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Hensley 1974 primes intervals

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lemma_5: For every N and large x, every interval of x integers contains the first term of an arithmetic progression of any given difference, of length at least N log x, all of whose terms have a prime factor at most (log x)/N; the sieve lemma behind the Hensley–Richards bound for admissible tuples.

theorem: The largest admissible tuple in an interval of x integers exceeds the prime count up to x by at least a constant times x over log squared x; hence the prime k-tuples conjecture and the inequality pi(x+y) <= pi(x)+pi(y) are incompatible.


Douglas Hensley and Ian Richards, Primes in intervals, Acta Arithmetica 25 (1973/74), 375--391, DOI 10.4064/aa-25-4-375-391 (received 3 May 1973; the article's first page is headed "ACTA ARITHMETICA XXV (1974)", the Polymath paper cites it as "25 (1973/74)" and OEIS A023193 as "25 (1974)"). The site's key [HeRi73] for Problems 855 and 1204 is the authors' symposium paper On the incompatibility of two conjectures concerning primes, Proc. Sympos. Pure Math. 24 (1973), 123--127 (this paper's reference [7]), not held; this paper is the authors' full account of the same result.

The retained folder-name PDF is the journal's open digital library scan: nine PDF pages, the first carrying printed p. 375 and each later one a two-page spread of the printed article (PDF p. n≥2n\ge2 carries printed pp. 2n+3722n+372 and 2n+3732n+373, so the Theorem on printed p. 380 is on PDF p. 4 and Lemma 5 on printed p. 383 on PDF p. 5), image-only with no text layer, read on rendered page images at 100 dpi. Provenance: downloaded (11:01 UTC) from the ICM digital library address that OEIS entry A023193 links, https://matwbn.icm.edu.pl/ksiazki/aa/aa25/aa2548.pdf (HTTP 200, one request); 6,378,062 bytes. No copyright or license line is printed on the scan's first or last page; the publisher's volume listing labels the article's download "Free download under CC-BY license", a Creative Commons Attribution license with no version or URL named (https://www.impan.pl/en/publishing-house/journals-and-series/acta-arithmetica/all/25, read 2026-10-02; the article's own page was not opened); the site footer "Copyright © 2026 by IMPAN. All rights reserved." speaks for the site, not the article.

Read status: claims checked for the definitions of ϱ\varrho, ϱ1\varrho_1, ϱ∗\varrho^* and admissibility (Section 1, printed pp. 378--379), the Theorem and Corollary (p. 380), the statement (−A∗)(-A^*) (p. 381), and Lemmas 1--5 (pp. 381--383), read clause by clause on the page images; the proof of the Theorem (Lemmas 1--5 and the completion of the proof of Lemma 2, pp. 381--384) was read for its structure and not checked step by step; Sections 3--4 and the Addendum (pp. 384--391) were read as context. The retained reading copy is a complete Markdown transcription that combines pairs of journal pages in several page markers; it was read end to end (Sections 0--4, Lemmas 1--5 and 5∗5^*, hypotheses (A)--(D), the Addendum, the added-in-proof note and the references), its statements were checked clause by clause, and it was not compared with the PDF line by line; it prints the added-in-proof note's relation as the strict ϱ∗(x)>π(x)\varrho^*(x)>\pi(x) where the page image has ϱ∗(x)≥π(x)\varrho^*(x)\ge\pi(x). Nothing here is independently reviewed.

