-t/(1+t), and conjugation acts by t↦tˉt\mapsto\bar t; ℓ\ell is invariant under all of them. It is real-analytic off the collinear locus (the real axis and the images of the arch) and the special shapes, it is bounded, and by Eremenko--Hayman Lemma 4 it tends to ℓ0\ell_0 at every point of the locus other than the special shapes, where its limit depends on the direction of approach.

Floating-point evaluations found the discrete Laplacian of ℓ\ell, with step 0.0030.003, positive at all 129 points of a 15×1515\times15 grid of DD whose stencils avoid the locus, and at further points closer to it; the landscape probe rechecks five of them. This suggests the following conjecture: ℓ\ell is subharmonic on C\mathbb C minus the collinear locus and the special shapes.

The conjecture would give (H) without a two-dimensional cover. On each component of the complement of the locus, ℓ\ell would be bounded and subharmonic. The special shapes are finitely many boundary points, which the extended maximum principle may ignore, and ℓ→ℓ0\ell\to\ell_0 at every other boundary point. Hence ℓ≤ℓ0\ell\le\ell_0, and ℓ<ℓ0\ell<\ell_0 by the strong maximum principle, since ℓ\ell is not constant.

A weaker statement holds. Write ℓ=(2∣Im⁡k∣/∣A∣)1/4ℓw\ell=(2|\operatorname{Im}k|/|A|)^{1/4}\ell_w, where ℓw\ell_w is the length of Ft−1(Γ)F_t^{-1}(\Gamma) and kk, AA are as in the previous section. With Mt(x)=f1+Ax/(1−kx)M_t(x)=f_1+Ax/(1-kx), the curve Ft−1(Γ)F_t^{-1}(\Gamma) is Φt−1(R∪{∞})\Phi_t^{-1}(\mathbb R\cup\{\infty\}) for the rational map Φt=Mt−1∘Ft\Phi_t=M_t^{-1}\circ F_t of degree four, which depends holomorphically on tt. Its critical values are 00, 11 and ∞\infty, the images of f1f_1, f3f_3 and f2f_2, which do not move, and 1/k1/k, the image of the triple critical point at infinity, which stays off the real line away from the locus. Hence, on each component, for every real x≠0,1x\ne0,1 the four preimages of xx, and 1/Φt′1/\Phi_t' at them, depend holomorphically on tt, and

ℓw(t)=∫−∞∞∑Φt(w)=xdx∣Φt′(w)∣\ell_w(t)=\int_{-\infty}^{\infty}\sum_{\Phi_t(w)=x}\frac{dx}{|\Phi_t'(w)|}

is an integral of sums of moduli of holomorphic functions, hence log-subharmonic; the integrability is locally uniform by (a) and (c). The missing factor (2∣Im⁡k∣/∣A∣)1/4(2|\operatorname{Im}k|/|A|)^{1/4} has a superharmonic logarithm. For the reference it exactly cancels, since (2∣Im⁡k∣)1/4∫∣x∣−3/4∣1−kx∣−5/4 dx=ℓ0(2|\operatorname{Im}k|)^{1/4}\int|x|^{-3/4}|1-kx|^{-5/4}\,dx=\ell_0. The conjecture therefore asks that ℓw\ell_w be at least as log-subharmonic as the corresponding reference integral ℓ0/s\ell_0/s.

That comparison has an exact pointwise form. If u=∫∑j∣hj(x,t)∣ dxu=\int\sum_j|h_j(x,t)|\,dx with each hjh_j holomorphic in tt, then Δlog⁡u\Delta\log u is the variance of ∂tlog⁡hj(x,t)\partial_t\log h_j(x,t) under the probability measure proportional to ∣hj(x,t)∣ dx|h_j(x,t)|\,dx on the pairs (x,j)(x,j), where Var⁡(g)=∫∣g∣2−∣∫g∣2\operatorname{Var}(g)=\int|g|^2-\bigl|\int g\bigr|^2. For a centered monic quartic p=z4+az2+bz+cp=z^4+az^2+bz+c let VpV_p be the polynomial part of p2/p′p^2/p', so that

Vp′(z)=54z4+9a8z2+7b8z+a216+c2,V_p'(z)=\frac54z^4+\frac{9a}8z^2+\frac{7b}8z+\frac{a^2}{16}+\frac c2,

and let μp\mu_p be arclength on ∣p∣=1|p|=1 divided by ℓ(p)\ell(p). Then, away from the locus and the special shapes,

(Im⁡k)2 Δklog⁡ℓ=14(Var⁡μp(Vp′)−1),p=pt,(14)(\operatorname{Im}k)^2\,\Delta_k\log\ell =\tfrac14\bigl(\operatorname{Var}_{\mu_p}(V_p')-1\bigr),\qquad p=p_t, \tag{14}

where Δk\Delta_k is the Laplacian in the local coordinate kk. So log⁡ℓ\log\ell is subharmonic exactly when Var⁡μp(Vp′)≥1\operatorname{Var}_{\mu_p}(V_p')\ge1 for every polynomial pp of the family, a condition on each polynomial separately. The author-recorded L178 derives the same local variation from a polynomial differential equation, and also computes the second derivative needed for the angular-gap test below. Neither derivation proves the sign of the variance expression.

