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Statement

Setting (The Function Theoretical Version, p. 72). Let ff be a function on [0,2][0,2] taking only the values 00 and 11, with ∫02f(x) dx=1\int_0^2f(x)\,dx=1 (the paper's (1)), so that ff corresponds to a partition. The paper's (2), the expression it gives as corresponding to Mk/nM_k/n, is

∫x, x+k∈[0,2]f(x)(1−f(x+k)) dx,\int_{x,\,x+k\in[0,2]}f(x)\bigl(1-f(x+k)\bigr)\,dx,

and it states, without a separate proof, that lim⁡M(i)/i\lim M(i)/i equals the infimum, over all such ff, of the maximum over kk of this integral (the paper's (3)).

The Crucial Conjecture (p. 73, quoted). "We will not get a different infimum of (3) if we replace the condition on ff, i.e., that its value lie in {0,1}\{0,1\}, by the condition that the value of ff must belong to the interval [0,1][0,1]."

The paper reports (p. 73) that Swinnerton-Dyer, in written communication, has proved this conjecture, and reproduces his proof by his permission (pp. 74-78) under the heading "Proof of Conjecture". The result proved there is the following.

Theorem (Swinnerton-Dyer, p. 74). For a function ff on $0\leqslant x\leqslant2$ with 0⩽f⩽10\leqslant f\leqslant1 and for ∣k∣<2|k|<2, write

I(f,k)=∫f(x)(1−f(x+k)) dx,I(f,k)=\int f(x)\bigl(1-f(x+k)\bigr)\,dx,

the integral taken over the interval where xx and x+kx+k both lie in (0,2)(0,2). Let nn be a positive integer, and let ff be the step function with f(x)=αrf(x)=\alpha_r for 2r/n<x<2(r+1)/n2r/n<x<2(r+1)/n, r=0,1,…,n−1r=0,1,\ldots,n-1, where the constants satisfy 0⩽αr⩽10\leqslant\alpha_r\leqslant1; suppose ∫02f(x) dx=1\int_0^2f(x)\,dx=1. Let ε>0\varepsilon>0. Then there is a step function gg on 0⩽x⩽20\leqslant x\leqslant2 taking only the values 00 and 11, with ∫02g(x) dx=1\int_0^2g(x)\,dx=1, such that

I(g,k)<I(f,k)+εfor all k.I(g,k)<I(f,k)+\varepsilon\qquad\text{for all }k.

Two consequences (pp. 74-75, stated in the paper). By a continuity argument, the end-points of the intervals on which gg is constant can also be required to be rational; the paper notes that this is needed for the application and that the construction alone gives it only when all the αr\alpha_r are rational. The corresponding result for an arbitrary integrable ff with 0⩽f⩽10\leqslant f\leqslant1 follows at once, and the condition ∫02f=1\int_0^2f=1 can be dropped if the conclusion ∫02g=1\int_0^2g=1 is replaced by ∫02g=∫02f\int_0^2g=\int_0^2f.

Use in the paper (p. 73). The paper concludes that the value of (3) for any ff with values in [0,1][0,1] satisfying (1) is an upper bound for lim⁡M(i)/i\lim M(i)/i.

Source. Jan Kristian Haugland, Advances in the Minimum Overlap Problem, Journal of Number Theory 58 (1996), no. 1, 71-78, doi:10.1006/jnth.1996.0064: the function-theoretic version, p. 72; the Crucial Conjecture, p. 73; the statement proved, p. 74; the two consequences, pp. 74-75; the proof, pp. 75-78. The edition read is identified on the source card.

Read depth. Claims checked: the setting, the conjecture, the statement proved and its two consequences were read clause by clause on the printed pages. The proof was read but not checked step by step; the paper prints no proof of the function-theoretic identity (3) or of the continuity argument. Nothing here is independently reviewed.

Proof pointer

Pages 75-78. Each of the nn intervals of constancy of ff is cut into R1R_1 equal pieces; the first of these nR1nR_1 pieces is covered by short intervals CmC_m of length between 1/(mlog⁡m)1/(m\log m) and 2/(mlog⁡m)2/(m\log m) with rational end-points, and the later pieces by intervals with indices pushed far enough out (condition (4)) that the lengths shrink rapidly from left to right. Each CmC_m is cut into R2R_2 equal pieces, and on each piece gg is 11 on a left portion of proportion αr\alpha_r and 00 on the rest, so gg has the same integral as ff on each interval of constancy. For a positive shift kk, the index cut-off (5) and the estimate (6) split (0,2)(0,2) into three regions, and the error in I(g,k)−I(f,k)I(g,k)-I(f,k) from each source is at most ε/4\varepsilon/4 under the conditions (7)-(10) on R1,R2,R3R_1,R_2,R_3 (p. 77). Negative shifts follow by applying the result to 1−f1-f and 1−g1-g (p. 78).

Dependencies

None from the paper's other results.

Bears on

  • Problem 36: with the paper's function-theoretic version, the theorem lets an upper bound on the problem's constant cc come from a step function with values in [0,1][0,1] and integral 11, rather than from an explicit partition. It supplies a method for upper bounds only and gives no lower bound for cc.