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Statement

Quoted (pp. 111--112): "Let f(z)=∏k=1m(z−zk)pkf(z)=\prod_{k=1}^m(z-z_k)^{p_k} (zkz_k distinct, pkp_k positive integers), and let E={∣f(z)∣≤1}E=\{|f(z)|\le1\} have the maximal number mm of components. H. Grunsky (see [2, Problem 16]) raised the question whether all components must be convex. I shall give a counter-example."

Theorem 14 (p. 112). "Let f(z)=zp(z−a)f(z)=z^p(z-a). If a−(1+p−1)⋅p1/(p+1)a-(1+p^{-1})\cdot p^{1/(p+1)} is positive and sufficiently small, and pp is sufficiently large, then the set E={∣f(z)∣≤1}E=\{|f(z)|\le1\} has two components, one of which is not convex."

Here m=2m=2 (z1=0z_1=0 with p1=pp_1=p, z2=az_2=a with p2=1p_2=1), the level is c=1c=1 for the closed sublevel set, and the nonconvex component is the one containing 00. The degree p+1p+1 is large and the root 00 has high multiplicity; a quartic with four simple roots was given later by Goodman (1966), whose paper (p. 358) cites this counterexample and remarks on its high degree and its zero of high multiplicity.

Source. Ch. Pommerenke, On metric properties of complex polynomials, Michigan Math. J. 8 (1961), no. 2, 97--115; the question and Theorem 14 with its proof on printed pp. 111--112 (PDF pp. 15--16 of the publisher's scan), read on the page images (the scan has no text layer). The copy read is identified in the source digest.

Read depth. Claims checked: the question as the paper recalls it and the statement were read clause by clause on the page images; the proof (one paragraph) was read in full and its steps followed, the two limits fp(z∗)→0f_p(z^*)\to0 and ξ→1\xi\to1 being checked mentally and the constant 1.11.1 taken as printed. Nothing here is independently reviewed.

Proof pointer

Page 112. The proof first takes the borderline value a=(1+p−1)ξa=(1+p^{-1})\xi, ξ=p1/(p+1)\xi=p^{1/(p+1)}, and writes fp(z)=zp(z−(1+p−1)ξ)f_p(z)=z^p(z-(1+p^{-1})\xi). A direct computation gives fp(ξ)=−1f_p(\xi)=-1, and the logarithmic derivative fp′/fp=p/z+1/(z−(1+p−1)ξ)f_p'/f_p=p/z+1/(z-(1+p^{-1})\xi) vanishes at ξ\xi, so fp′(ξ)=0f_p'(\xi)=0: the level curve {∣fp∣=1}\{|f_p|=1\} crosses itself at ξ\xi with branch tangents y=±(x−ξ)y=\pm(x-\xi), and Ep={∣fp∣≤1}E_p=\{|f_p|\le1\} is made of two pieces meeting only at ξ\xi. Close to ξ\xi, EpE_p therefore stays inside the double sector S={x+iy:∣y∣≤1.1 ∣ξ−x∣}S=\{x+iy:|y|\le1.1\,|\xi-x|\}. As p→∞p\to\infty, ξ→1\xi\to1 and fp(z∗)→0f_p(z^*)\to0 at z∗=0.5+0.6iz^*=0.5+0.6i (where ∣z∗∣<1|z^*|<1), so for large pp the point z∗z^* lies in EpE_p but outside SS; the chord from z∗z^* to ξ\xi then leaves EpE_p, so the piece through 00 fails to be convex. Raising aa slightly above (1+p−1)ξ(1+p^{-1})\xi pulls the two pieces apart, so E={∣f(z)∣≤1}E=\{|f(z)|\le1\} has two components and the one through 00 is still not convex.

Dependencies

None outside elementary calculus.

Bears on

  • Problem 1047: the negative answer to the problem's question, in the problem's own terms: a monic polynomial with m=2m=2 distinct roots and a level c=1c=1 at which {∣f∣≤c}\{|f|\le c\} has two components, one of which is not convex. The status "DISPROVED (LEAN)" of the site was not traced to a formal proof here; the closed sublevel set matches the problem's inequality.