Proof of (14). Put β=1/k\beta=1/k. It is a local coordinate off the special shapes, since k′(t)=2(2+t)2(1−t)2/(1+2t)4k'(t)=2(2+t)^2(1-t)^2/(1+2t)^4 vanishes only at t=−2t=-2 and t=1t=1, the images of t=−12t=-\frac12 under the relabelings, and (Im⁡k)2Δk=(Im⁡β)2Δβ(\operatorname{Im}k)^2\Delta_k=(\operatorname{Im}\beta)^2\Delta_\beta. Since Φt\Phi_t takes the value β\beta only at w=∞w=\infty, where it is totally ramified, Ψ=1/(Φt−β)\Psi=1/(\Phi_t-\beta) is a polynomial of degree four in ww. After a holomorphic change of the coordinate ww, which changes log⁡ℓw\log\ell_w by a harmonic function, Ψ\Psi is monic and centered. Its critical values −1/β-1/\beta, 1/(1−β)1/(1-\beta) and 00, the images of 00, 11 and ∞\infty, each satisfy dv/dβ=v2dv/d\beta=v^2. The curve is the preimage under Ψ\Psi of the circle {1/(x−β):x∈R∪{∞}}\{1/(x-\beta):x\in\mathbb R\cup\{\infty\}\}, which has center i/(2Im⁡β)i/(2\operatorname{Im}\beta) and passes through 00. For real x≠0,1x\ne0,1 the four solutions wjw_j of Ψ(w)=1/(x−β)\Psi(w)=1/(x-\beta) are holomorphic in β\beta, and the length is ∫∑j∣hj∣ dx\int\sum_j|h_j|\,dx with hj=−1/((x−β)2Ψ′(wj))h_j=-1/((x-\beta)^2\Psi'(w_j)).

Write a dot for ∂β\partial_\beta at fixed ww. Differentiating Ψ(wj)=1/(x−β)\Psi(w_j)=1/(x-\beta) gives Ψ˙+Ψ′w˙j=Ψ2\dot\Psi+\Psi'\dot w_j=\Psi^2 at wjw_j. The polynomial Ψ˙\dot\Psi has degree at most two and equals v˙=v2\dot v=v^2 at each critical point, so it is the remainder of Ψ2\Psi^2 on division by Ψ′\Psi', and w˙j=V(wj)\dot w_j=V(w_j) for the quotient VV. Differentiating Ψ′V=Ψ2−Ψ˙\Psi'V=\Psi^2-\dot\Psi in ww then gives ∂βlog⁡hj=V′(wj)\partial_\beta\log h_j=V'(w_j), so Δβlog⁡ℓw\Delta_\beta\log\ell_w is the variance of V′V' under normalized arclength on the curve. In the variable zz of the monic polynomial pp of the family, Ψ=α(p−γ)\Psi=\alpha(p-\gamma) with w=szw=sz, s4=αs^4=\alpha, γ\gamma a critical value of pp and −αγ=i/(2Im⁡β)-\alpha\gamma=i/(2\operatorname{Im}\beta), the center of the circle. Division gives V(w)=αs(Vp(z)−γz/2)V(w)=\alpha s\bigl(V_p(z)-\gamma z/2\bigr), so that variance is Var⁡μp(Vp′)/(2Im⁡β)2\operatorname{Var}_{\mu_p}(V_p')/(2\operatorname{Im}\beta)^2. Finally ℓ=(2∣Im⁡β∣)1/4ℓw\ell=(2|\operatorname{Im}\beta|)^{1/4}\ell_w in this normalization and Δβlog⁡∣Im⁡β∣=−(Im⁡β)−2\Delta_\beta\log|\operatorname{Im}\beta|=-(\operatorname{Im}\beta)^{-2}, which gives (14).

