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Source. Paul Pollack, Carl Pomerance and Enrique Treviño, Sets of monotonicity for Euler's totient function, Theorem 1.2 (statement on physical p. 2, proof in §5 on physical p. 10) of the 17-page author manuscript held by its library card, Pollack, Pomerance and Treviño (2013); the statement is also recorded on the card's Theorem 1.2 page. The manuscript's page numbers coincide with its physical pages. The two inputs proved in the same source are reconstructed on Lemma 5.1 and, for the collision bounds, [[research/erdos_49/theorem_3_1_reconstruction|Theorem 3.1]] and Theorem 3.3.

Standing. Author-recorded reconstruction; not an independent review; changes no status and assigns no tier. The proof is written out in full here, but two of its inputs are only partly reconstructed: Theorem 3.1 is a sketch in the source, and Lemma 4.1 (behind Lemma 5.1) imports Ford's counting argument. Those scopes are stated on their pages.

Definitions

Let φ\varphi be Euler's totient function. A totient is a value of φ\varphi. For real x≥1x\ge1 let

W(x)={φ(n):n≤x},W(x)=#W(x),\mathcal W(x)=\{\varphi(n):n\le x\},\qquad W(x)=\#\mathcal W(x),

the set and number of totient values taken on [1,x][1,x]; here and below nn ranges over positive integers. Let M↑(x)M^\uparrow(x) be the largest size of a set S⊆[1,x]S\subseteq[1,x] of integers on which φ\varphi is nondecreasing, that is, φ(m)≤φ(m′)\varphi(m)\le\varphi(m') whenever m<m′m<m' are in SS. For a natural number kk let

P(x;k)=#{n≤x:φ(n)=φ(n+k)}.P(x;k)=\#\{n\le x:\varphi(n)=\varphi(n+k)\}.

Ford's function is

Z(x)=xlog⁡xexp⁡(C(log⁡3x−log⁡4x)2+C′log⁡3x−(C′+12−2C)log⁡4x),Z(x)=\frac{x}{\log x}\exp\bigl(C(\log_3x-\log_4x)^2+C'\log_3x -(C'+\tfrac12-2C)\log_4x\bigr),

with log⁡k\log_k the kk-th iterated logarithm and C=0.817814…C=0.817814\ldots, C′=2.17696874…C'=2.17696874\ldots the constants defined on the source's p. 8.

Statement

lim sup⁡x→∞M↑(x)W(x)<1.\limsup_{x\to\infty}\frac{M^\uparrow(x)}{W(x)}<1 .

The proof gives an absolute constant c>0c>0 (the constant of Lemma 5.1) with M↑(x)≤(1−c+o(1))W(x)M^\uparrow(x)\le(1-c+o(1))W(x) as x→∞x\to\infty; so for any fixed c′<cc'<c, M↑(x)≤(1−c′)W(x)M^\uparrow(x)\le(1-c')W(x) for all large xx.

Imported inputs

  • (A) Lemma 5.1 (reconstructed on its page): there are absolute constants c>0c>0 and x0x_0 such that for every x≥x0x\ge x_0 and every S⊆[1,x]S\subseteq[1,x] on which φ\varphi is nondecreasing, #(W(x)∖φ(S))≥cW(x)\#(\mathcal W(x)\setminus\varphi(S))\ge cW(x).
  • (B) Uniform collision bound: there are absolute constants BB and x1x_1 such that P(x;k)≤Bx/(log⁡x)2P(x;k)\le Bx/(\log x)^2 for all x≥x1x\ge x_1 and all natural numbers k≤log⁡xk\le\log x. This is deduced below from Theorem 3.1 and Theorem 3.3 of the source, which the source cites for it (p. 10).
  • (C) Ford's order of magnitude: W(x)≍Z(x)W(x)\asymp Z(x) for large xx. The source quotes it on p. 7 as [8, §§4, 5] (its reference is the corrected arXiv version of K. Ford, The distribution of totients, Ramanujan J. 2 (1998), 67--151, whose card is Ford (1998); not reread here). It is used only through the consequence x/log⁡x=o(W(x))x/\log x=o(W(x)) deduced below.
  • (D) Erdős's count of totient values: W(x)=x/(log⁡x)1+o(1)W(x)=x/(\log x)^{1+o(1)}, quoted on the source's p. 2 as [4] (P. Erdős, Quart. J. Math. 6 (1935), 205--213; card Erdős (1935), not reread here). It is used only for the consequence M↑(x)=o(x)M^\uparrow(x)=o(x), not in the proof of the theorem itself.