Contents

  • Section 0, Introduction (pp. 375--377). The conjecture (A): π(x+y)≤π(x)+π(y)\pi(x+y)\le\pi(x)+\pi(y) for x,y≥2x,y\ge2. "In this paper we give strong evidence against the assertion (A). More precisely, we show that (A) is incompatible with (B) the 'prime kk-tuples conjecture' (definition to follow), so that at least one of these conjectures must be false. (We believe that (B) is true, and (A) false.)" (p. 375). The function ϱ1(x)=max⁡y≥x[π(y+x)−π(y)]\varrho_1(x)=\max_{y\ge x}[\pi(y+x)-\pi(y)] (p. 376); (A) is equivalent to ϱ1(x)≤π(x)\varrho_1(x)\le\pi(x) for x≥2x\ge2, known for x≤146x\le146 (Schinzel and Sierpiński to 132, Schinzel to 146, an unpublished verification of Selfridge and his associates to several hundred). The key idea: since π(2x)<2π(x)\pi(2x)<2\pi(x), one bounds ϱ1\varrho_1 below by something close to 2π(x/2)2\pi(x/2), giving on the kk-tuples hypothesis ϱ1(x)≥π(x)+(log⁡2−ε)[x/(log⁡x)2]\varrho_1(x)\ge\pi(x)+(\log2-\varepsilon)[x/(\log x)^2] for x≥x0x\ge x_0. Montgomery and Vaughan's large-sieve bound ϱ1(x)≤2π(x)\varrho_1(x)\le2\pi(x) is recorded as the strongest upper bound. A note of thanks describes the computer search that led to the argument.
  • Section 1, Principal definitions (pp. 378--380). ϱ(x)=lim sup⁡y→∞[π(y+x)−π(y)]\varrho(x)=\limsup_{y\to\infty}[\pi(y+x)-\pi(y)], ϱ1(x)=max⁡y≥x[π(y+x)−π(y)]\varrho_1(x)=\max_{y\ge x}[\pi(y+x)-\pi(y)], and ϱ∗(x)\varrho^*(x), the largest count, over all yy, of integers nn with y<n≤y+xy<n\le y+x coprime to every positive integer ≤x\le x; a set b1<b2<…<bkb_1<b_2<\ldots<b_k is admissible if "(*) For each prime pp, there is some congruence class (mod pp) which contains none of the integers bib_i", and "ϱ∗(x)\varrho^*(x) is the maximum size kk of any admissible kk-tuple b1<b2<…<bkb_1<b_2<\ldots<b_k on an interval y<bi≤y+xy<b_i\le y+x of length xx" (p. 378), computable in finitely many steps since admissibility is translation invariant. The prime kk-tuples conjecture (B): for admissible b1<⋯<bkb_1<\cdots<b_k there are infinitely many n>0n>0 with all n+b1,…,n+bkn+b_1,\ldots,n+b_k prime (p. 379); (B) implies ϱ=ϱ1=ϱ∗\varrho=\varrho_1=\varrho^*. The functions π1\pi_1 (considered by Montgomery) and r∗r^* (Erdős and Selfridge) and the relations (a)--(f) among them (pp. 379--380), including Erdős and Selfridge's r∗(x)−π(x)≥[log⁡2−(1/2)−ε][x/(log⁡x)2]r^*(x)-\pi(x)\ge[\log2-(1/2)-\varepsilon][x/(\log x)^2] by the same midpoint sieve.
  • Section 2, The main result (pp. 380--384). Theorem: lim⁡x→∞ϱ∗(x)−π(x)=+∞\lim_{x\to\infty}\varrho^*(x)-\pi(x)=+\infty; the difference is ≥(log⁡2−ε)×[x/(log⁡x)2]\ge(\log2-\varepsilon)\times[x/(\log x)^2]. Corollary (pp. 380--381): (A) and (B) cannot both hold, and (B) implies (−A∗)(-A^*): for every sufficiently large xx there are infinitely many yy with π(x+y)>π(x)+π(y)\pi(x+y)>\pi(x)+\pi(y). Proof: sieve the symmetric interval −x/2<n≤x/2-x/2<n\le x/2 by all multiples of the primes p≤x/(Nlog⁡x)p\le x/(N\log x) (the "hard" sieve, the primes themselves not saved); Lemma 1, the residual set exceeds π(x)\pi(x) by [log⁡2−2/N][x/(log⁡x)2][\log2-2/N][x/(\log x)^2] asymptotically (de la Vallée Poussin's form of the prime number theorem); Lemma 2, the residual set is admissible for large xx, proved through Lemma 3 (the least T=T(t)T=T(t) for which the primes p≤Tp\le T can sieve out an interval of length tt satisfies T(t)=o(t)T(t)=o(t), by Mertens's theorem and a two-range sieve), Lemma 4 (for every a>0a>0 some bb makes each term of b+a,…,b+tab+a,\ldots,b+ta divisible by a prime p≤T(t)p\le T(t), by the Chinese remainder theorem) and Lemma 5 (for every NN and large xx, every yy and every a>0a>0 there is an arithmetic progression b+a,…,b+tab+a,\ldots,b+ta of length t≥Nlog⁡xt\ge N\log x with first term in (y,y+x](y,y+x] and every term divisible by some prime p≤(log⁡x)/Np\le(\log x)/N, "merely an extension of the Westzynthius--Erdös--Rankin result" on gaps between primes, p. 383); the completion of Lemma 2 (p. 384) reads the result out of Lemma 5 with 3N3N and t=[3Nlog⁡x]t=[3N\log x].
  • Section 3, Numerical questions (pp. 384--386): the smallest x0x_0 with ϱ∗(x0)>π(x0)\varrho^*(x_0)>\pi(x_0) (computer experiments suggest x0≤105x_0\le10^5; the Added in proof, p. 391, records ϱ∗(x)≥π(x)\varrho^*(x)\ge\pi(x) for x=20000x=20000, found with Warren Stenberg) and the authors' heuristic grounds, through the Hardy--Littlewood asymptotics for prime kk-tuples, for suspecting that no explicit pair x,yx,y with π(x+y)>π(x)+π(y)\pi(x+y)>\pi(x)+\pi(y) will ever be computed.
  • Section 4, A result of Schinzel (pp. 386--390): under a sieve hypothesis (C), ϱ∗(x)−π(x)\varrho^*(x)-\pi(x) grows faster than any constant multiple of x/(log⁡x)2x/(\log x)^2, and if (C) holds for m=1m=1, p1=2p_1=2 then ϱ∗(x)−π(x)≥[2log⁡2−ε][x/(log⁡x)2]\varrho^*(x)-\pi(x)\ge[2\log2-\varepsilon][x/(\log x)^2] (sketched); the Addendum (pp. 390--391) gives hypothesis (D), T(t)=o(t/(log⁡t)m)T(t)=o(t/(\log t)^m), and Lemma 5∗5^*, with Rankin's theorem T(t)=O([t/log⁡t][(log⁡2t)2/log⁡3t])T(t)=O([t/\log t][(\log_2t)^2/\log_3t]). References [1]--[17] (p. 391).