The proof also gives the first variation. The complex derivative ∂βlog⁡ℓw\partial_\beta\log\ell_w is half the mean of V′V', and the constant −αγ/4-\alpha\gamma/4 cancels the derivative of 14log⁡∣Im⁡β∣\frac14\log|\operatorname{Im}\beta|, so ∂βlog⁡ℓ=α2∫Vp′ dμp\partial_\beta\log\ell=\frac\alpha2\int V_p'\,d\mu_p, in which the constant term of Vp′V_p' matters. Hence ∣Im⁡k∣ ∣∇klog⁡ℓ∣=12∣∫Vp′ dμp∣|\operatorname{Im}k|\,|\nabla_k\log\ell|=\frac12\bigl|\int V_p'\,d\mu_p\bigr|, and with (14)

(Im⁡k)2 Δkℓℓ=14(∫∣Vp′∣2 dμp−1).(15)(\operatorname{Im}k)^2\,\frac{\Delta_k\ell}{\ell} =\frac14\Bigl(\int|V_p'|^2\,d\mu_p-1\Bigr). \tag{15}

So ℓ\ell itself is subharmonic exactly when ∫∣p∣=1∣Vp′∣2 ∣dz∣≥ℓ(p)\int_{|p|=1}|V_p'|^2\,|dz|\ge\ell(p) for every polynomial of the family, and the critical points of ℓ\ell are the shapes with ∫Vp′ dμp=0\int V_p'\,d\mu_p=0. A weaker condition already gives (H): that ∫∣Vp′∣2 dμp>1\int|V_p'|^2\,d\mu_p>1 whenever ∫Vp′ dμp=0\int V_p'\,d\mu_p=0. It excludes interior local maxima of ℓ\ell. By the full second variation in L178, a condition implied by it also suffices. At a member with ∫Vp′ dμp=0\int V_p'\,d\mu_p=0 the Hessian of log⁡ℓ\log\ell in the local disc of L178 has the eigenvalues $\frac12\bigl(\int|V_p'|^2,d\mu_p-1\bigr)\pm \bigl|\mathbb E_{\mu_p}W+\frac12\mathbb E_{\mu_p}(V_p')^2\bigr|$, with WW as in the section on the gaps, and it is enough that the larger one be positive at every such member. At the boundary of each component, ℓ\ell has limit superior at most ℓ0\ell_0: at the locus by Lemma 4, and at the special shapes because, by the compactness after (3), the polynomials ptp_t accumulate there only at unicritical polynomials and members of the strata, whose lengths are at most ℓ0\ell_0 by the validated bounds, and length is continuous by Lemma 4.

Equality holds in the limit at the locus. For p=z4+cp=z^4+c with ∣c∣=1|c|=1, Vp′=54p−34cV_p'=\frac54p-\frac34c, and pp pushes μp\mu_p forward to the measure proportional to ∣ζ−c∣−3/4∣dζ∣|\zeta-c|^{-3/4}|d\zeta| on T\mathbf T. With ζ=−ce2iϕ\zeta=-ce^{2i\phi} this weight is proportional to ∣cos⁡ϕ∣−3/4|\cos\phi|^{-3/4} and ζ−c=−2ccos⁡ϕ eiϕ\zeta-c=-2c\cos\phi\,e^{i\phi}, so the mean 1/51/5 of cos⁡2ϕ\cos^2\phi gives ζ\zeta the variance 45−425=1625\frac45-\frac4{25}=\frac{16}{25} and Vp′V_p' the variance 11; the mean of Vp′V_p' is 54⋅35c−34c=0\frac54\cdot\frac35c-\frac34c=0. As tt approaches a point of the locus other than a special shape, ptp_t tends to such a polynomial. Formally, to first order in ss, the expansion ℓ=ℓ0+sI~\ell=\ell_0+s\tilde I with ss proportional to ∣Im⁡k∣1/4∣A∣−1/4|\operatorname{Im}k|^{1/4}|A|^{-1/4} gives Var⁡μp(Vp′)−1≈−34I~∞s/ℓ0\operatorname{Var}_{\mu_p}(V_p')-1\approx-\frac34\tilde I_\infty s/\ell_0. This is positive by Lemma 1 of Fryntov and Nazarov, but it tends to 00, so the condition has no uniform margin near the locus. In floating point the ratio of Var⁡μp(Vp′)−1\operatorname{Var}_{\mu_p}(V_p')-1 to this prediction decreases to 11 from above as tt approaches the segment at −0.25-0.25 (from 1.451.45 to 1.051.05) or the arch on either side (to 1.031.03).

In the hyperbolic metric ∣dk∣/∣Im⁡k∣|dk|/|\operatorname{Im}k| of a component, with Δh=(Im⁡k)2Δk\Delta_h=(\operatorname{Im}k)^2\Delta_k, identity (15) reads

Δh(ℓ0−ℓ)+14(ℓ0−ℓ)=14(ℓ0−∫∣p∣=1∣Vp′∣2 ∣dz∣).\Delta_h(\ell_0-\ell)+\tfrac14(\ell_0-\ell) =\tfrac14\Bigl(\ell_0-\int_{|p|=1}|V_p'|^2\,|dz|\Bigr).