Proof

Deduction of (B) from Theorems 3.1 and 3.3. Write P(x;k)=P0(x;k)+P1(x;k)P(x;k)=P_0(x;k)+P_1(x;k) as on the source's p. 5: P0(x;k)P_0(x;k) counts the solutions n≤xn\le x of φ(n)=φ(n+k)\varphi(n)=\varphi(n+k) of the parametrized form of Theorem A (recalled on the Theorem 3.3 page), and P1(x;k)P_1(x;k) the rest. Let xx be large and 1≤k≤log⁡x1\le k\le\log x.

  1. Since log⁡log⁡x≤(log⁡x)1/3\log\log x\le(\log x)^{1/3} for large xx, we have k≤log⁡x≤exp⁡((log⁡x)1/3)k\le\log x\le\exp((\log x)^{1/3}), so Theorem 3.1 applies and gives P1(x;k)<x/exp⁡((log⁡x)1/3)P_1(x;k)<x/\exp((\log x)^{1/3}). Since (log⁡x)1/3≥2log⁡log⁡x(\log x)^{1/3}\ge2\log\log x for large xx, exp⁡((log⁡x)1/3)≥(log⁡x)2\exp((\log x)^{1/3})\ge(\log x)^2, so P1(x;k)≤x/(log⁡x)2P_1(x;k)\le x/(\log x)^2.
  2. If kk is odd, P0(x;k)=0P_0(x;k)=0: the form of Theorem A requires integers jj and j+kj+k with the same set of prime factors, and for odd kk exactly one of jj, j+kj+k is even, so no such jj exists.
  3. If kk is even, take ε(x)=(log⁡x)−1/2\varepsilon(x)=(\log x)^{-1/2}; then ε(x)→0\varepsilon(x)\to0, xε(x)=exp⁡(log⁡x)→∞x^{\varepsilon(x)}=\exp(\sqrt{\log x})\to\infty, and log⁡x≤xε(x)\log x\le x^{\varepsilon(x)} for large xx, so 2≤k≤xε(x)2\le k\le x^{\varepsilon(x)} and Theorem 3.3 gives P0(x;k)≤(16C2+o(1))c(k)x/(log⁡x)2P_0(x;k)\le(16C_2+o(1))c(k)x/(\log x)^2 uniformly in such kk, where c(k)≤c∗c(k)\le c^* for an absolute constant c∗c^* (the bound on c(k)c(k) is derived on the Theorem 3.3 page). Hence P0(x;k)≤(16C2+1)c∗x/(log⁡x)2P_0(x;k)\le(16C_2+1)c^*x/(\log x)^2 for large xx.

Adding, P(x;k)≤Bx/(log⁡x)2P(x;k)\le Bx/(\log x)^2 with B=1+(16C2+1)c∗B=1+(16C_2+1)c^*, for all x≥x1x\ge x_1 and all k≤log⁡xk\le\log x. This is (B).

Deduction of x/log⁡x=o(W(x))x/\log x=o(W(x)) from (C). Since C>0C>0 and (log⁡3x−log⁡4x)2/log⁡3x→∞(\log_3x-\log_4x)^2/\log_3x\to\infty while the remaining two terms in the exponent are O(log⁡3x)O(\log_3x), the exponent in Z(x)Z(x) tends to infinity, so Z(x)/(x/log⁡x)→∞Z(x)/(x/\log x)\to\infty, and by (C) W(x)/(x/log⁡x)→∞W(x)/(x/\log x)\to\infty. The source states this step as "clearly" (p. 10); the justification above is the corpus's, through the source's own quotation of Ford. Erdős's 1935 lower bound W(x)≫xlog⁡3x/log⁡xW(x)\gg x\log_3x/\log x, as digested on the Erdős (1935) card, would serve equally.

Main argument (source p. 10). Let x≥max⁡{x0,x1}x\ge\max\{x_0,x_1\} and let S⊆[1,x]S\subseteq[1,x] be a set of integers on which φ\varphi is nondecreasing, with m=#S≥2m=\#S\ge2 and elements n1<n2<⋯<nmn_1<n_2<\cdots<n_m. For 1≤i<m1\le i<m put ki=ni+1−ni≥1k_i=n_{i+1}-n_i\ge1. Split the index set {1,…,m−1}\{1,\ldots,m-1\} into

I1={i:ki>log⁡x},I2={i:ki≤log⁡x, φ(ni)=φ(ni+1)},I3={i:ki≤log⁡x, φ(ni)≠φ(ni+1)}.I_1=\{i:k_i>\log x\},\quad I_2=\{i:k_i\le\log x,\ \varphi(n_i)=\varphi(n_{i+1})\},\quad I_3=\{i:k_i\le\log x,\ \varphi(n_i)\ne\varphi(n_{i+1})\}.

