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Source interface. Rado (1949), printed pp. 340–342 (canonical PDF), uses elementary finite-rank and finite-independence facts attributed to Whitney (1935), especially in the proof of Lemma 2 and equation (11). The deductions needed here are expanded directly from axioms (R1)–(R3). This is not a separately numbered result of Rado's paper and does not claim to reconstruct all of Whitney's equivalence theorem.

Statement. For finite subsets of MM:

  1. 0≤r(A)≤∣A∣0\le r(A)\le |A|, and A⊆BA\subseteq B implies r(A)≤r(B)≤r(A)+∣B∖A∣r(A)\le r(B)\le r(A)+|B\setminus A|.
  2. A finite AA is independent if and only if r(A)=∣A∣r(A)=|A|.
  3. If r(A∪{x})=r(A)r(A\cup\{x\})=r(A) and A⊆BA\subseteq B, then r(B∪{x})=r(B)r(B\cup\{x\})=r(B).
  4. A maximal independent subset JJ of a finite AA has ∣J∣=r(A)|J|=r(A). Also r(A∪B)≤r(A)+r(B)r(A\cup B)\le r(A)+r(B).
  5. If finite independent sets J,KJ,K satisfy ∣J∣<∣K∣|J|<|K|, some x∈K∖Jx\in K\setminus J makes J∪{x}J\cup\{x\} independent.

Proof. Repeated application of (R2), starting from (R1), proves the bounds in part 1. If r(A)=∣A∣r(A)=|A| and T⊆AT\subseteq A, then

∣A∣=r(A)≤r(T)+∣A∖T∣≤∣T∣+∣A∖T∣=∣A∣.|A|=r(A)\le r(T)+|A\setminus T|\le |T|+|A\setminus T|=|A|.

Both inequalities must be equalities, so r(T)=∣T∣r(T)=|T|. This proves part 2; its converse follows by taking T=AT=A. It also proves that subsets of independent sets remain independent.

For part 3 it suffices to enlarge AA by one element yy. If r(A∪{y})=r(A)r(A\cup\{y\})=r(A), apply (R3) to x,yx,y. Otherwise (R2) and integer-valuedness give r(A∪{y})=r(A)+1r(A\cup\{y\})=r(A)+1, and

r(A∪{y})≤r(A∪{x,y})≤r(A∪{x})+1=r(A)+1.r(A\cup\{y\})\le r(A\cup\{x,y\}) \le r(A\cup\{x\})+1=r(A)+1.

Again equality holds. Adding the finitely many elements of B∖AB\setminus A one at a time proves part 3. Consequently, if each element of a finite set TT individually leaves the rank of AA unchanged, adjoining all of TT leaves it unchanged: before adjoining each new element, apply part 3 to the current enlargement of AA.

Choose a maximal independent J⊆AJ\subseteq A; a maximal member exists because AA is finite and ∅\varnothing is independent. If x∈A∖Jx\in A\setminus J, then J∪{x}J\cup\{x\} is dependent. Parts 1 and 2 imply r(J∪{x})=r(J)=∣J∣r(J\cup\{x\})=r(J)=|J|. The preceding consequence of part 3 gives r(A)=r(J)=∣J∣r(A)=r(J)=|J|.

To obtain subadditivity, choose such a finite base KK of BB. Every b∈Bb\in B leaves r(K)r(K) unchanged. Part 3 says that it also leaves r(A∪K)r(A\cup K) unchanged. Adjoining the elements of BB therefore gives

r(A∪B)=r(A∪K)≤r(A)+∣K∣=r(A)+r(B).r(A\cup B)=r(A\cup K)\le r(A)+|K|=r(A)+r(B).

Finally, if no element of K∖JK\setminus J augments the independent set JJ, every element of KK leaves r(J)r(J) unchanged. Hence r(J∪K)=r(J)=∣J∣r(J\cup K)=r(J)=|J|, whereas monotonicity gives r(J∪K)≥r(K)=∣K∣>∣J∣r(J\cup K)\ge r(K)=|K|>|J|. This contradiction proves part 5.

For an ordered tuple, define II to be one precisely when its entries are distinct and their set is independent, and zero otherwise. In particular I()=1I()=1 for the empty tuple. For m≥0m\ge0 the source's equation (11) is

I(y1,…,ym)I(x1,…,xm+1)≤∑j=1m+1I(y1,…,ym,xj).I(y_1,\ldots,y_m)I(x_1,\ldots,x_{m+1}) \le \sum_{j=1}^{m+1}I(y_1,\ldots,y_m,x_j).

If the left side is zero, this follows from nonnegativity. If it is one, part 5 gives an entry xjx_j outside the first tuple that augments its independent set, so at least one term on the right is one. This includes m=0m=0. Repeated entries are not silently treated as an independent tuple. □\square

The infinite-cardinality augmentation theorem requires a separate representative-selection argument. It is not obtained merely by using an infinite cardinal in the finite proof above.