Near the locus ℓ0−ℓ\ell_0-\ell is asymptotic to λ∣I~∞∣\lambda|\tilde I_\infty|, and λ=(2∣Im⁡k∣/∣A∣)1/4\lambda=(2|\operatorname{Im}k|/|A|)^{1/4}, with AA holomorphic, satisfies Δhλ=−316λ+o(λ)\Delta_h\lambda=-\frac3{16}\lambda+o(\lambda) there. If Δh(ℓ0−ℓ)≤−316(ℓ0−ℓ)\Delta_h(\ell_0-\ell)\le-\frac3{16}(\ell_0-\ell) held on every component, equivalently ∫∣Vp′∣2 dμp−1≥34(ℓ0/ℓ−1)\int|V_p'|^2\,d\mu_p-1\ge\frac34(\ell_0/\ell-1), comparison with ∣Im⁡k∣1/4|\operatorname{Im}k|^{1/4}, a positive solution of Δhϕ=−316ϕ\Delta_h\phi=-\frac3{16}\phi, would give (H). Floating-point quadrature indicates failure of this comparison, which is exact to first order at the locus. At t=−0.14545+0.39692it=-0.14545+0.39692i, the computation, stable to seven digits when the step is halved, gives ∫∣Vp′∣2 dμp−1=0.084335\int|V_p'|^2\,d\mu_p-1=0.084335 against 34(ℓ0/ℓ−1)=0.084405\frac34(\ell_0/\ell-1)=0.084405. There also ∣∫Vp′ dμp∣>12(ℓ0/ℓ−1)|\int V_p'\,d\mu_p|>\frac12(\ell_0/\ell-1), so the hyperbolic gradient of log⁡(ℓ0−ℓ)\log(\ell_0-\ell) has length above 14\frac14, the limit of that of log⁡λ\log\lambda at the locus. On 100 shapes of a 12×1412\times14 grid of DD the ratio of the two sides of the comparison lies between 0.99920.9992 and 1.2351.235, while ∫∣Vp′∣2 dμp−1≥0.060\int|V_p'|^2\,d\mu_p-1\ge0.060. Comparisons through (15) with an eigenvalue below 316\frac3{16}, such as the subharmonicity of ℓ\ell itself, keep slack at first order at the locus and remain open.

Floating-point values of Var⁡μp(Vp′)\operatorname{Var}_{\mu_p}(V_p') at t=−0.317+0.282it=-0.317+0.282i, −0.05+0.107i-0.05+0.107i, −0.25+0.6i-0.25+0.6i and −0.4+0.05i-0.4+0.05i are 1.0891.089, 1.2951.295, 1.2001.200 and 1.1921.192. They match the discrete Laplacians of log⁡ℓ\log\ell through (14) to three or four digits, and the discrete (Im⁡k)2Δklog⁡ℓ(\operatorname{Im}k)^2\Delta_k\log\ell lies between 0.0220.022 and 0.0740.074 at the 82 points of a 12×1212\times12 grid of DD whose stencils avoid the locus. The smallest values occur near the arch. At the same four shapes 12∣∫Vp′ dμp∣\frac12|\int V_p'\,d\mu_p| and 14(∫∣Vp′∣2 dμp−1)\frac14(\int|V_p'|^2\,d\mu_p-1) match the discrete hyperbolic gradient of log⁡ℓ\log\ell and the discrete (Im⁡k)2Δkℓ/ℓ(\operatorname{Im}k)^2\Delta_k\ell/\ell to the same accuracy. The landscape probe rechecks all three identities at the first and third shapes. So the stronger statement that log⁡ℓ\log\ell is subharmonic may also hold.

Newton's method on ∫Vp′ dμp=0\int V_p'\,d\mu_p=0 from the best points of a grid of DD finds the equilateral shape t=−12+32it=-\frac12+\frac{\sqrt3}2i, the polynomial z4+bzz^4+bz, where the mean vanishes by its threefold symmetry and ∫∣Vp′∣2 dμp=1.2268\int|V_p'|^2\,d\mu_p=1.2268. Started below the arch, it runs to the real axis, which belongs to the locus and where the mean tends to 00, without converging; no other critical point of ℓ\ell in DD was found. The probe rechecks the mean and mean square at the equilateral shape.