Consequences for Problem 1204, read out of the paper

  • Inversion. Translation preserves admissibility, so with the paper's interval convention ϱ∗(x)≥k\varrho^*(x)\ge k if and only if A(k)≤x−1A(k)\le x-1, and A(k)=min⁡{x−1:ϱ∗(x)≥k}A(k)=\min\{x-1:\varrho^*(x)\ge k\}. Inverting the Theorem's estimate with the prime number theorem gives A(k)≤klog⁡k+klog⁡log⁡k−(1+log⁡2)k+o(k)A(k)\le k\log k+k\log\log k-(1+\log2)k+o(k), the display (150) of the Polymath paper, and in particular the coefficient-one upper half A(k)≤(1+o(1))klog⁡kA(k)\le(1+o(1))k\log k. It does not give A(k)∼klog⁡kA(k)\sim k\log k: the quoted large-sieve bound ϱ1(x)≤2π(x)\varrho_1(x)\le2\pi(x) (Section 0) is a statement about actual prime intervals, not an unconditional upper bound for ϱ∗(x)\varrho^*(x), so it furnishes no coefficient-one lower bound for A(k)A(k).
  • The added-in-proof note (p. 391), ϱ∗(20000)≥π(20000)\varrho^*(20000)\ge\pi(20000) with π(20000)=2262\pi(20000)=2262, entails A(2262)≤19999A(2262)\le19999. The relation is printed non-strict, although the note points to the discussion of x0x_0, the least xx with ϱ∗(x)>π(x)\varrho^*(x)>\pi(x); the note gives neither the set nor its verification details.
  • The two definitions of ϱ∗\varrho^* (p. 378) agree by the Chinese remainder theorem: the empty class chosen modulo each prime prescribes a translate on which none of the selected offsets is divisible by that prime.
  • Section 3's heuristic (pp. 385--386): for a pattern of size $k\sim x/\log x$ the Hardy--Littlewood prediction assigns one fixed pattern a count of order Cy/(log⁡y)kCy/(\log y)^k, the pattern constant is bounded by (log⁡k)k(\log k)^k, and the balancing scale is y=kky=k^k; allowing all (xk)\binom xk patterns is argued not to reduce the scale enough. This is a heuristic, not a bound for A(k)A(k) or a proof about the least prime translate.
  • Section 4's sieve on (0,x](0,x] removes 1(modpi)1\pmod{p_i} at fixed distinct primes p1,…,pmp_1,\ldots,p_m and 0(modp)0\pmod p at all other primes through x/(N(log⁡x)(log⁡log⁡x)m)x/(N(\log x)(\log\log x)^m); hypothesis (C) is the unproved assertion that the residual set is eventually admissible. Under (C), (ϱ∗(x)−π(x))/(x/(log⁡x)2)→∞(\varrho^*(x)-\pi(x))/(x/(\log x)^2)\to\infty, and for m=1m=1, p1=2p_1=2 the explicit gain is 2log⁡2−ε2\log2-\varepsilon; the single-prime calculation (pp. 387--388) attributes to a distinguished prime pp the gain plog⁡p(p−1)2x(log⁡x)2\frac{p\log p}{(p-1)^2}\frac{x}{(\log x)^2}, the gains add to first order, and ∑p(log⁡p)/p\sum_p(\log p)/p diverges, but the survivor count does not establish admissibility; the Addendum's hypothesis (D) would imply (C), and the proved T(t)=o(t)T(t)=o(t) and Rankin's estimate fall short. Even if (C) holds it changes only lower-order terms, giving A(k)≤klog⁡k+klog⁡log⁡k−(1+ω(k))kA(k)\le k\log k+k\log\log k-(1+\omega(k))k for some ω(k)→∞\omega(k)\to\infty, and says nothing about the missing matching lower bound.
  • The problem's average-minimization function B(k)=min⁡(a1+⋯+ak)/kB(k)=\min(a_1+\cdots+a_k)/k is never defined or estimated in the paper. One weak consequence, not stated in the source: if an admissible set in [0,A][0,A] has mean μ\mu, its reflection A−SA-S is admissible with mean A−μA-\mu, so one of the two means is at most A/2A/2 and $B(k)\le A(k)/2\le\frac12k\log k+\frac12k\log\log k -\frac{1+\log2}2k+o(k)$. The paper supplies no lower bound for B(k)B(k), no average-optimal construction and no asymptotic prediction for B(k)B(k).