Large gaps. The gaps sum to ∑i<mki=nm−n1<x\sum_{i<m}k_i=n_m-n_1<x, and each i∈I1i\in I_1 contributes more than log⁡x\log x, so #I1<x/log⁡x\#I_1<x/\log x.

Repeated values. For i∈I2i\in I_2, ni≤xn_i\le x and φ(ni)=φ(ni+ki)\varphi(n_i)=\varphi(n_i+k_i) with 1≤ki≤log⁡x1\le k_i\le\log x, so nin_i is counted by P(x;ki)P(x;k_i). The map i↦nii\mapsto n_i is injective, so by (B)

#I2≤∑1≤k≤log⁡xP(x;k)≤log⁡x⋅Bx(log⁡x)2=Bxlog⁡x.\#I_2\le\sum_{1\le k\le\log x}P(x;k) \le\log x\cdot\frac{Bx}{(\log x)^2}=\frac{Bx}{\log x}.

Distinct values. For i∈I3i\in I_3, monotonicity and inequality give φ(ni)<φ(ni+1)\varphi(n_i)<\varphi(n_{i+1}). If i<i′i<i' both lie in I3I_3, then i+1≤i′i+1\le i' and φ(ni)<φ(ni+1)≤φ(ni′)\varphi(n_i)<\varphi(n_{i+1})\le\varphi(n_{i'}), so i↦φ(ni)i\mapsto\varphi(n_i) is injective on I3I_3 with values in φ(S)⊆W(x)\varphi(S)\subseteq\mathcal W(x). By (A), #φ(S)≤(1−c)W(x)\#\varphi(S)\le(1-c)W(x), hence #I3≤(1−c)W(x)\#I_3\le(1-c)W(x).

Conclusion. Since m=1+#I1+#I2+#I3m=1+\#I_1+\#I_2+\#I_3,

#S≤1+(1+B)xlog⁡x+(1−c)W(x)=(1−c+o(1))W(x),\#S\le1+\frac{(1+B)x}{\log x}+(1-c)W(x)=(1-c+o(1))W(x),

using x/log⁡x=o(W(x))x/\log x=o(W(x)). Taking the maximum over SS (the bound is uniform in SS because (A) is), M↑(x)≤(1−c+o(1))W(x)M^\uparrow(x)\le(1-c+o(1))W(x), so lim sup⁡M↑(x)/W(x)≤1−c<1\limsup M^\uparrow(x)/W(x)\le1-c<1. □\square

Remark (what the fixed fraction costs). With the trivial bound #I3≤#φ(S)≤W(x)\#I_3\le\#\varphi(S)\le W(x) in place of (A), the same argument gives M↑(x)≤(1+o(1))W(x)M^\uparrow(x)\le(1+o(1))W(x). So the §3 collision bounds alone yield lim sup⁡M↑(x)/W(x)≤1\limsup M^\uparrow(x)/W(x)\le1, as the source notes on p. 2, and the consequence M↑(x)=o(x)M^\uparrow(x)=o(x) below does not need Lemma 5.1 or Ford's machinery; those enter only for the strict inequality.

Consequence for Problem 49

By (D), W(x)=o(x)W(x)=o(x), so M↑(x)=o(x)M^\uparrow(x)=o(x); with M↑(x)≥π(x)M^\uparrow(x)\ge\pi(x) from the primes, M↑(x)=x/(log⁡x)1+o(1)M^\uparrow(x)=x/(\log x)^{1+o(1)} (source p. 2).

Problem 49 concerns sets A⊆{1,…,N}A\subseteq\{1,\ldots,N\} on which φ\varphi is strictly increasing, and asks (i) whether the primes are a largest such set, (ii) whether ∣A∣<(1+o(1))π(N)|A|<(1+o(1))\pi(N), and (iii) whether ∣A∣=o(N)|A|=o(N). A strictly increasing set is nondecreasing, so ∣A∣≤M↑(N)=o(N)|A|\le M^\uparrow(N)=o(N): the theorem settles clause (iii). Clause (iii) is also elementary without the theorem, since a strict set has distinct totient values and so ∣A∣≤W(N)=o(N)|A|\le W(N)=o(N) by (D) alone; the theorem's content is the weak maximum, where repeated values defeat that injectivity. Clause (ii) does not follow: the bound (1−c)W(N)(1-c)W(N) is not of the order π(N)\pi(N), because W(N)/(N/log⁡N)→∞W(N)/(N/\log N)\to\infty by the deduction from (C) above. Clause (ii) is Tao's later Theorem 1.1 (for the weak maximum, with the strict transfer), not reconstructed here. Clause (i) remains open. The problem page records that the inspected public Lean statement erdos_49 asserts clause (iii) in the strict form; its proof script was not compared with this argument.