An explicit coefficient bound is available. The author-recorded L183 puts S=ℓ(p)/(2π)S=\ell(p)/(2\pi), m=EμpQm=\mathbb E_{\mu_p}Q, and

A=21a2512−9c32,D=2516+∣a∣21024+∣b∣2256+25∣ab∣216384,A=\frac{21a^2}{512}-\frac{9c}{32},\qquad D=\frac{25}{16}+\frac{|a|^2}{1024}+\frac{|b|^2}{256} +\frac{25|ab|^2}{16384},

and proves S>1S>1 and

Var⁡μp(Q)≥DS+∣A−m∣2S−1.(18)\operatorname{Var}_{\mu_p}(Q) \ge \frac DS+\frac{|A-m|^2}{S-1}. \tag{18}

Its proof transfers arclength to the boundary norm of g=Ψ′g=\sqrt{\Psi'}, where p(Ψ(w))=w4p(\Psi(w))=w^4 outside the unit circle. Polynomial division fixes five Laurent modes of (Q−m)g(Q-m)g; orthogonality to gg and Cauchy--Schwarz control the remaining modes. At a stationary member, m=0m=0 in (18). In particular, a regular local maximum must satisfy D/S+∣A∣2/(S−1)≤1D/S+|A|^2/(S-1)\le1. This is an explicit necessary constraint, not a classification of the possible maxima.

At p=z4+cp=z^4+c, ∣c∣=1|c|=1, the right side of (18) is 25/(16S0)+81/(1024(S0−1))<125/(16S_0)+81/(1024(S_0-1))<1, where S0=ℓ0/(2π)S_0=\ell_0/(2\pi), although the actual variance is one. L183 proves the strict loss by showing that the remaining Laurent modes are not proportional. The coefficient bound therefore cannot supply the variance sign in a full neighborhood of the unicritical limit: its right side is continuous there, by (9) and the boundedness of the polynomial weights. More modes can improve the bound, but no tail sign or uniform cutoff is supplied by (18).

No simple splitting of the variance carries the inequality. The variance of pp itself under μp\mu_p stays above 1625\frac{16}{25} at the sampled shapes (minimum 0.6740.674), but the other terms of Vp′V_p' lower the variance. Both the variance of the conditional mean of Vp′V_p' given pp and the Cauchy--Schwarz bound ∣Cov⁡(Vp′,p)∣2/Var⁡(p)|\operatorname{Cov}(V_p',p)|^2/\operatorname{Var}(p) fall below 11, to 0.9590.959 and 0.9480.948.

Nor can ℓ0/4\ell_0/4 bound every petal separately, as the author-recorded L184 proves. Each component of {∣p∣<1}\{|p|<1\}, a petal, is mapped by pp conformally onto the unit disc, and the four petal boundaries make up the lemniscate. For an exact obstruction take p=z4+4r3zp=z^4+4r^3z with r=3−1/4r=3^{-1/4}. Its critical points cj=rexp⁡((2j+1)πi/3)c_j=r\exp((2j+1)\pi i/3) have unit critical values. For 0≤s<10\le s<1, p(scj)=(4s−s4)p(cj)/3p(sc_j)=(4s-s^4)p(c_j)/3 lies in the unit disc, so all three critical points are on the boundary of the petal containing zero. That boundary has length at least the perimeter 33r=35/43\sqrt3r=3^{5/4} of their equilateral triangle. But

ℓ04=2−3/4∫0π/2(sin⁡u)−3/4 du≤21/4π<35/4,\frac{\ell_0}{4} =2^{-3/4}\int_0^{\pi/2}(\sin u)^{-3/4}\,du \le2^{1/4}\pi<3^{5/4},

using sin⁡u≥2u/π\sin u\ge2u/\pi and π<22/7\pi<22/7. Thus the petal bound is rigorously false. The floating-point calculation gives that central petal length 1.468 ℓ0/41.468\,\ell_0/4 and variance of Vp′V_p' equal to 0.7330.733; the other three have length 0.553 ℓ0/40.553\,\ell_0/4 and variance 1.6291.629 each. The variance values are numerical observations only. A proof using petal maps must account for the four petals collectively.

The same computation applies to cubics, whose family is the pencil of circles through the two critical values; there the length depends on β\beta only through θ=arg⁡β\theta=\arg\beta, the tangent-chord angle of the circle. For the length f(θ)f(\theta) it gives sin⁡2θ (log⁡f)′′=14Var⁡μp(Vp′)−13\sin^2\theta\,(\log f)''=\frac14\operatorname{Var}_{\mu_p}(V_p')-\frac13, with Vp′=43z3+10a9z+2b3V_p'=\frac43z^3+\frac{10a}9z+\frac{2b}3 for p=z3+az+bp=z^3+az+b, and the variance is exactly 43\frac43 for z3+cz^3+c. Floating-point values of both sides agree to four digits and are positive at seven angles in (0,π2](0,\frac\pi2], two of which the probe rechecks, so the length of the cubic pencil appears to be log-convex in θ\theta. No proof of Var⁡μp(Vp′)≥1\operatorname{Var}_{\mu_p}(V_p')\ge1 for quartics is known.