Compiled scope

The whole paper was read on the page images. The Theorem, the Corollary and Lemmas 1--5 are compiled as statements with the proof pointer above; the proof was read for structure only, and Section 4's theorem is conditional and sketched in the source. Nothing is independently reviewed.

Bears on. #1204: the Theorem is the second-order improvement of the upper bound for the problem's A(k)A(k), the minimal diameter of an admissible kk-tuple, since ϱ∗(x)≥k\varrho^*(x)\ge k gives A(k)≤x−1A(k)\le x-1; the Polymath paper's display (150) derives H(k)≤klog⁡k+klog⁡log⁡k−(1+log⁡2)k+o(k)H(k)\le k\log k+k\log\log k-(1+\log2)k+o(k) from Lemma 5, and the site credits the improvement to Hensley and Richards under its 1973 key; ϱ∗\varrho^* is the exact inverse of A(k)A(k), the paper proves the coefficient-one upper half A(k)≤(1+o(1))klog⁡kA(k)\le(1+o(1))k\log k with the Hensley--Richards lower-order improvement, and the matching lower bound for A(k)A(k) and any substantive estimate of B(k)B(k) remain open here. #855: Section 2, the Corollary to the Theorem, printed pp. 380--381 (PDF p. 4, page image): "The hypotheses (A) and (B) are incompatible. Moreover, if we assume (B), then we obtain: (−A∗)(-A^*) For all sufficiently large xx, there exist infinitely many yy, such that π(x+y)>π(x)+π(y)\pi(x+y)>\pi(x)+\pi(y)", where (A) is the problem's inequality π(x+y)≤π(x)+π(y)\pi(x+y)\le\pi(x)+\pi(y), asserted for all x,y≥2x,y\ge2 (Section 0, p. 375) where the problem asks it for large xx and yy, and (B) the prime kk-tuples conjecture (p. 379); (−A∗)(-A^*), whose yy are unbounded, defeats the problem's form as well; the site's key [HeRi73] for the problem is the authors' symposium paper, not held (theorem).

Results.

  • Theorem (p. 380): lim⁡x→∞(ϱ∗(x)−π(x))=+∞\lim_{x\to\infty}(\varrho^*(x)-\pi(x))=+\infty, and the difference is at least (log⁡2−ε)[x/(log⁡x)2](\log2-\varepsilon)[x/(\log x)^2] for x≥x0x\ge x_0; Corollary, (A) and (B) are incompatible, and (B) implies (−A∗)(-A^*).
  • Lemma 5 (p. 383): for every N>0N>0 there is x0(N)x_0(N) such that for every x≥x0x\ge x_0, every yy and every a>0a>0 there is an arithmetic progression b+a,b+2a,…,b+tab+a,b+2a,\ldots,b+ta of length t≥Nlog⁡xt\ge N\log x, first term in (y,y+x](y,y+x], each term having a prime factor p≤(log⁡x)/Np\le(\log x)/N.