The local computation uses the degree only through the normalization exponent. In degree nn, the analogous polynomial differential equation ∂τq=Rq\partial_\tau q=R_q, with RqR_q the remainder of q2q^2 modulo q′q', moves simple critical values by v↦v/(1−τv)v\mapsto v/(1-\tau v). The corresponding formal version of (14) is $(\operatorname{Im}\beta)^2\Delta_\beta\log\ell= \frac14\operatorname{Var}_{\mu_p}(V_p')-\frac1n$, with VpV_p the polynomial part of p2/p′p^2/p' as before, and the variance is exactly 4/n4/n for zn+cz^n+c with ∣c∣=1|c|=1. If this identity, global continuation with bounded normalized coefficients, and approximation of collision configurations are justified in that degree, the inequality Var⁡μp(Vp′)≥4/n\operatorname{Var}_{\mu_p}(V_p')\ge4/n would give the analogous maximum-principle route. Those additional global steps are not established here; no properness or openness assertion about the general critical-value map is used in the quartic argument. At the configurations sampled in floating point, nVar⁡/4n\operatorname{Var}/4 lies between 1.051.05 and 1.151.15 in degree three, 1.161.16 and 1.231.23 in degree four, 1.231.23 and 1.361.36 in degree five, including eight branches reached from random polynomials, and 1.391.39 and 1.431.43 in degree six; the probe rechecks one configuration in each of degrees five and six. The ratio tends to 11 only at the unicritical limit.

Convexity in the gaps of the critical values

A statement stronger than the conjectures of the previous section is natural in other coordinates. After an affine change of variable the monic polynomial of the family is Tβ∘ΦtT_\beta\circ\Phi_t, with Tβ(x)=−eiφ(x−βˉ)/(x−β)T_\beta(x)=-e^{i\varphi}(x-\bar\beta)/(x-\beta) for a real φ\varphi, so its critical values are Tβ(0)T_\beta(0), Tβ(1)T_\beta(1) and Tβ(∞)T_\beta(\infty). The three arcs of T\mathbf T between them therefore have lengths 2πω12\pi\omega_1, 2πω22\pi\omega_2 and 2πω32\pi\omega_3, where ωi\omega_i are the harmonic measures of (−∞,0)(-\infty,0), (0,1)(0,1) and (1,∞)(1,\infty) seen from whichever of β\beta and βˉ\bar\beta lies in the upper half-plane. The locus is the preimage of the real line under kk, a rational map of degree four whose critical values 00, 11 and ∞\infty are real. So kk maps each component of the complement of the locus conformally onto a half-plane, and on each component ℓ\ell is a function Λ\Lambda of the gaps (ω1,ω2,ω3)(\omega_1,\omega_2,\omega_3) on the open triangle ωi>0\omega_i>0, ∑ωi=1\sum\omega_i=1. Its vertices correspond to the locus and its edges to the special shapes, where two critical values merge.

Since the ωi\omega_i are harmonic, convexity of Λ\Lambda or log⁡Λ\log\Lambda in the gaps would imply that ℓ\ell or log⁡ℓ\log\ell is subharmonic. It would also give (H) directly, with no maximum principle. On every segment through an interior point a convex function lies below the larger of its limits superior at the two ends, which are at most ℓ0\ell_0 as shown above, and equality at one interior point would make Λ\Lambda constant. Central differences of log⁡Λ\log\Lambda in the gaps, with steps down to 1/801/80 of the smallest gap and Richardson extrapolation, give positive definite Hessians at all 44 shapes of a 9×99\times9 grid of DD away from the locus. The smallest extrapolated eigenvalue, 0.080.08, occurs next to an edge; coarser plain differences show small negative values there, which vanish as the step shrinks. The probe rechecks the arcs at two shapes and the convexity at two interior shapes. Near an edge the convexity needs the strata lengths to be convex along the edge; both are log-convex in the gap at 41 angles, and the probe rechecks nine. Near a vertex, say that of (0,1)(0,1), let ρ\rho be the sum of the two small gaps and x=ω3/ρx=\omega_3/\rho. Then ℓ=ℓ0+ρ1/4K(x)+o(ρ1/4)\ell=\ell_0+\rho^{1/4}K(x)+o(\rho^{1/4}) with K(x)=(2π(1−x)/(x∣A∣))1/4I~∞K(x)=(2\pi(1-x)/(x|A|))^{1/4}\tilde I_\infty, because s4=2∣Im⁡k∣/∣A∣s^4=2|\operatorname{Im}k|/|A|, β≈x\beta\approx x and ∣Im⁡β∣≈πρx(1−x)|\operatorname{Im}\beta|\approx\pi\rho x(1-x). A function ρ1/4K(x)\rho^{1/4}K(x) is convex in the gaps exactly when K<0K<0 and K4K^4 is concave in xx, since its Hessian determinant is a negative multiple of (K4)′′(K^4)''. Here the tangential and normal second derivatives have the same order, so this is a genuine condition; subharmonicity needs neither. Computed directly as (ℓ−ℓ0)/ρ1/4(\ell-\ell_0)/\rho^{1/4} at ρ=10−6\rho=10^{-6}, K4K^4 is concave at 47 points of (0,1)(0,1) on each of the four branches; the probe rechecks five points of one branch.

There is an exact local criterion for this conjecture. Use the notation of L178: Q=Vp′Q=V_p', Rp=p2−p′Vp=r2z2+r1z+r0R_p=p^2-p'V_p=r_2z^2+r_1z+r_0, m=EμpQm=\mathbb E_{\mu_p}Q, and

W=VpQ′+9r28z2+7r18z+ar28+r02.W=V_pQ'+\frac{9r_2}{8}z^2+\frac{7r_1}{8}z +\frac{ar_2}{8}+\frac{r_0}{2}.

Order the three critical values v1,v2,v3v_1,v_2,v_3 counterclockwise, put δj=vj+1−vj\delta_j=v_{j+1}-v_j, ϵj=vj+12−vj2\epsilon_j=v_{j+1}^2-v_j^2, and define

J=1π(Im⁡δ1Re⁡δ1Im⁡δ2Re⁡δ2),JTg=(Re⁡m,−Im⁡m)T.J=\frac1\pi \begin{pmatrix} \operatorname{Im}\delta_1&\operatorname{Re}\delta_1\\ \operatorname{Im}\delta_2&\operatorname{Re}\delta_2 \end{pmatrix},\qquad J^{\mathsf T}g=(\operatorname{Re}m,-\operatorname{Im}m)^{\mathsf T}.

Then the Hessian of log⁡ℓ\log\ell in these two angular gaps is positive semidefinite precisely when

Var⁡μp(Q)−1 ≥ 2∣EμpW+EμpQ2−m22+iπ∑j=12gjϵj∣.(16)\operatorname{Var}_{\mu_p}(Q)-1\ \ge\ 2\left|\mathbb E_{\mu_p}W+ \frac{\mathbb E_{\mu_p}Q^2-m^2}{2} +\frac{i}{\pi}\sum_{j=1}^2g_j\epsilon_j\right|. \tag{16}

This is a stronger unresolved inequality than the trace condition (14). It includes the acceleration of the angular-gap coordinates, which cannot be omitted when testing their convexity. A positive trace alone does not establish (16). Its proof is analytic and local, with no numerical differentiation or global critical-value continuation premise.

One can pose the analogous conjecture in other degrees wherever a local branch with the prescribed critical values has been constructed: on every branch, log⁡ℓ\log\ell is a convex function of the gaps between the distinct critical values on T\mathbf T, whatever their multiplicities. A global deduction by induction on the number of values would additionally require continuation of those branches and control of their boundary limits; those assertions in arbitrary degree are not established here. Floating-point Hessians of log⁡ℓ\log\ell in the gaps are positive definite at every configuration sampled: in degree three along the cubic pencil, in degree four on the grid above, in degree five at nine configurations on the branch of z5+bzz^5+bz and at eight on branches reached from random polynomials, and in degree six at four such random branches and one configuration on the branch of z6+bzz^6+bz. The smallest eigenvalues lie between 0.120.12 and 0.520.52 in degrees five and six. The probe rechecks one configuration on the branch of zn+bzz^n+bz in each of degrees five and six. This is a conjecture with numerical support only.

From the strict bound to the theorem and its equality case

Let (H) be the statement that I~(F,Γ)<0\tilde I(F,\Gamma)<0 for every member of PP whose Γ\Gamma is a circle. The following reduction is author-recorded and uses Lemmas 4 and 5 of Eremenko and Hayman as source premises.

By (10), (H) says that every centered monic quartic with all critical values on the unit circle T\mathbf T, other than z4+cz^4+c, is shorter than z4−1z^4-1. Indeed such a polynomial, rotated and scaled, has a shape in the lens, the symmetries move it into DD without changing its length, and its scaled unit circle passes through all its critical values.

Upper bound. By Lemmas 4 and 5 some maximizer p∗p^* has all critical values on T\mathbf T. If p∗p^* is not of the form (z−z0)4+c(z-z_0)^4+c, (H) gives ℓ(p∗)<ℓ0\ell(p^*)<\ell_0, which contradicts maximality. So p∗p^* is unicritical, and ℓ(p)≤ℓ(p∗)=ℓ0\ell(p)\le\ell(p^*)=\ell_0 for every monic quartic pp.

Equality. Under the upper bound just proved, any pp with ℓ(p)=ℓ0\ell(p)=\ell_0 is a global, hence local, maximizer. The source-dependent author-recorded deduction L177 shows that every local maximizing quartic has all critical values on T\mathbf T. Thus (H) makes pp unicritical, and the unicritical comparison forces p(z)=(z−z0)4+cp(z)=(z-z_0)^4+c with ∣c∣=1|c|=1. These are precisely the translated and length-preserving rotated copies of z4−1z^4-1.

L177 uses the source's local deformation for an arbitrary maximizer, not only the existential statement of Lemma 5. If its length were constant, equality in the holomorphic mean-value inequality would force the derivative of the straightening map to be one on the lemniscate and then throughout the complement of the deformation support. The principal normalization at infinity would make the map the identity there, contradicting the moved critical value. This is a deduction from the source construction, not an independent audit of it.

There is also a continuation argument using that same source construction without its strictness deduction. For a nonunicritical maximizer pp there are at least two distinct critical values, by the multiplicity count in the section on the strata. If they all lie on T\mathbf T, (H) gives a contradiction. If a value vv lies off T\mathbf T, the deformation in the proof of Lemma 5 applies to the extremal polynomial pp. It moves vv, and every critical point with value vv, to v+λv+\lambda for small ∣λ∣|\lambda|, keeps the other critical values fixed, and keeps the length maximal. Join vv to a point ζ∈T\zeta\in\mathbf T by a simple arc γ\gamma that meets T\mathbf T only at ζ\zeta and avoids the other critical values. The set of τ∈γ∖{ζ}\tau\in\gamma\setminus\{\zeta\} such that some maximizer has critical values τ\tau and the others is nonempty and open by the deformation. It is closed: centered maximizers whose critical values stay bounded have bounded coefficients by the remark after (3), a subsequence converges, and its limit is a maximizer by Lemma 4 with the limiting critical values. Connectedness gives every τ\tau, and the same limit gives a maximizer with critical values ζ\zeta and the others. Repeat for each value off T\mathbf T, choosing distinct endpoints. Critical points may merge in these limits, but values never do, since each arc avoids the other values. The result is a maximizer with all critical values on T\mathbf T and at least two distinct values, which (H) excludes.

So (H) implies that ℓ(p)≤ℓ(z4−1)\ell(p)\le\ell(z^4-1) for every monic quartic, with equality exactly for the rotations and translations of z4−1z^4-1. The alternative continuation argument follows the cubic one in L144; that claim's standing does not cover it. (H) is proved here only on the two pencils and qualitative neighborhoods of the degenerations, so no inequality for all quartics and no equality classification is claimed.

Remaining obligations

By the previous section, the inequality for all quartics and its equality case reduce to (H). The conjectured maximum principle above would prove (H) directly, and so would the inequality Var⁡μp(Vp′)≥1\operatorname{Var}_{\mu_p}(V_p')\ge1 for each polynomial of the family, by (14), the stationary-point test after (15) in its Hessian form, or the convexity of the length in the gaps between the critical values. Without them, the stronger integrated comparison (19) is another sufficient target, but its uniform line and collision-pencil signs remain open. For a direct cover of the original density, the two pencils are done and three steps remain.

  1. Neighborhoods of the strata. Cover ρ≤ρ0\rho\le\rho_0 in the blow-up coordinates t=t∗+ρeiφt=t_*+\rho e^{i\varphi} around t∗=0t_*=0 and t∗=−12t_*=-\tfrac12, with ρ=0\rho=0 included. Near t=0t=0 each critical point of the merging pair keeps its own Crofton disc, and f1−f3=t(2+t)3f_1-f_3=t(2+t)^3. Near t=−12t=-\tfrac12 one disc surrounds the cluster, and f2−f3=(1+2t)3=8ρ3e3iφf_2-f_3=(1+2t)^3=8\rho^3e^{3i\varphi}. After division by these factors the circle data are smooth in (ρ,φ)(\rho,\varphi). Identity (13) is applied relative to each moving critical point, with every root certified in the frame of its nearest critical point so that box widths do not swamp the singular scale.
  2. The collinear locus. Estimate (17) gives an explicit analytic cutoff. A practical cover needs a much larger certified strip, using curvature intervals containing 00 in the parametrization of (d), with the far field bounded by (b).
  3. The regular complement in DD, by ordinary boxes. Only this step involves no degeneration.

In all three steps, plain interval boxes in the shape variable lose the cancellation between the two terms of J0J_0 and inside JΔJ_\Delta, so mean-value forms in the shape variable, with the root-free term J0J_0 handled separately, are needed for boxes of practical size.